Compliance Advisory Global Markets

**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for providing Compliance Advisory support to the Business -...

Paritas Recruitment - Risk London, United KingdomPosted 3 hours ago Hybrid Permanent £75k - £90k - K- Posted by - Keith Jones- Manager - Risk Management & Quantitative AnalyticsFollow - Dynamic desk based Compliance Advisory Officer required for a leading international City based firm. Compliance Advisory Officer - Global Markets A leading international...

**THE COMPANY**: Our client is a leading independent Brokerage firm based in the City. **THE RESPONSIBILITIES**: - Providing compliance advisory support to a cash equity business control - Trade and communications surveillance - SMCR support - AML/KYC account opening and reassessment - General research issues **EXPERIENCE REQUIRED**: - General compliance...

**About the Role**We are seeking an experienced financial crime advisory professional to join our team at Danos Group. As a key member of our Global Markets team, you will be responsible for providing real-time advisory to our business units on transactions across various markets products.**Key Responsibilities:**Provide expert advice on financial crime...

**About the Role**We are seeking an experienced financial crime advisory professional to join our team at Danos Group. As a key member of our Global Markets team, you will be responsible for providing real-time advisory to our business units on transactions across various markets products.**Key Responsibilities:**Provide expert advice on financial crime...

Job SummaryWe are seeking a highly skilled Corporate Lawyer with a focus on the energy sector to join our team at Montgomery Advisory. As a key member of our corporate energy team, you will play a critical role in advising clients on a wide range of corporate matters, including public takeovers, private M&A, private equity, and ECM across various...

Job Description The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior...

Title: Markets Compliance Advisory Officer Global Broking Credit and Equities Agency Execution Company Overview: The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through...

Title: Markets Compliance Advisory Officer Global Broking Credit and Equities Agency Execution Company Overview: The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through...

Compliance Advisory RoleAbout the OpportunityMUFG Bank, Ltd is seeking a highly skilled Compliance Advisory professional to join our team in London. As a key member of our Compliance Advisory team, you will play a critical role in providing regulatory advice to our bank and securities business activities in EMEA.Main ResponsibilitiesProvide advisory coverage...

Compliance Advisory RoleAbout the OpportunityMUFG Bank, Ltd is seeking a highly skilled Compliance Advisory professional to join our team in London. As a key member of our Compliance Advisory team, you will play a critical role in providing regulatory advice to our bank and securities business activities in EMEA.Main ResponsibilitiesProvide advisory coverage...

Job Title: AVP Compliance AdvisoryInvestigo is seeking a highly skilled AVP Compliance Advisory to join our team. As a key member of our Compliance Advisory team, you will provide high-quality regulatory guidance to our banking and securities operations across London and the EMEA region.Key Responsibilities:Provide advisory support across all Private Side...

Job Title: AVP Compliance AdvisoryInvestigo is seeking a highly skilled AVP Compliance Advisory to join our team. As a key member of our Compliance Advisory team, you will provide high-quality regulatory guidance to our banking and securities operations across London and the EMEA region.Key Responsibilities:Provide advisory support across all Private Side...

Job SummaryWe are seeking a highly skilled Compliance Advisory Officer to join our team at TP ICAP. As a key member of our EMEA Compliance team, you will play a vital role in fostering a compliance culture within our Global Broking business divisions and Liquidnet's Agency Execution division.Key ResponsibilitiesDevelop and Maintain Relationships: Build and...

Compliance Advisory RoleAre you passionate about ensuring regulatory compliance in a dynamic financial services environment?MUFG Bank, Ltd is seeking a skilled Compliance Advisory Specialist to join our team in London. As a key member of our Compliance Advisory team, you will play a critical role in providing high-quality regulatory advice to our bank and...

Compliance Advisory RoleAre you passionate about ensuring regulatory compliance in a dynamic financial services environment?MUFG Bank, Ltd is seeking a skilled Compliance Advisory Specialist to join our team in London. As a key member of our Compliance Advisory team, you will play a critical role in providing high-quality regulatory advice to our bank and...

**Compliance Advisory**: - London - £120,000 - Job type: Permanent - Sector: Financial Services - Job reference: NE40917 My client is a global financial services firm. **Role Overview**: My client is seeking a Markets Advisory Compliance Officer to provide second-line oversight of the Capital Markets Business activities across the group, focusing on...

**Compliance Advisory** *** **Business Area: Group General Counsel** *** **Place of Work: London** *** **Contract Type: Permanent** *** **When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate...

Job Title: AVP Compliance AdvisoryAbout the RoleWe are seeking a highly skilled AVP Compliance Advisory to join our team at Investigo. As a key member of our Compliance Advisory team, you will play a crucial role in providing high-quality regulatory guidance to our banking and securities operations across London and the EMEA region.Key...

Job Title: AVP Compliance AdvisoryAbout the RoleWe are seeking a highly skilled AVP Compliance Advisory to join our team at Investigo. As a key member of our Compliance Advisory team, you will play a crucial role in providing high-quality regulatory guidance to our banking and securities operations across London and the EMEA region.Key...