Market Abuse Contractor

We are hiring a contractor role on behalf of our wealth management client to focus on:Market Abuse & surveillancenAccurately document review findings and outcomes and support further investigation of suspicious behaviour as required by providing expert insight and technical assistance.nPrevious experience in at least one of the Core Compliance areas –...

We are hiring a contractor role on behalf of our wealth management client to focus on:Market Abuse & surveillancenAccurately document review findings and outcomes and support further investigation of suspicious behaviour as required by providing expert insight and technical assistance.nPrevious experience in at least one of the Core Compliance areas –...

**THE COMPANY**: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more. *** **THE RESPONSIBILITIES**: - Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts - Identify risks/issues and discrepancies and proactively escalate -...

Market Abuse Associate Location: London Reports To: Head of Compliance The Market Abuse Associate will play a crucial role in supporting the firm's efforts to identify, investigate, and mitigate potential market abuse activities. This position involves daily trade surveillance, conducting in-depth investigations, and ensuring compliance with...

Market Abuse Associate Location: London Reports To: Head of Compliance The Market Abuse Associate will play a crucial role in supporting the firm's efforts to identify, investigate, and mitigate potential market abuse activities. This position involves daily trade surveillance, conducting in-depth investigations, and ensuring compliance with regulatory...

Investigator, Market Abuse **Salary**: National ranging from £49,700 to £63,500 and London from £53,300 to £70,000 per annum Are you interested in joining a team that assesses, reviews and investigates allegations of criminal and civil market abuse offences? The FCA is responsible for investigating and prosecuting insider dealing and market...

**JOB OVERVIEW**: TD Cowen is looking for a Market Abuse Surveillance Analyst to join its Compliance team in London on a 4 month fixed term contract. Specific responsibilities will include, but are not limited to: - Identifying suspicions of market abuse through the use of an automated monitoring tool - Investigating and closing out alerts on a timely...

THE COMPANY: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more. THE RESPONSIBILITIES: Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner. Identify risks/issues and discrepancies and proactively...

Commodity Market Abuse Investigator **Salary**: National ranging from £50,000 to £63,000 and London from £55,000 to £70,000 per annum - Are you interested in joining_ - a team that plays a key role in delivering the FCA’s strategy in combatting market abuse?_ Market Oversight is responsible for overseeing primary and secondary market activity through...

Market Abuse Investigations, Associates Market Conduct, Secondary Market Oversight (SMO) Reducing and preventing financial crime is a priority area for the FCA. We want to see clean, transparent and fair markets in securities, delivering assertive action on market abuse. SMO is part of Market Oversight and is responsible for investigating and prosecuting...

**THE COMPANY**: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more. **THE RESPONSIBILITIES**: - Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner. - Identify risks/issues and discrepancies and...

A- Posted by - AJ Biasca- Recruiter**Job Purpose** The Market Abuse Surveillance team ensures strong oversight over the methods by which the bank detects potential misbehaviour from our clients and employees, escalates potential issues to Senior Management, and reports potential issues to our regulators. The team offers expertise on all Market Abuse risks in...

Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. This role is based in the United Kingdom and as such all normal working days must be carried out in the United Kingdom. Join us as a Market Abuse Risk Assessment Lead - In this key role, you’ll be...

Fixed Income Market Abuse Investigator **Salary**: National ranging from £50,000 to £63,000 and London from £55,000 to £70,000 per annum - Are you interested in joining_ - a team that plays a key role in delivering the FCA’s strategy in combatting market abuse?_ Market Oversight is responsible for overseeing primary and secondary market activity...

Market Abuse Surveillance Expert – metals THE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. THE RESPONSIBILITIES: Conduct daily market abuse and market integrity surveillance Develop the Market Surveillance systems and processes to ensure...

Market Abuse Surveillance Expert – metals THE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. THE RESPONSIBILITIES: Conduct daily market abuse and market integrity surveillance Develop the Market Surveillance systems and processes to ensure...

Market Abuse Surveillance Expert – metals THE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. THE RESPONSIBILITIES: Conduct daily market abuse and market integrity surveillance Develop the Market Surveillance systems and processes to ensure...

Market Abuse Surveillance Expert – metals THE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. THE RESPONSIBILITIES: Conduct daily market abuse and market integrity surveillance Develop the Market Surveillance systems and processes to...

Market Abuse Surveillance Expert – metals THE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. THE RESPONSIBILITIES: Conduct daily market abuse and market integrity surveillance Develop the Market Surveillance systems and processes to ensure...

Senior Fixed Income Market Abuse Specialist Location London / Leeds / Edinburgh Salary National ranging £54,600 - £68,300 and London £60,000 - £75,000 Background At the FCA, we are creating a fair and more resilient financial system. We are establishing more transparent relationships between financial services and their customers, building trust in...