Markets Compliance Advisory

**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for providing Compliance Advisory support to the Business -...

Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...

Currently recruiting on behalf of a Global Trading firm, who are looking to recruit and experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the head of...

Currently recruiting on behalf of a Global Trading firm, who are looking to recruit and experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the head of...

Job Description Currently recruiting on behalf of a Global Trading firm, who are looking to recruit and experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the...

**Compliance Advisory** *** **Business Area: Group General Counsel** *** **Place of Work: London** *** **Contract Type: Permanent** *** **When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate...

Compliance Advisory VPA leading corporate brokerage and market-making firm based in London is seeking a Compliance Advisory VP to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and Commodities. This strategic role requires a highly experienced professional with a deep understanding of regulatory compliance...

Compliance Advisory VPA leading corporate brokerage and market-making firm based in London is seeking a Compliance Advisory VP to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and Commodities. This strategic role requires a highly experienced professional with a deep understanding of regulatory compliance...

Job Description Compliance Advisory VP A leading corporate brokerage and market-making firm based in London is seeking a Compliance Advisory VP to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and Commodities. This strategic role requires a highly experienced professional with a deep understanding of...

Compliance Advisory VPA leading corporate brokerage and market-making firm based in London is seeking a Compliance Advisory VP to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and Commodities. This strategic role requires a highly experienced professional with a deep understanding of regulatory compliance...

Currently recruiting on behalf of a Global Trading firm, who are looking to recruit and experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the head of...

Permanent - London, **Ref**: 35041 **Job title - Compliance Advisory, Global Markets** **The role** - Design and maintain policies and procedures to address identified regulatory risks. - Plan and deliver Compliance training. - Conduct and report on compliance investigations of the business. - undertake ad-hoc assignments as required. - Advise the front...

Paritas Recruitment - Risk London, United KingdomPosted 3 hours ago Hybrid Permanent £75k - £90k - K- Posted by - Keith Jones- Manager - Risk Management & Quantitative AnalyticsFollow - Dynamic desk based Compliance Advisory Officer required for a leading international City based firm. Compliance Advisory Officer - Global Markets A leading international...

Job Title: Compliance Advisory OfficerGresham Hunt is seeking a Compliance Advisory Officer to advise the front office on regulatory requirements.This is a VP grade position, where you will be expected to help advise on policies and procedures for capital markets activities.Responsibilities include providing timely and accurate advice to the trading floor...

**Compliance Advisory**: - London - £120,000 - Job type: Permanent - Sector: Financial Services - Job reference: NE40917 My client is a global financial services firm. **Role Overview**: My client is seeking a Markets Advisory Compliance Officer to provide second-line oversight of the Capital Markets Business activities across the group, focusing on...

Unlock Your Potential in ComplianceWe are seeking a seasoned Compliance Advisory Manager to lead the development and maintenance of our comprehensive compliance program in the UK market.About the RoleThis is an exciting opportunity to join American Express as a key member of our UK Market Compliance Office. As a Compliance Advisory Manager, you will support...

About the RoleWe are looking for a skilled Compliance Advisory Officer to join our team in London. As a VP grade role, this position involves advising the front office on regulatory requirements, developing policies and procedures, and training colleagues on compliance matters.The ideal candidate will have 5+ years of experience in regulatory compliance,...

Job OverviewCareer opportunities have arisen for a Compliance Governance Specialist to join our team at Compliance Professionals. Based in London, this role will suit an individual with experience in Public Markets.About the RoleThis is a senior leadership position that requires the successful candidate to maintain policies and procedures governing IPO and...

About the RoleWe are seeking a highly skilled Tax Compliance and Advisory Lead to join our team in the Lloyd's market. As a key member of our tax team, you will be responsible for leading tax compliance and advisory work, including preparation of Lloyd's sub-group corporation tax returns, oversight of tax risk and financial reporting, and managing tax...

Job Description THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets. THE RESPONSIBILITIES: Responding to enquiries from the business in a timely manner. Providing advice and guidance to the business and further areas of the firm To review and assess the appropriateness of...