Compliance/Operations Assistant

6 days ago


Cheltenham, United Kingdom Cavendish Maine Full time

The Company:

My client are a firm of Chartered Financial Planners looking for a Compliance/Operations Assistantto join their team.

Job Description:

  • Assist the Technical Operations Manager with administration and maintenance of the T&C scheme.
  • Assist the Compliance Manager with file reviews.
  • Assist with monitoring and administration of the firms compliance manual and processes.
  • Assist the Office Manager...





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