Compliance Manager
1 month ago
Our client, a leading and hugely ambitious financial advice network, are looking to appoint a pro-active & dynamic Compliance Manager. This pivotal role will see you working collaboratively with the Group Compliance team whilst also taking a lead on Compliance activities in the Wealth area of the business; providing advice & consultancy to Channel Heads and the Senior Management team whilst supporting business growth.
Key Responsibilities:
- Assist in the development & execution of the Compliance plan at a Group Level, whilst leading on all Compliance activities within the Wealth division.
- Provide expert compliance advice and guidance to senior stakeholders, fostering a culture of compliance.
- Influencing senior leadership to ensure commercial objectives are balanced against their responsibilities under SMCR
- Support the Head of Compliance in managing regulatory interactions, including FCA visits and thematic reviews.
- Identify and mitigate compliance risks, ensuring the business operates within regulatory boundaries.
- Collaborate with the Group Compliance team to implement and maintain effective compliance controls.
- Build strong relationships with key stakeholders across the business.
This is an exciting opportunity to join a dynamic, growing business with clear career progression opportunity to develop with the business; take ownership of Compliance within the Wealth division; engage with Senior Stakeholders; and deliver a breadth of projects in an evolving business.
The ideal candidate will have demonstrable Compliance experience within Wealth / Investment Management or an Adviser network; in-depth knowledge of financial regulations; and a pragmatic approach to balancing commercial & strategic objectives with regulatory obligations. You will have excellent communication & inter-personal skills; strong analytical and problem-solving abilities; be self-motivated and results-oriented with a pro-active approach.
-
Compliance Strategy Manager
3 weeks ago
Swindon, Swindon, United Kingdom Davies Talent Solutions Full timePosition Overview:Davies Talent Solutions is seeking a proactive and dynamic Compliance Manager to join a prominent financial advisory network. This essential role involves close collaboration with the Group Compliance team while spearheading compliance initiatives within the Wealth sector of the organization. The successful candidate will provide expert...
-
Transport Compliance Manager
1 month ago
Swindon, United Kingdom GXO Logistics Full timeCompany description: GXO Logistics Supply Chain Inc. Job description: Are you a Transport Compliance professional looking for that next step in your career? Perhaps you are already a Transport Compliance Manager looking for that next opportunity? Here at GXO, we are currently recruiting for a Transport Compliance Manager to join our team in Swindon,...
-
Transport Compliance Manager
1 month ago
Swindon, United Kingdom GXO Logistics Full timeCompany description: GXO Logistics Supply Chain Inc. Job description: Are you a Transport Compliance professional looking for that next step in your career? Perhaps you are already a Transport Compliance Manager looking for that next opportunity? Here at GXO, we are currently recruiting for a Transport Compliance Manager to join our team in Swindon,...
-
Transport Compliance Manager
4 weeks ago
Swindon, United Kingdom GXO Logistics Full timeCompany description:GXO Logistics Supply Chain Inc.Job description:Are you a Transport Compliance professional looking for that next step in your career? Perhaps you are already a Transport Compliance Manager looking for that next opportunity?Here at GXO, we are currently recruiting for a Transport Compliance Manager to join our team in Swindon, supporting...
-
Transport Compliance Manager
1 month ago
Swindon, United Kingdom GXO Logistics Full timeCompany description:GXO Logistics Supply Chain Inc.Job description:Are you a Transport Compliance professional looking for that next step in your career? Perhaps you are already a Transport Compliance Manager looking for that next opportunity?Here at GXO, we are currently recruiting for a Transport Compliance Manager to join our team in Swindon, supporting...
-
Transport Compliance Manager
2 weeks ago
Swindon, United Kingdom GXO Logistics Full timeCompany description:GXO Logistics Supply Chain Inc.Job description:Are you a Transport Compliance professional looking for that next step in your career? Perhaps you are already a Transport Compliance Manager looking for that next opportunity?Here at GXO, we are currently recruiting for a Transport Compliance Manager to join our team in Swindon, supporting...
-
Transport Compliance Manager
1 day ago
Swindon, Swindon, United Kingdom GXO Logistics, Inc. Full timeJob Summary:We are seeking a highly skilled Transport Compliance Manager to join our team at GXO Logistics, Inc. As a key member of our operations team, you will be responsible for ensuring compliance with all relevant transportation regulations and laws.Key Responsibilities:Support the Transport Manager with fleet management, including vehicle maintenance,...
-
Transport Compliance Manager
2 days ago
Swindon, Swindon, United Kingdom GXO Logistics, Inc. Full timeJob Summary:We are seeking a highly skilled Transport Compliance Manager to join our team at GXO Logistics, Inc. As a key member of our operations team, you will be responsible for ensuring compliance with all relevant transportation regulations and laws.Key Responsibilities:Support the Transport Manager with fleet management, including vehicle maintenance,...
-
Product Compliance Manager
2 days ago
Swindon, Swindon, United Kingdom TE Connectivity Corporation Full timeJob OverviewTE Connectivity's Engineering Project Management Teams manage cross-functional engineering projects, working with Product Management, Sales, Quality, Manufacturing, Finance, and other functions across TE to ensure projects meet financial, schedule, and customer expectations.The Aerospace Defense and Marine (ADM) Business Unit focuses on...
-
Transport Compliance Manager
1 week ago
Swindon, Swindon, United Kingdom GXO Logistics, Inc. Full timeJob Title: Fleet Management SpecialistWe are seeking a highly skilled Fleet Operations Specialist to join our team at GXO Logistics, Inc. As a key member of our operations team, you will be responsible for ensuring the safe and efficient management of our fleet.Key Responsibilities:Manage fleet operations and ensure compliance with safety regulations and...
-
Transport Compliance Manager FTC
1 month ago
Swindon, United Kingdom GXO Logistics Full timeGXO Logistics Supply Chain Inc. Are you a Transport Compliance professional looking for that next step in your career? Perhaps you are already a Transport Compliance Manager looking for that next opportunity? Here at GXO, we are currently recruiting for a Transport Compliance Manager to join our team in Swindon, supporting our customer Iceland.
-
Transport Compliance Manager FTC
1 month ago
Swindon, United Kingdom GXO Logistics Full timeGXO Logistics Supply Chain Inc. Are you a Transport Compliance professional looking for that next step in your career? Perhaps you are already a Transport Compliance Manager looking for that next opportunity? Here at GXO, we are currently recruiting for a Transport Compliance Manager to join our team in Swindon, supporting our customer Iceland.
-
Financial Compliance Manager
3 weeks ago
Swindon, Swindon, United Kingdom Catalent Full timeAbout Catalent: Catalent is a global leader in drug development and delivery, committed to advancing new medicines from early development to clinical trials and market launch. We produce over 70 billion doses annually, impacting countless lives. Position Overview: We are seeking a Financial Accountant to oversee the external reporting responsibilities for...
-
Compliance and Regulatory Risk Manager
3 days ago
Swindon, Swindon, United Kingdom Nationwide Full timeJob Description**About the Role**We are seeking a highly skilled Compliance and Regulatory Risk Manager to join our team at Nationwide. As a key member of our Prudential Risk team, you will play a critical role in providing specialist regulatory advice and ensuring compliance with prudential regulations.Key ResponsibilitiesProvide specialist core prudential...
-
Senior Procurement Compliance Manager
1 day ago
Swindon, Swindon, United Kingdom RWE AG Full timeRWE Renewables UK Management Ltd. is seeking a highly motivated and experienced Senior Procurement Compliance Manager to join our Central Procurement division. In this role, you will play a crucial part in ensuring the integrity and effectiveness of our procurement processes by managing and refining procurement directives, staying abreast of legal...
-
Senior Procurement Compliance Manager
2 weeks ago
Swindon, Swindon, United Kingdom RWE AG Full timeRWE Renewables UK Management Ltd. is seeking a highly motivated and experienced Senior Procurement Compliance Manager to join our Central Procurement division. In this role, you will play a crucial part in ensuring the integrity and effectiveness of our procurement processes by managing and refining procurement directives, staying abreast of legal...
-
Compliance Officer
3 months ago
Swindon, United Kingdom FLEETCOR Full timeYour role What you'll be doing Corpay^ is currently looking to hire a Compliance Officer within the UK Compliance division. This position falls under our Corpay^ line of business based in Swindon, UK. This is a 12-month fixed term contract, working 3 days a week onsite and 2 days from home. What you’ll be doing The Compliance Officer will support the...
-
Trainee Ductwork Cleaner
3 months ago
Swindon, United Kingdom Aether Compliance Ltd Full time**Looking to work for a fast paced growing business that values its employees?** Due to recent expansion and growth within the company we are looking to recruit a trainee full-time Ductwork Engineer to provide industrial cleaning for kitchen ductwork systems. The trainee / operative will (initially) work as a labourer with a lead engineer whilst they learn...
-
Compliance Consultant
2 months ago
Swindon, United Kingdom The Openwork Partnership Full timeThe opportunity We are looking for an established Compliance Consultant to join the team, providing effective risk based second line Compliance services across the wealth, mortgage and protection channels for The Openwork Partnership. You’ll provide compliance consultancy to the Chief Risk & Compliance Officer, Channel Heads, Executive Committee,...
-
Compliance Officer
3 months ago
Swindon, United Kingdom RWE Full time**RWE Renewables UK Management Ltd., Swindon** **To start as soon as possible, Full time, Permanent** **Functional area**: Finance / Controlling Based in Swindon, UK, you will be responsible, and be the main contact, for Compliance of RWE’s Renewables business in the UK and Ireland. Your role involves regular interaction with Directors and senior...