Operational & Regulatory Support Team Officer- 12 month FTC - 18872

4 weeks ago


London, United Kingdom Compliance Professionals Full time
Job Description

THE COMPANY:


Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC.









THE RESPONSIBILITIES:


  • To lead, develop and manage the operational & regulatory support team.
  • To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation of Payee);
  • To develop strong relationships with compliance stakeholders across the business;
  • To identify emerging risks
  • To oversee and lead regulatory change initiatives
  • To lead reporting on risk matters to ensure the business meets its reporting obligations
  • To design and update internal policies
  • To implement any findings of internal and external auditors and to incorporate any necessary updates to procedures;
  • To assist in the resolution of compliance problems following appropriate internal processes;
  • To oversee initial customer due diligence based on bank systems of record
  • To ensure customer files are up-to-date and in line with Bank’s policy and procedures to reduce risk;
  • To investigate AML transactional monitoring alerts
  • To escalate any account suspicions identified
  • To manage responses and resolutions of matters raised in Compliance, Risk and Audit reports;
  • To compile conduct risk MI
  • To assist in resolving any problems or complaints
  • To provide mentoring on Compliance and Anti Money Laundering issues;
  • To oversee the maintenance of account documentation within banking dept;
  • To attend meetings to develop an understanding of business processes;
  • To assist with project work when required;
  • To monitor risk in the department to ensure that risk is minimized;
  • To review the policy and manual or to monitor the policy and manual have been reviewed on time;
  • Conduct daily basic CASS review operation in accordance with established "policies”.











EXPERIENCE REQUIRED:


**Interested individuals must have Consumer Duty, COBS complaints and payments compliance experience**

  • Experience obtained from UK banking;
  • Interested individuals must have Consumer Duty, COBS complaints and payments compliance experience
  • Sound knowledge of bank policies and procedures;
  • Ability to make constructive and practical recommendations and improvements to processes and procedures;
  • Knowledge of FCA guidelines and principles;
  • Knowledge of money laundering prevention;
  • Confident in making decisions;
  • Good attention to detail;
  • Able to communicate effectively












For further information please contact Natalie Eshelby



  • London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC. THE RESPONSIBILITIES: To lead, develop and manage the operational & regulatory support team. To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation...


  • City of London, Greater London, United Kingdom Harrison Holgate Full time

    Product Governance Officer (12 Month FTC) City of London Reference: HH/RF-11662 A global Insurance Broking company is currently recruiting for a Product Governance and Consumer Duty Officer (12 Month FTC) to join their London team. ROLE PURPOSE: To support in enhancing, maintaining and implementing the firm’s overarching Consumer Duty and Product...


  • London, United Kingdom Morgan Spencer Full time

    **Operations Administrator 12 month FTC** **£25k to £28k** **Start date: ASAP 12 month FTC** **Benefits: 28 days holiday, pension scheme** **THE COMPANY**: The role will be working as an operations administrator for a reputable and established consultancy company, based just a second away from the Thames river and Shakespeare’s Globe. My clients are...

  • Operations Assistant

    2 months ago


    City of London, United Kingdom Arthur Full time

    Exciting Opportunity for an Operations Assistant! City of London, Hybrid Working, 12 Month FTC, Hybrid Working My client is a leading global insurer, they are recruiting for a Operations Assistant in the Global Transaction Solutions department. You will be part of an innovative and growing line of business. In this maternity cover role (12 months fixed term...


  • London, United Kingdom eFinancialCareers Full time

    Goodman Masson have partnered with a forward-thinking Investment Bank, to assist with their search for a Regulatory Reporting Accountant for an initial 12-month FTC based either from their London or Dublin offices. This is a broad role with development opportunities, requiring a combination of a high level of technical knowledge, experience in preparing...

  • Compliance Consultant

    1 month ago


    London, United Kingdom Barclay Simpson Full time

    **Compliance Consultant - 12 Month FTC**: - London - £65,000 - £70,000 - Job type: Contract - Sector: Financial Services - Job reference: MPC41194 We’re working with a leading consultancy group, who are looking to hire for a regulatory compliance consultant on a 12 month contract. Depending on performance, this role may become permanent. This role...


  • London, United Kingdom Morgan Spencer Full time

    **Operations/Facilities **Administrator** 12 month FTC** **£25k to £28k** **Start date: ASAP 12 month FTC** **Benefits: 28 days holiday, pension scheme** **THE COMPANY**: The role will be working as an operations administrator for a reputable and established consultancy company, based just a second away from the Thames river and Shakespeare’s Globe. My...


  • London, United Kingdom RICS Full time

    **Vacancy Name** - Regulatory Governance Executive (12 month FTC) **Country** - United Kingdom **Office Location** - Birmingham or London - Hybrid **About Us** - Flexible/Agile Working: This role can be performed with a hybrid working arrangement which balances working from home and your contracted office. It is expected that individuals will attend...


  • London, United Kingdom Arthur Recruitment Full time

    Arthur is excited to be partnered with a market leading global insurer who are looking to grow their London Claims team by bringing on boardClaims Operations Assistant on a 12-Month FTC .You will assist the Claims Operations and Claims team with all aspects of the Claims Operations function. Your role involves providing a superior level of operational...

  • Office Manager

    3 weeks ago


    London, United Kingdom Centre People Full time

    Office Manager (12-month FTC) - Centre People Appointments Jobs London Office Manager (12-month FTC) Ref: TY45390 Office Manager (12-month FTC) Sector Administration/PA Type Full-time, Temp/Contract/Project Location London Salary (Annual) £ ~ 55,000 / Year Benefits Competitive Package A well-established global trading house based in central London is...


  • London, United Kingdom Harnham - Data & Analytics Recruitment Full time

    **HEAD OF SUPPORTER INSIGHT - 12-month FTC** **£51,000** **HYBRID** **THE COMPANY** This not-for-profit organisation that focuses on child welfare are currently looking for a Head of Supporter Insight on a maternity cover basis. **THE ROLE** As a Head of Supporter Insight, you can expect to be involved in the following: - Managing a team of 5 -...


  • London, United Kingdom Dove & Hawk Full time

    **Residential Property Administrator (12 month FTC) - Prime Central London - £30,000 to £32,000 Dependant on Experience** My client, a successful global property firm are currently hiring for a Property Administrator on a 12-month FTC to assist with the administration for a prestigious estate in Prime Central London. You will assist and support the...


  • London, United Kingdom Goldsmiths University Full time

    **Student Casework Officer (12 month FTC)**: - Department - Governance and Legal Services - Vacancy Type - Fixed-Term - Contract Length - 12 Months - Full-Time/Part-Time - Full Time - Salary - £36,861 - £39,846 - Actual Hours - 35 - FTE - 1.0 - Interview Date - 2 August 2023 - Contact Details - Posted Date - 28/06/2023 - Closing Date - 28/07/2023 - Ref...


  • London, United Kingdom Goldsmiths University Full time

    **Student Casework Officer (12 month FTC)**: - Department - Governance and Legal Services - Vacancy Type - Fixed-Term - Contract Length - 12 Months - Full-Time/Part-Time - Full Time - Salary - £36,861 - £39,846 - Actual Hours - 35 - FTE - 1.0 - Interview Date - 2 August 2023 - Contact Details - Posted Date - 28/06/2023 - Closing Date - 28/07/2023 - Ref...


  • London, United Kingdom Harnham - Data & Analytics Recruitment Full time

    **HEAD OF SUPPORTER INSIGHT (12 month FTC)** **UP TO 51,000 + BENEFITS** **LONDON (HYBRID)** **THE COMPANY** Harnham is working with a non-profit organisation that aims to try and help and support young people in the UK from abuse and create a better future for children. The role will focus on strategy, research insight, and data with the aim to change...

  • Claims Governance

    7 hours ago


    London, United Kingdom Claims Recruitment Services Full time

    **Claims Governance & Controls Officer (12 Month FTC)** **London** **Negotiable Salary + Excellent Benefits** Claims Recruitment Services is proud to bring this excellent job opportunity to the market with our client, a leading Lloyd’s Syndicate which prides itself on its truly global capability, enviable reputation, training, work/life balance, and...

  • Wordings Specialist

    1 month ago


    London, United Kingdom Arthur Full time

    New Job - Wordings Specialist (London) 12 Month FTC (Mat Cover) Join a successful and reputable London market insurer as a Wordings Specialist for a 12 Month FTC (Mat cover), working in a hybrid model and based in London. This is an excellent opportunity for a skilled insurance wordings professional to be a part of a fast-paced and collaborative team, with a...


  • London, United Kingdom Ryder Reid Legal Full time

    Job Reference: JO0000005239 - Date Posted: 8 April 2024 - Recruiter: Ryder Reid Legal - Location: City of London, London - Salary: On Application - Sector: HR - Job Type: Permanent - Duration: 12 - Work Hours: Full Time **The Firm** *** I am currently supporting a US law firm in their search for a HR Operations Coordinator to join their team in their...


  • London, United Kingdom Compliance Professionals Full time

    Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC. To lead, develop and manage the operational & regulatory support team. To review and analyse upcoming regulatory compliance requirements. To identify emerging risks To oversee and lead...


  • London, United Kingdom Mason Blake Full time

    Trade Operations Analyst (12 – Month FTC) Job details Location London Date Posted 9 January 2024 Category Operations Job Type Temporary Job ID Trade Operations Analyst (12 - Month FTC) Description Our client, an industry leading investment firm, is looking for a Trade Operations Analyst to join their Global Trade Co-Ordination team. The team...