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Risk and Compliance Executive
1 month ago
Are you looking for a new law firm compliance opportunity?
Are you a legal professional with experience in Risk and Compliance?
Would you like to be a part of a modern, forward-thinking law firm?
If you answered yes, keep reading
We have an exciting, new opportunity for a Risk and Compliance Executive to join a leading Law Firm in Bournemouth. This varied role will support the Risk and Compliance Manager and collaborate with fee earners to ensure compliance with all legal, regulatory and professional standards.
The ideal candidate has previous risk and compliance experience gained within a professional services law firm. Prior experience designing and implementing compliance policies, processes and procedures is highly desirable, alongside an understanding of SRA Standards and AML Regulations.
Some responsibilities:
- Stay informed on relevant legislative/regulatory changes and ensure policies/procedures are promptly updated
- Maintain and update existing compliance/regulatory policies, processes and procedures
- Deliver comprehensive risk & compliance training across the firm
- Provide legal, risk and compliance-based advice to firm-wide staff
- Collaborate with senior management and fee earners
- Act as a point of contact for the firm’s broker/claims handler regarding insurance policy renewals
- Collaborate with the MLRO to ensure compliance with Money Laundering Regulations
- Maintain compliance registers, such as risk registers, conflicts registers, etc
- Analyse file review data and report on findings
- Investigate complaints, incidents and breaches, and make recommendations for future prevention
- Escalate potential SRA regulatory breaches
This role is perfect for someone highly motivated and ambitious, adept at problem-solving and well-organised. Excellent interpersonal, written and verbal communication skills are key, along with a keen eye for detail.
If interested in this opportunity, please submit your CV for consideration. Thank you.
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Risk and Compliance Executive
1 month ago
Bournemouth, United Kingdom AJ FOX COMPLIANCE Full timeAre you looking for a new law firm compliance opportunity?Are you a legal professional with experience in Risk and Compliance?Would you like to be a part of a modern, forward-thinking law firm?If you answered yes, keep reading!We have an exciting, new opportunity for a Risk and Compliance Executive to join a leading Law Firm in Bournemouth. This varied role...
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Risk and Compliance Executive
6 days ago
Bournemouth, United Kingdom AJ FOX COMPLIANCE Full timeAre you looking for a new law firm compliance opportunity? Are you a legal professional with experience in Risk and Compliance? Would you like to be a part of a modern, forward-thinking law firm? If you answered yes, keep reading! We have an exciting, new opportunity for a Risk and Compliance Executive to join a leading Law Firm in Bournemouth. This varied...
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Risk and Compliance Executive
2 weeks ago
Bournemouth, United Kingdom AJ FOX COMPLIANCE Full timeAre you looking for a new law firm compliance opportunity?Are you a legal professional with experience in Risk and Compliance?Would you like to be a part of a modern, forward-thinking law firm?If you answered yes, keep reading!We have an exciting, new opportunity for a Risk and Compliance Executive to join a leading Law Firm in Bournemouth. This varied role...
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Risk and Compliance Executive
2 days ago
Bournemouth, United Kingdom AJ Fox Compliance Full timeAre you looking for a new law firm compliance opportunity?The following information aims to provide potential candidates with a better understanding of the requirements for this role.Are you a legal professional with experience in Risk and Compliance?Would you like to be a part of a modern, forward-thinking law firm?If you answered yes, keep reading!We have...
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Risk and Compliance Executive
2 weeks ago
Bournemouth, United Kingdom AJ FOX COMPLIANCE Full timeAre you looking for a new law firm compliance opportunity?Are you a legal professional with experience in Risk and Compliance?Would you like to be a part of a modern, forward-thinking law firm?If you answered yes, keep reading!We have an exciting, new opportunity for a Risk and Compliance Executive to join a leading Law Firm in Bournemouth. This varied role...
-
Risk and Compliance Executive
2 days ago
Bournemouth, United Kingdom AJ Fox Compliance Full timeAre you looking for a new law firm compliance opportunity?The following information aims to provide potential candidates with a better understanding of the requirements for this role.Are you a legal professional with experience in Risk and Compliance?Would you like to be a part of a modern, forward-thinking law firm?If you answered yes, keep reading!We have...
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Risk and Compliance Executive
5 days ago
Bournemouth, Dorset, United Kingdom AJ FOX COMPLIANCE Full timeAre you looking for a new law firm compliance opportunity? Are you a legal professional with experience in Risk and Compliance? Would you like to be a part of a modern, forward-thinking law firm? If you answered yes, keep reading! We have an exciting, new opportunity for a Risk and Compliance Executive to join a leading Law Firm in Bournemouth. This varied...
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Risk and Compliance Executive
1 month ago
Bournemouth, UK, Dorset, United Kingdom AJ FOX COMPLIANCE Full timeAre you looking for a new law firm compliance opportunity?Are you a legal professional with experience in Risk and Compliance?Would you like to be a part of a modern, forward-thinking law firm?If you answered yes, keep reading!We have an exciting, new opportunity for a Risk and Compliance Executive to join a leading Law Firm in Bournemouth. This varied role...
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Risk and Compliance Executive
2 weeks ago
Bournemouth, Dorset, United Kingdom AJ FOX COMPLIANCE Full timeAre you looking for a new law firm compliance opportunity? Are you a legal professional with experience in Risk and Compliance? Would you like to be a part of a modern, forward-thinking law firm? If you answered yes, keep reading! We have an exciting, new opportunity for a Risk and Compliance Executive to join a leading Law Firm in Bournemouth. This varied...
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Risk and Compliance Manager
7 hours ago
Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full timeJob SummaryAJ FOX COMPLIANCE is seeking a highly motivated and experienced Risk and Compliance Executive to join our team. As a key member of our compliance department, you will play a vital role in ensuring the firm's adherence to all legal, regulatory, and professional standards.Key ResponsibilitiesStay informed on relevant legislative and regulatory...
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Compliance and Risk Specialist
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Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full timeJob SummaryAJ FOX COMPLIANCE is seeking a highly motivated and experienced Risk and Compliance Executive to join our team. As a key member of our compliance department, you will play a vital role in ensuring the firm's adherence to all legal, regulatory, and professional standards.Key ResponsibilitiesStay informed on relevant legislative and regulatory...
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Risk and Compliance Manager
1 day ago
Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full timeJob Summary:AJ FOX COMPLIANCE is seeking a highly motivated and experienced Risk and Compliance Executive to join our team. As a key member of our compliance department, you will play a vital role in ensuring the firm's adherence to all legal, regulatory, and professional standards.Key Responsibilities:Stay informed on relevant legislative and regulatory...
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Regulatory Compliance Executive
3 hours ago
Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full timeJob SummaryAJ FOX COMPLIANCE is seeking a highly motivated and experienced Risk and Compliance Executive to join our team. As a key member of our compliance department, you will play a vital role in ensuring the firm's adherence to all legal, regulatory, and professional standards.Key ResponsibilitiesStay informed on relevant legislative and regulatory...
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Risk and Compliance Lawyer
1 day ago
Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionWe are seeking a highly motivated and ambitious Risk and Compliance Solicitor to join our team at AJ FOX COMPLIANCE.Key Responsibilities:Stay informed on relevant legislative and regulatory changes and ensure policies and procedures are promptly updated.Maintain and update existing compliance and regulatory policies, processes, and...
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Risk and Compliance Solicitor
1 month ago
Bournemouth, United Kingdom AJ FOX COMPLIANCE Full timeAre you looking for a new law firm compliance opportunity?Are you a qualified solicitor with a passion for Risk and Compliance?Would you like to be a part of a modern, forward-thinking law firm?If you answered yes, keep reading!We have an exciting, new opportunity for a Risk and Compliance Solicitor to join a leading Law Firm in Bournemouth. This varied role...
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Risk and Compliance Solicitor
2 weeks ago
Bournemouth, United Kingdom AJ FOX COMPLIANCE Full timeAre you looking for a new law firm compliance opportunity?Are you a qualified solicitor with a passion for Risk and Compliance?Would you like to be a part of a modern, forward-thinking law firm?If you answered yes, keep reading!We have an exciting, new opportunity for a Risk and Compliance Solicitor to join a leading Law Firm in Bournemouth. This varied role...
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Risk and Compliance Solicitor
6 days ago
Bournemouth, United Kingdom AJ FOX COMPLIANCE Full timeAre you looking for a new law firm compliance opportunity? Are you a qualified solicitor with a passion for Risk and Compliance? Would you like to be a part of a modern, forward-thinking law firm? If you answered yes, keep reading! We have an exciting, new opportunity for a Risk and Compliance Solicitor to join a leading Law Firm in Bournemouth. This varied...