OGC Assistant Compliance and Intake

1 month ago


UK, United Kingdom LATHAM & WATKINS LLP Full time

Latham & Watkins is a global law firm consistently ranked among the top firms in the world. The success of our firm is largely determined by our commitment to hire and develop the very best and brightest, creating a team that provides our clients with the highest quality of work and service. We are driven by our core values: respect, innovation, and collaboration.

The OGC Assistant Compliance and Intake is an integral part of Lathams Office of the General Counsel. This exciting new role will be responsible for completing matter-opening and related compliance processes, ensuring the information received is accurate and sufficient, and that requested actions are consistent with firm policies. The Assistant will also support with administrative tasks relating to the onboarding and training of new Compliance and Intake team members, including preparing training agendas, coordinating and scheduling training sessions with members of the OGC, ensuring proper access to necessary firm systems, internal webpages, email mailboxes, and distribution lists. This role will be located in either our London or Manchester office. Please note that this role may be eligible for a flexible working schedule that allows for a hybrid and in-office presence.

Other key responsibilities include:

  • Providing administrative support to the Compliance and Intake team, including meeting and video conference arrangements, Chrome River expense reports, and other duties
  • Updating lateral attorney prior work affiliation information in the firms conflicts database
  • Assisting the firm's ethics walls program, including implementing ethics walls, addressing outstanding acknowledgment requests and creating weekly statistical reports
  • Reviewing and updating internal OGC department webpages and organizational charts regularly, and as instructed by OGC department leadership
  • Assisting with collection and cataloguing of compliance documentation received as part of the new business intake process, including engagement letters, outside counsel guidelines, and waivers

Wed love to hear from you if you:

  • Exhibit well-developed and professional interpersonal skills, with the ability to effectively interface with attorneys, management, and support staff
  • Display the ability to work in a team environment, across multiple offices, collaborate and interact effectively with OGC staff and other firm personnel, with a customer-service focus
  • Demonstrate ability to work independently in a wide variety of duties and seeks guidance or assistance from more senior staff as appropriate

And have:
  • A high school diploma or equivalent, with a Bachelor's degree preferred
  • Relevant experience in a professional or legal environment

Successful candidates will not only be provided with an outstanding career opportunity and welcoming environment, but will also be provided with a generous total compensation package with bonuses awarded in recognition of both individual and firm performance. Eligible employees can participate in Lathams comprehensive benefit program which includes:

  • Health insurance as well as group income protection and life assurance
  • A pension plan
  • Wellness programs
  • Employee discounts
  • And more

Additionally, we have a range of diversity programming including Global Affinity Groups. These groups provide a firmwide platform to share experiences and advice as well as an opportunity to participate in a supportive network with common interests to help make life at the firm even better.

Latham & Watkins is committed to diversity, equal opportunity, sustainability, and pro bono legal services. We draw from a remarkable wealth of talent to create one of the world's leading law firms, and advance these commitments through the work of our Global Citizenship department. Our lawyers, paralegals, and professional staff worldwide comprise a rich mixture of different races, ethnic backgrounds, religions, sexual orientations, cultures, and primary languages. Our diversity makes us who we are.

ADZN1_UKTJ



  • Peterborough, UK, Eastern England, United Kingdom AJ FOX COMPLIANCE Full time

    We have a new opportunity for someone keen to start their career in compliance. Our client is a well-respected national law firm seeking a Compliance Assistant to join them in Peterborough/Spalding.This role is perfect for a Paralegal, Legal Assistant or Law Graduate interested in taking their first steps into compliance. The ideal candidate possesses...


  • Birmingham, UK, West Midlands, United Kingdom AJ FOX COMPLIANCE Full time

    We have a new opportunity for someone keen to start their career in compliance. Our client is a well-respected national law firm seeking a Compliance Assistant to join them in Birmingham.This role is perfect for a Paralegal, Legal Assistant or Law Graduate interested in taking their first steps into compliance. The ideal candidate possesses excellent...


  • Loughborough, UK, Leicestershire, United Kingdom AJ FOX COMPLIANCE Full time

    We have an exciting new opportunity at a dynamic Legal Consultancy Company in Loughborough. We are looking for a Compliance Assistant to support the team and clients, as well as carry out various administrative tasks in the day-to-day running of the business. This role would be ideal for a Law Graduate wanting to step into compliance, an office administrator...


  • UK, UK, United Kingdom Lutine Bell Full time

    Summary of role:Our ideal candidate will have at least seven years relevant experience within a leading investment manager and will have a track record of providing proactive, commercial and value-adding regulatory advice to senior business leaders, in collaboration with Risk and Legal colleagues as required. The successful candidate will exhibit strong...


  • Surrey, UK, South East England, United Kingdom AJ FOX COMPLIANCE Full time

    We have a great, new opportunity for a lawyer interested in a role with flexibility, minimal pressure and many opportunities to learn. Our client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be well-suited for...

  • Compliance Assistant

    21 hours ago


    Northampton, UK, Northamptonshire, United Kingdom MHA Caves Wealth Full time

    MHA Caves Wealth is the wealth management division of MHA, one of the largest firms of accountants, tax and business advisers in the UK.We provide expert, independent wealth and investment management services for individuals and their businesses. The firm has its head office in Northampton and serves a wide range of MHA offices across the country.Our success...


  • Northampton, UK, Northamptonshire, United Kingdom MHA Caves Wealth Full time

    MHA Caves Wealth is the wealth management division of MHA, one of the largest firms of accountants, tax and business advisers in the UK.We provide expert, independent wealth and investment management services for individuals and their businesses. The firm has its head office in Northampton and serves a wide range of MHA offices across the country.Our success...

  • Compliance Assistant

    21 hours ago


    London, UK, UK, United Kingdom Nashrock Insurance Recruitment Full time

    Salary: To be determined based on relevant experience Working Arrangement: Team members are expected to be in the office from Monday to Thursday each week. Flexibility is provided for working from home on Tuesday to Thursday for personal appointments, such as doctor's visits.Job Description:We are seeking a detail-oriented and proactive Compliance...


  • London, UK, UK, United Kingdom Nashrock Insurance Recruitment Full time

    Salary: To be determined based on relevant experience Working Arrangement: Team members are expected to be in the office from Monday to Thursday each week. Flexibility is provided for working from home on Tuesday to Thursday for personal appointments, such as doctor's visits.Job Description:We are seeking a detail-oriented and proactive Compliance...


  • UK, UK, United Kingdom Clayton Davies Full time

    Our client, a successful financial planning firm, are looking for an Assistant Compliance Manager to join their successful Compliance team.Key Responsibilities:Execute the Compliance Monitoring Plan Keep abreast of regulatory developments and publications from the FCA and their Compliance Consultants to review and analyse that information and summarise the...


  • UK, UK, United Kingdom Clayton Davies Full time

    Our client, a successful financial planning firm, are looking for an Assistant Compliance Manager to join their successful Compliance team.Key Responsibilities:Execute the Compliance Monitoring Plan Keep abreast of regulatory developments and publications from the FCA and their Compliance Consultants to review and analyse that information and summarise the...

  • Compliance Assistant

    2 weeks ago


    UK, United Kingdom Ten2Two Ltd Full time

    Recruitment Compliance Assistant, Resourcing Consultancy, 25-30 hrs/wk, Remote/London, c£32k FTE*Are you an experienced recruitment or HR professional with an acute eye for detail and a good understanding of recruitment compliance? This growing consulting and resource solutions business is looking to add to their team, offering part-time and hybrid working,...


  • London, UK, UK, United Kingdom SSQ Full time

    SSQ has been instructed by a leading US law firm who seek to hire a risk & compliance lawyer to join the international compliance function in London.In this role, you will provide comprehensive regulatory compliance and risk support to the Office of the General Counsel, while collaborating closely with the global Client Intake teams.The RoleReporting to the...


  • London, UK, UK, United Kingdom SSQ Full time

    SSQ has been instructed by a leading US law firm who seek to hire a risk & compliance lawyer to join the international compliance function in London.In this role, you will provide comprehensive regulatory compliance and risk support to the Office of the General Counsel, while collaborating closely with the global Client Intake teams.The RoleReporting to the...

  • Records Manager

    6 days ago


    UK, UK, United Kingdom Glen Recruitment Full time

    To work for an expanding City law practice.RESPONSIBILITIESWork with lawyers and staff to ensure that the firm’s policies and procedures regarding information governance are followed.Discuss appropriate locations where data should be stored and deal with various information governance questionsProvide instruction, guidance and training as neededCoordinate...

  • Compliance Manager

    6 days ago


    UK, UK, United Kingdom Asta Capital Limited Full time

    Compliance ManagerTo provide the business with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed client.The Compliance Manager will be the primary point of contact for assigned clients which will require a broad level of technical compliance knowledge....

  • Compliance Analyst

    6 days ago


    UK, UK, United Kingdom Robert Half Full time

    Compliance Analyst - Wealth ManagementBristol Area (1-2 days a week in office) £35k - £45k DoEMinimum of 1-2 years experience within Compliance or as a ParaplannerRole Overview: The Compliance Analyst will assume a pivotal role in our commitment to regulatory compliance and fostering positive customer outcomes under the FCA’s Consumer Duty requirements....


  • UK, UK, United Kingdom Clayton Davies Full time

    Our client, a successful Investment Management firm, are looking for an experienced Senior Compliance professional to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately...


  • UK, UK, United Kingdom ETS EMEA Full time

    ETS Global, a wholly owned subsidiary of ETS, is the international arm of ETS that brings ETS expertise to educational and business communities around the world. Our mission is to advance quality and equity in education worldwide supporting learners at every important stage of their journey and to facilitate access to new educational and professional...


  • UK, UK, United Kingdom ETS EMEA Full time

    ETS Global, a wholly owned subsidiary of ETS, is the international arm of ETS that brings ETS expertise to educational and business communities around the world. Our mission is to advance quality and equity in education worldwide supporting learners at every important stage of their journey and to facilitate access to new educational and professional...