Current jobs related to Risk and Compliance Executive - Bournemouth - AJ Fox Compliance

  • Risk Management and Compliance Specialist

    5 days ago

    Bournemouth, Bournemouth, United Kingdom J.P. Morgan Full time

    As a Control Management Senior Associate in the Risk Management and Compliance team at J.P. Morgan, you will play a crucial role in maintaining a robust risk and control environment. Your responsibilities will include ongoing analysis of the business's risk and control environment to identify significant gaps and weaknesses, ensuring that controls are...

  • Compliance Risk Manager

    2 months ago

    Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time

    About the RolePremier Underwriting Limited is a leading motor underwriting agency that manages a significant portfolio of insurance premiums and is a key part of the Premier Group, a growing organization that includes its own insurance company.We have a proven track record of providing pricing, underwriting, claims handling, and distribution functions for...

  • Compliance Risk Manager

    4 weeks ago

    Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time

    About the RolePremier Underwriting Limited is a leading motor underwriting agency that manages a significant portfolio of insurance premiums and is a key part of the Premier Group, a growing organization that includes its own insurance company.We have a proven track record of providing pricing, underwriting, claims handling, and distribution functions for...

  • Risk and Compliance Specialist

    1 month ago

    Bournemouth, Bournemouth, United Kingdom Chadwick Nott Full time

    Risk and Compliance RoleWe are seeking an experienced Risk and Compliance professional to join our team at Chadwick Nott in Bournemouth. As a key member of our Risk and Compliance team, you will play a vital role in ensuring the firm's adherence to legal, regulatory, and professional standards.Key ResponsibilitiesStay up-to-date with emerging risk issues and...

  • Risk and Compliance Specialist

    1 month ago

    Bournemouth, Bournemouth, United Kingdom Chadwick Nott Full time

    Risk and Compliance RoleWe are seeking an experienced Risk and Compliance professional to join our team at Chadwick Nott in Bournemouth. As a key member of our Risk and Compliance team, you will play a vital role in ensuring the firm's adherence to legal, regulatory, and professional standards.Key ResponsibilitiesStay up-to-date with emerging risk issues and...

  • GRC Project Manager

    1 month ago

    Bournemouth, Bournemouth, United Kingdom Synchro Full time

    Job OpportunityWe are seeking a highly skilled GRC Project Manager to join our client. As a GRC Project Manager, you will play a critical role in managing and executing essential governance, risk, and compliance projects. This position requires a combination of technical knowledge, process management expertise, and strong communication skills.The GRC Project...

  • GRC Project Manager

    1 month ago

    Bournemouth, Bournemouth, United Kingdom Synchro Full time

    Job OpportunityWe are seeking a highly skilled GRC Project Manager to join our client. As a GRC Project Manager, you will play a critical role in managing and executing essential governance, risk, and compliance projects. This position requires a combination of technical knowledge, process management expertise, and strong communication skills.The GRC Project...

  • Risk Management and Compliance Governance Senior

    4 months ago

    Bournemouth, United Kingdom JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** J.P. Morgan Chase is a leader in financial services, working in collaboration across the globe to deliver the best solutions and advice to meet our clients' needs, anywhere in the world. We operate in 150 countries, and hold leadership positions across our businesses. We have an exceptional team of employees who work hard to do the right...

  • Compliance and Regulatory Risk Manager

    2 weeks ago

    Bournemouth, Bournemouth, United Kingdom CV-Library Full time

    Job Title: Risk and Compliance ManagerThrive Trowbridge is delighted to be working with a prestigious client based in the Shaftesbury area who are recruiting for a Risk and Compliance Manager (legal) on a permanent basis.Key Responsibilities:Compliance and financial risk management within the firm.Day-to-day compliance management, mitigating and managing...

  • Compliance Assistant

    2 weeks ago

    Bournemouth, Bournemouth, United Kingdom Fram Executive Search Limited Full time

    Compliance Assistant Job DescriptionWe are seeking a highly skilled Compliance Assistant to join our team at Fram Executive Search Limited. As a Compliance Assistant, you will play a crucial role in ensuring that our client's financial planning firm operates in accordance with all relevant regulations and legislation.Key Responsibilities:Assist in the...

  • Compliance Specialist

    4 weeks ago

    Bournemouth, Bournemouth, United Kingdom Fram Executive Search Limited Full time

    Compliance Assistant Job DescriptionWe are seeking a highly skilled Compliance Assistant to join our team at Fram Executive Search Limited. As a Compliance Assistant, you will play a crucial role in ensuring that our client's financial planning firm operates in accordance with all relevant regulations and legislation.Key Responsibilities:Assist in the...

  • Compliance Specialist

    4 weeks ago

    Bournemouth, Bournemouth, United Kingdom Fram Executive Search Limited Full time

    Compliance Assistant Job DescriptionWe are seeking a highly skilled Compliance Assistant to join our team at Fram Executive Search Limited. As a Compliance Assistant, you will play a crucial role in ensuring that our client's financial planning firm operates in accordance with all relevant regulations and legislation.Key Responsibilities:Assist in the...

  • Risk Management Officer

    4 weeks ago

    Bournemouth, Bournemouth, United Kingdom Synchro Full time

    Job OpportunityGRC Project Manager RoleWe are seeking a highly skilled GRC Project Manager to join our client, Synchro. As a GRC Project Manager, you will play a critical role in managing and executing essential governance, risk, and compliance projects. This position requires a combination of technical knowledge, process management expertise, and strong...

  • Risk Management Officer

    2 months ago

    Bournemouth, Bournemouth, United Kingdom Synchro Full time

    Job OpportunityGRC Project Manager RoleWe are seeking a highly skilled GRC Project Manager to join our client, Synchro. As a GRC Project Manager, you will play a critical role in managing and executing essential governance, risk, and compliance projects. This position requires a combination of technical knowledge, process management expertise, and strong...

  • Compliance Specialist

    4 weeks ago

    Bournemouth, Bournemouth, United Kingdom Fram Executive Search Limited Full time

    Compliance Assistant Job DescriptionWe are seeking a highly skilled Compliance Assistant to join our team at Fram Executive Search Limited. As a Compliance Assistant, you will play a crucial role in ensuring that our client's financial planning firm operates in accordance with all relevant regulations and legislation.Key Responsibilities:Assist in the...

  • Compliance Specialist

    4 weeks ago

    Bournemouth, Bournemouth, United Kingdom Fram Executive Search Limited Full time

    Compliance Assistant Job DescriptionWe are seeking a highly skilled Compliance Assistant to join our team at Fram Executive Search Limited. As a Compliance Assistant, you will play a crucial role in ensuring that our client's financial planning firm operates in accordance with all relevant regulations and legislation.Key Responsibilities:Assist in the...

  • Compliance Officer

    4 days ago

    Bournemouth, Bournemouth, United Kingdom Fram Executive Search Limited Full time

    Compliance Assistant Job DescriptionWe are seeking a Compliance Assistant to join our team at Fram Executive Search Limited. The ideal candidate will have experience in Retail Financial Services Compliance and T&C, with excellent attention to detail and the ability to meet hard deadlines.Key Responsibilities:Assist in the review, assessment, and monitoring...

  • Compliance Project Officer

    2 months ago

    Bournemouth, Bournemouth, United Kingdom Synchro Full time

    Job OpportunityGRC Project Manager RoleWe are seeking a highly skilled GRC Project Manager to join our client, Synchro. As a GRC Project Manager, you will play a critical role in managing and executing essential governance, risk, and compliance projects. This position requires a combination of technical knowledge, process management expertise, and strong...

  • Compliance Project Officer

    4 weeks ago

    Bournemouth, Bournemouth, United Kingdom Synchro Full time

    Job OpportunityGRC Project Manager RoleWe are seeking a highly skilled GRC Project Manager to join our client, Synchro. As a GRC Project Manager, you will play a critical role in managing and executing essential governance, risk, and compliance projects. This position requires a combination of technical knowledge, process management expertise, and strong...

  • Risk Management and Compliance Program Manager

    1 week ago

    Bournemouth, Bournemouth, United Kingdom https:jobs-redefined.cositemap Full time

    Are you a seasoned professional looking to take on a challenging role in Risk Management and Compliance? We're seeking a highly motivated and experienced Project Manager to join our team in a global program for Risk Management and Compliance. As a key member of our team, you will be responsible for governance and oversight of changes to laws, rules, and...

Risk and Compliance Executive

2 months ago

Bournemouth, United Kingdom AJ Fox Compliance Full time

Are you looking for a new law firm compliance opportunity?


The following information aims to provide potential candidates with a better understanding of the requirements for this role.

Are you a legal professional with experience in Risk and Compliance?

Would you like to be a part of a modern, forward-thinking law firm?

If you answered yes, keep reading

We have an exciting, new opportunity for a Risk and Compliance Executive to join a leading Law Firm in Bournemouth. This varied role will support the Risk and Compliance Manager and collaborate with fee earners to ensure compliance with all legal, regulatory and professional standards.

The ideal candidate has previous risk and compliance experience gained within a professional services law firm. Prior experience designing and implementing compliance policies, processes and procedures is highly desirable, alongside an understanding of SRA Standards and AML Regulations.

Some responsibilities:

  • Stay informed on relevant legislative/regulatory changes and ensure policies/procedures are promptly updated
  • Maintain and update existing compliance/regulatory policies, processes and procedures
  • Deliver comprehensive risk & compliance training across the firm
  • Provide legal, risk and compliance-based advice to firm-wide staff
  • Collaborate with senior management and fee earners
  • Act as a point of contact for the firm’s broker/claims handler regarding insurance policy renewals
  • Collaborate with the MLRO to ensure compliance with Money Laundering Regulations
  • Maintain compliance registers, such as risk registers, conflicts registers, etc
  • Analyse file review data and report on findings
  • Investigate complaints, incidents and breaches, and make recommendations for future prevention
  • Escalate potential SRA regulatory breaches

This role is perfect for someone highly motivated and ambitious, adept at problem-solving and well-organised. Excellent interpersonal, written and verbal communication skills are key, along with a keen eye for detail.

If interested in this opportunity, please submit your CV for consideration. Thank you.