Markets Compliance Advisory

2 weeks ago


London, United Kingdom Danos Group Full time

Currently recruiting on behalf of a Global Trading firm, who are looking to recruit and experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the head of compliance as part of a growing team, and will get significant exposure to the front office.


Key Experience

  • Previous experience working in compliance with either a trading house or investment bank
  • Good knowledge of OTC and commodities
  • Strong regulatory exposure
  • Ability to build relationships with stakeholders across the front office



  • London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for providing Compliance Advisory support to the Business -...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Job Title: Senior Compliance Advisory ManagerWe are seeking a highly skilled Compliance Advisory Manager to assist a leading Investments & Pensions company on a new project. The role involves reviewing operational SOPs, suggesting amendments, and implementing changes as required. The Compliance Advisory Manager will also engage with regulators and provide...


  • London, Greater London, United Kingdom Danos Group Full time

    Compliance Advisory OpportunityCurrently recruiting on behalf of Danos Group, seeking an experienced compliance advisory professional with expertise in Global Markets to join their growing team.Key RequirementsProven experience working in compliance with a trading house or investment bankStrong understanding of OTC derivatives and commoditiesExcellent...


  • London, United Kingdom Danos Group Full time

    Currently recruiting on behalf of a Global Trading firm, who are looking to recruit and experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the head of...


  • London, United Kingdom Danos Group Full time

    Job Description Currently recruiting on behalf of a Global Trading firm, who are looking to recruit and experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the...


  • London,, UK, United Kingdom Danos Group Full time

    Currently recruiting on behalf of a Global Trading firm, who are looking to recruit and experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the head of...


  • London, United Kingdom Danos Group Full time

    Currently recruiting on behalf of a Global Trading firm, who are looking to recruit and experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the head of...

  • Compliance Advisory

    7 months ago


    London, United Kingdom USS Full time

    **Compliance Advisory** *** **Business Area: Group General Counsel** *** **Place of Work: London** *** **Contract Type: Permanent** *** **When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate...


  • London Area, United Kingdom Danos Group Full time

    Currently recruiting on behalf of a Global Trading firm, who are looking to recruit and experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the head of...


  • London Area, United Kingdom Danos Group Full time

    Currently recruiting on behalf of a Global Trading firm, who are looking to recruit and experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the head of...


  • London, United Kingdom BRUIN Financial Full time

    Permanent - London, **Ref**: 35041 **Job title - Compliance Advisory, Global Markets** **The role** - Design and maintain policies and procedures to address identified regulatory risks. - Plan and deliver Compliance training. - Conduct and report on compliance investigations of the business. - undertake ad-hoc assignments as required. - Advise the front...


  • London, Greater London, United Kingdom Danos Group Full time

    At Danos Group, we are seeking an experienced Compliance Advisory professional to join our team. The ideal candidate will have a strong background in compliance advisory within Investment Banking, with a focus on FICC products. This is an exciting opportunity to work with a market-leading business and further develop your career in this space.Key...


  • London, Greater London, United Kingdom Interpath Advisory Full time

    Job Description:At Interpath Advisory, we are seeking a highly skilled Restructuring Advisory Specialist to join our team. As a key member of our department, you will work closely with our team of experts to provide high-quality services to our clients facing financial distress.Key Responsibilities:Draft reports for presentation to company management and...


  • London, United Kingdom Paritas Recruitment - Risk Full time

    Paritas Recruitment - Risk London, United KingdomPosted 3 hours ago Hybrid Permanent £75k - £90k - K- Posted by - Keith Jones- Manager - Risk Management & Quantitative AnalyticsFollow - Dynamic desk based Compliance Advisory Officer required for a leading international City based firm. Compliance Advisory Officer - Global Markets A leading international...


  • London, Greater London, United Kingdom Danos Group Full time

    Compliance Advisory RoleCurrently recruiting for an AVP level Compliance Advisory professional with experience working in FICC to join a Tier 1 Investment Bank. This is an exciting opportunity to join a market leading business and team, and to further develop your career in this space.Key ResponsibilitiesPrevious experience in compliance advisory within...


  • London, Greater London, United Kingdom Gresham Hunt Full time

    Job Title: Compliance Advisory OfficerGresham Hunt is seeking a Compliance Advisory Officer to advise the front office on regulatory requirements.This is a VP grade position, where you will be expected to help advise on policies and procedures for capital markets activities.Responsibilities include providing timely and accurate advice to the trading floor...


  • London, Greater London, United Kingdom Danos Group Full time

    Job OpportunityWe are seeking a highly skilled Compliance Advisory professional to join our team at Danos Group. The ideal candidate will have experience working in FICC and a strong understanding of markets regulation.Key ResponsibilitiesProvide compliance advisory services to our FICC businessDevelop and maintain knowledge of FICC products and markets...


  • London, Greater London, United Kingdom Danos Group Full time

    Job OpportunityWe are seeking a highly skilled Compliance Advisory professional to join our team at Danos Group. The ideal candidate will have experience working in FICC and a strong understanding of markets regulation.Key ResponsibilitiesProvide compliance advisory services to our FICC businessDevelop and maintain knowledge of FICC products and markets...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Advisory Manager OpportunityWe are seeking a Compliance Advisory Manager to assist our client, a leading Investments & Pensions company, on a new project. The role involves reviewing operational SOPs, suggesting amendments and enhanced controls, and advising the business on regulatory interpretation.Key Responsibilities:Review and enhance...


  • London, Greater London, United Kingdom Danos Group Full time

    Job OpportunityWe are seeking a highly skilled Compliance Advisory professional to join our team at Danos Group. The ideal candidate will have experience working in FICC and a strong understanding of markets regulation.Key ResponsibilitiesProvide compliance advisory services to our FICC businessDevelop and maintain knowledge of FICC products and markets...