Interim Risk, Controls and Testing Consultants

4 weeks ago


Birmingham, United Kingdom Protiviti Full time

  Job Title: Interim Risk and Controls Consultant Location: West Midlands Contract Type: Initial interim assignment for 3-6 Months Experience Level: 7-10 years in Risk and Controls Testing On behalf of Protiviti, a leading global business consulting firm, we are seeking to identify and engage several highly skilled First Line of Defence (1LoD) Risk and Controls Consultants with expertise in Controls Testing. The ideal consultant will possess robust knowledge and experience within Investment Banking or Asset Management sectors. This engagement presents an excellent opportunity for you to apply your expertise in a dynamic, high-performing Financial Services organisation. Key Responsibilities: Controls Testing: Perform detailed, thorough testing of controls within the 1LoD. Assess the design and operating effectiveness of controls across various processes and functions. Ensure findings are documented accurately, with actionable recommendations for improvement. Risk and Controls Documentation: Create and maintain detailed, clear, and accurate documentation of risk and controls processes. Ensure all documentation aligns with internal policies and regulatory requirements. Risk and Controls Mapping: Identify, analyse, and map risks to the corresponding controls. Collaborate with stakeholders to ensure controls are appropriately aligned with organisational risk appetite. Stakeholder Collaboration: Work closely with senior management and business leaders to provide insights into risk and control frameworks. Act as a trusted advisor in identifying and mitigating risks. Regulatory Awareness: Stay abreast of changes in financial regulations and market trends to anticipate potential impacts. Apply this knowledge to enhance and future-proof the risk management framework. Process Enhancement: Identify gaps or inefficiencies within the current controls and risk processes. Propose and implement innovative, practical solutions to improve control effectiveness and efficiency. Key Qualifications & Experience: Professional Experience: 7-10 years of 1st LoD execution experience in controls testing, risk and controls documentation, and mapping processes. Expertise within Investment Banking or Asset Management is essential. Communication and Collaboration: Proven ability to communicate effectively with cross-functional teams and senior stakeholders. We are seeking consultants who are highly consultative, with an improvement mindset.  Working Arrangements: This assignment will require you to be in the office 5 days a week. 



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