Market Abuse Manager

**THE COMPANY**: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more. *** **THE RESPONSIBILITIES**: - Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts - Identify risks/issues and discrepancies and proactively escalate -...

THE COMPANY: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more. THE RESPONSIBILITIES: Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner. Identify risks/issues and discrepancies and proactively...

Market Abuse Investigations, Associates Market Conduct, Secondary Market Oversight (SMO) Reducing and preventing financial crime is a priority area for the FCA. We want to see clean, transparent and fair markets in securities, delivering assertive action on market abuse. SMO is part of Market Oversight and is responsible for investigating and prosecuting...

Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. This role is based in the United Kingdom and as such all normal working days must be carried out in the United Kingdom. Join us as a Market Abuse Risk Assessment Lead - In this key role, you’ll be...

A- Posted by - AJ Biasca- Recruiter**Job Purpose** The Market Abuse Surveillance team ensures strong oversight over the methods by which the bank detects potential misbehaviour from our clients and employees, escalates potential issues to Senior Management, and reports potential issues to our regulators. The team offers expertise on all Market Abuse risks in...

We are hiring a contractor role on behalf of our wealth management client to focus on:Market Abuse & surveillancenAccurately document review findings and outcomes and support further investigation of suspicious behaviour as required by providing expert insight and technical assistance.nPrevious experience in at least one of the Core Compliance areas –...

We are hiring a contractor role on behalf of our wealth management client to focus on: Market Abuse & surveillanceAccurately document review findings and outcomes and support further investigation of suspicious behaviour as required by providing expert insight and technical assistance.Previous experience in at least one of the Core Compliance areas –...

Market Abuse Surveillance Expert – metals THE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. THE RESPONSIBILITIES: Conduct daily market abuse and market integrity surveillance Develop the Market Surveillance systems and processes to ensure...

Market Abuse Surveillance Expert – metals THE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. THE RESPONSIBILITIES: Conduct daily market abuse and market integrity surveillance Develop the Market Surveillance systems and processes to ensure...

Market Supervision at LSEG is responsible for monitoring all secondary market trading on London Stock Exchange (“LSE”) markets, Turquoise Global Holdings Limited and Turquoise Global Holdings Europe, and across our FX venues. The purpose of monitoring by Market Supervision is to ensure that trading is orderly and efficient, and in compliance with the...

Market Abuse Investigations, Associates - 12 month fixed term contract Market Conduct, Secondary Market Oversight (SMO) Reducing and preventing financial crime is a priority area for the FCA. We want to see clean, transparent and fair markets in securities, delivering assertive action on market abuse. SMO is part of Market Oversight and is responsible for...

**Job highlights** - Full time - London, Greater London, United Kingdom - Compliance **Job ID** - R200000706**Closing date** - Never**Last Updated** - 02/05/2024*** We are assembling a team of Market Abuse experts who will cover multiple aspects of an industry leading surveillance framework. This is an opportunity to join and contribute to the design,...

Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. This role is based in the United Kingdom and as such all normal working days must be carried out in the United Kingdom. Join us as a Risk & Control Associate - This is a challenging and engaging...

**Tasks and Responsibilities** - Investigate trading practices i.e. market abuse and best execution monitoring via the automated surveillance system. - Undertaking periodic compliance reviews across the equity, fixed income and convertible bonds businesses. - Front Office Communications monitoring. - Undertaking desk reviews. - Respond to ad hoc client and...

THE COMPANY: Are you the right applicant for this opportunity Find out by reading through the role overview below.Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team.THE RESPONSIBILITIES:Conduct daily market abuse and market integrity surveillanceDevelop the...

THE COMPANY: Are you the right applicant for this opportunity Find out by reading through the role overview below.Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team.THE RESPONSIBILITIES:Conduct daily market abuse and market integrity surveillanceDevelop the...

THE COMPANY: Are you the right applicant for this opportunity Find out by reading through the role overview below. Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. THE RESPONSIBILITIES: Conduct daily market abuse and market integrity surveillanceDevelop...

THE COMPANY: Are you the right applicant for this opportunity Find out by reading through the role overview below. Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. THE RESPONSIBILITIES: Conduct daily market abuse and market integrity surveillanceDevelop...

**Fox Morris Group are working to recruit a Domestic Abuse Housing Officer** **Rate - Negotiable** **Contract - 3-6 Month contract** **Job Details** The key purpose of the Domestic Abuse Housing Officer role is to provide a specialist service to survivors of domestic abuse seeking housing assistance and to manage the Sanctuary Scheme which helps...

Job Description THE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. THE RESPONSIBILITIES: Conduct daily market abuse and market integrity surveillance Develop the Market Surveillance systems and processes to ensure the surveillance programme...