Head of Surveillance, Private Side Advisory andControl Room

PRIVATE SIDE FRONT OFFICE CONDUCT SURVEILLANCE OFFICER (JOB NUMBER: 23961) **Bank Overview** BNP Paribas is a leading bank in Europe with an international reach. It has a presence in 73 countries, with more than 196,000 employees, including around 149,000 in Europe. The Group has key positions in its three main activities: Domestic Markets, International...

**Head of Sanctions & Surveillance and DMLRO** **£115k - £130k** **Location: West End (Hybrid)** A globally recognised private bank within London is looking to expand their Financial Crime Compliance team, seeking to recruit for an experienced and hard-working professional to join the position of Head of Sanctions and Surveillance. This is a key role...

**Head of Sanctions & Surveillance and DMLRO** **£115k - £130k** **Location: West End (Hybrid)** A globally recognised private bank within London is looking to expand their Financial Crime Compliance team, seeking to recruit for an experienced and hard-working professional to join the position of Head of Sanctions and Surveillance. This is a key role...

About Our ClientPage Executive is a leading player in the financial services sector, boasting a workforce of over 5000 employees globally. They offer innovative solutions for clients across banking and financial services, driven by their commitment to excellence, integrity, and customer satisfaction.Job DescriptionThe Head of Regulatory Affairs will be...

About Our CompanyPage Executive is a prominent player in the recruitment industry, providing top talent to leading organizations across various sectors. We pride ourselves on our ability to deliver exceptional candidates who meet our clients' unique needs.Job OverviewWe are seeking a senior-level professional to fill the role of Head of Building Management....

Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360 branches, it significantly supports the development of Companies and gives an important sustain to the country's growth. The Group has a selected retail banking presence in Central and Eastern Europe, the Middle East and North...

Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360 branches, it significantly supports the development of Companies and gives an important sustain to the country's growth. The Group has a selected retail banking presence in Central and Eastern Europe, the Middle East and North...

**About our Company** Peel Hunt are a leading UK investment bank focused on mid-cap and growth companies that puts long-term success above short-term gain, helping good companies succeed and delivering outstanding results. We have three business areas, but we act as one Peel Hunt. Our integrated approach combines expert research and distribution, a range of...

Page Executive is a prominent player in the financial services sector, boasting a workforce of over 5000 employees globally.About UsWe offer innovative solutions for clients across banking and financial services, driven by our commitment to excellence, integrity, and customer satisfaction.The role of Central Compliance Director is crucial to our operations....

**Bank Overview** BNP Paribas is a leading bank in Europe with an international reach. It has a presence in 73 countries, with more than 196,000 employees, including around 149,000 in Europe. The Group has key positions in its three main activities: Domestic Markets, International Financial Services (whose retail-banking networks and financial services are...

**About this role**: The EMEA Compliance Surveillance team monitors and analyses the sales, trading and banking activities conducted by Wells Fargo's Corporate & Investment Bank "CIB" and Commercial Banking business groups in EMEA as well as undertaking the surveillance of electronic communications and voice communications across both business lines and...

About the Role">We are looking for a Buy-Side Advisory Director to join our Transaction Support team in Corporate Finance at ProTalent Limited.The successful candidate will have the opportunity to work on UK and international mergers and acquisitions, providing due diligence and buy-side advisory services to strategic buyers, financial investors, banks, and...

Job Title: CCO Head of Surveillance and ComplianceWe are seeking a highly experienced individual to lead our Surveillance and Controls Unit.In this role, you will be responsible for developing, implementing, and overseeing a robust monitoring and surveillance program to detect and prevent potential misconduct, market abuse, and other compliance violations...

In this role you will lead and manage a team that supports Macquarie's pursuit of diverse business opportunities by overseeing group Compliance controls to manage information flows, transactions and positions and research independence. As the Regional Head of our Control Room, you will have a broad range of responsibilities, intersecting the three businesses...

Job DescriptionWe are looking for an M&A Advisory Specialist to join our team at Aon. The successful candidate will provide insurance advisory services to private equity and infrastructure funds, as well as strategic corporate clients, on buy-side and sell-side M&A opportunities.The primary responsibilities of the role include:Undertaking insurance due...

Job Title: Surveillance Function HeadCompany Overview:We are a leading securities firm based in the City, and we are seeking an experienced Surveillance Function Head to join our Compliance Professionals team. This role is critical in ensuring our firm's compliance with regulatory requirements and maintaining a risk-based approach to surveillance...

Experis is seeking a highly experienced Head of Private Capital Tax Advisory to work with their Global Asset Management clients.We estimate the salary for this position to be around $200,000 per annum, depending on location and experience.In order to be successful, you will have:A strong background in private equity, debt, real estate, infrastructure or...

We are looking for a skilled investment funds lawyer with 3–6 years of experience to join our dynamic team at Montgomery Advisory.The role involves drafting and negotiating fund documentation, including limited partnership agreements and ancillary contracts. You'll work closely with clients to advise on fund structuring, formation, and investor...

**What will you be doing** A senior management role with responsibility for providing overall leadership, strategic direction and ongoing management of the effective delivery of the Market Surveillance Program globally. Reporting to the Head of Market Surveillance, the role holder will be accountable for ensuring compliance with all relevant policies,...

Join Our Team as Head of Transaction Advisory ServicesWe are looking for a highly experienced professional to lead our Transaction Advisory Services team in Société Générale CIB. As a leading European investment bank, we offer a dynamic and challenging environment.ResponsibilitiesLead Transaction Teams: Manage teams executing LBOs and infrastructure...