Compliance Advisory

**THE COMPANY**: Our client is a leading independent Brokerage firm based in the City. **THE RESPONSIBILITIES**: - Providing compliance advisory support to a cash equity business control - Trade and communications surveillance - SMCR support - AML/KYC account opening and reassessment - General research issues **EXPERIENCE REQUIRED**: - General compliance...

**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for providing Compliance Advisory support to the Business -...

THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

CONTRACT TYPE: - Permanent- LOCATION: - City of London- INDUSTRY: - Compliance & Legal- Financial Services- SALARY: - Negotiable- START DATE: - ASAP- REF: - BN373239_1677240766- JOB PUBLISHED: - 1 day ago**Compliance Advisory** **£90000 - £100000 + Bonus + Benefits** **London** **THE COMPANY** Growing London banking group, part of one of the world's...

**Compliance Advisory** *** **Business Area: Group General Counsel** *** **Place of Work: London** *** **Contract Type: Permanent** *** **When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate...

CONTRACT TYPE: Permanent LOCATION: City of London INDUSTRY:Compliance & LegalFinancial ServicesSALARY: Negotiable START DATE: ASAP REF: BN373239_ JOB PUBLISHED:1 day agoCompliance Advisory£ £ Bonus + BenefitsLondonTHE COMPANYGrowing London banking group, part of one of the world's largest banks by assets, has a new role within their Legal & Compliance...

**THE COMPANY**: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer. **THE RESPONSIBILITIES**: - Review/audit/investigation requests from Exchanges and Regulators - FATCA and CRS Audit and Advisory; ad hoc tax projects - Research in...

When you become a part of Universities Superannuation Scheme (USS), you'll be entering a realm where the vastness and dimension of our pension program will offer you myriad chances to learn and grow within your career. Given our substantial size, you'll possess genuine independence and impact as you collaborate closely with a diverse team of specialists....

Greater London - £ - 60,000 Per Year - Permanent Reference: 28802 **Description**: We have partnered with a UK leading private bank who are looking to bring in a Compliance Advisory Officer. They have grown progressively over the years and are keen to ensure that this continues with this hire. The role will exist to ensure that all areas of the bank will...

**THE COMPANY**: Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for a Compliance Officer with a Financial Crime focus to join the thriving team. **THE RESPONSIBILITIES**: - Review complex documentation and AML/KYC information for new clients at...

Compliance AdvisoryBusiness Area: Group General CounselPlace of Work: LondonContract Type: PermanentTeam Overview-When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate closely with a wide-ranging team of...

**THE COMPANY**: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture they are an excellent employer. **THE RESPONSIBILITIES**: - Review/audit/investigation requests from Exchanges and Regulators - FATCA and CRS Audit and Advisory; ad hoc tax projects - Research in...

Compliance Advisory Manager (Investment/Wealth Management) Central London/Hybrid Permanent c£75,000 - £80,000 pa plus benefits The Responsibilities of a Compliance Advisory Manager UK/EMEA Will Include: - Advising the business on the policies and procedures, including representing Compliance in business projects where Compliance input/representation...

We have an opportunity for a Compliance Executive - Advisory to join our Compliance department. You will report to the Compliance Advisory Manager and will be responsible for assisting the Head of Compliance with the management of the firm’s compliance framework and activities. Emphasising particularly on providing appropriate advice to the business, to...

When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate closely with a wide-ranging team of experts. Our office is a vibrant place to work, and we offer flexibility of office/homeworking due to our...

When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate closely with a wide-ranging team of experts. Our office is a vibrant place to work, and we offer flexibility of office/homeworking due to our...