Compliance Officer for Legal Practice
1 month ago
Job Title: Compliance Officer for Legal Practice (COLP)
Location: Manchester
Employment Type: Full-time
About the Role
We are seeking an experienced and detail-oriented Compliance Officer for Legal Practice (COLP) to join a thriving law firm based in Manchester. The COLP will play a pivotal role in ensuring the firm’s compliance with regulatory and legal requirements, safeguarding ethical standards, and mitigating risk across the practice. This is an excellent opportunity for a compliance professional with a strong understanding of legal regulations, particularly those pertaining to the Solicitors Regulation Authority (SRA).
Key Responsibilities
- Oversee and manage the firm’s compliance with regulatory requirements, including SRA Code of Conduct and Anti-Money Laundering (AML) regulations.
- Implement and maintain compliance policies and procedures, ensuring alignment with best practices and regulatory standards.
- Conduct regular risk assessments, audits, and compliance reviews across departments to identify areas for improvement.
- Act as the primary point of contact for compliance-related inquiries and provide guidance on regulatory issues to staff and partners.
- Investigate and report breaches or issues, taking corrective action to maintain compliance.
- Prepare and submit necessary regulatory filings, ensuring timely and accurate reporting to relevant authorities.
- Provide training and updates to staff on regulatory changes and compliance matters.
Requirements
- Previous experience in a compliance role, ideally within a law firm or legal setting.
- In-depth knowledge of SRA regulations, AML, GDPR, and other relevant compliance frameworks.
- Strong attention to detail, analytical skills, and the ability to interpret complex regulations.
- Excellent communication and interpersonal skills, with the ability to provide clear guidance to staff at all levels.
- Ability to work independently and manage a varied workload effectively.
Benefits
- Competitive salary based on experience.
- Opportunity to work within a supportive and dynamic team in a respected Manchester law firm.
- Professional development and ongoing training.
- Flexible working options available
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