Compliance Officer for Legal Practice

1 month ago


Manchester UK, Greater Manchester, United Kingdom Clayton Legal - Legal Recruitment Specialists Full time

Job Title: Compliance Officer for Legal Practice (COLP)

Location: Manchester

Employment Type: Full-time

About the Role

We are seeking an experienced and detail-oriented Compliance Officer for Legal Practice (COLP) to join a thriving law firm based in Manchester. The COLP will play a pivotal role in ensuring the firm’s compliance with regulatory and legal requirements, safeguarding ethical standards, and mitigating risk across the practice. This is an excellent opportunity for a compliance professional with a strong understanding of legal regulations, particularly those pertaining to the Solicitors Regulation Authority (SRA).

Key Responsibilities

  • Oversee and manage the firm’s compliance with regulatory requirements, including SRA Code of Conduct and Anti-Money Laundering (AML) regulations.
  • Implement and maintain compliance policies and procedures, ensuring alignment with best practices and regulatory standards.
  • Conduct regular risk assessments, audits, and compliance reviews across departments to identify areas for improvement.
  • Act as the primary point of contact for compliance-related inquiries and provide guidance on regulatory issues to staff and partners.
  • Investigate and report breaches or issues, taking corrective action to maintain compliance.
  • Prepare and submit necessary regulatory filings, ensuring timely and accurate reporting to relevant authorities.
  • Provide training and updates to staff on regulatory changes and compliance matters.

Requirements

  • Previous experience in a compliance role, ideally within a law firm or legal setting.
  • In-depth knowledge of SRA regulations, AML, GDPR, and other relevant compliance frameworks.
  • Strong attention to detail, analytical skills, and the ability to interpret complex regulations.
  • Excellent communication and interpersonal skills, with the ability to provide clear guidance to staff at all levels.
  • Ability to work independently and manage a varied workload effectively.

Benefits

  • Competitive salary based on experience.
  • Opportunity to work within a supportive and dynamic team in a respected Manchester law firm.
  • Professional development and ongoing training.
  • Flexible working options available


  • Compliance Officer

    1 month ago


    Manchester,, Greater Manchester, United Kingdom D&R Recruitment Limited Full time

    A leading specialist lender renowned for their expertise in Bridging Finance and Buy-to-Let (BTL) mortgages currently requires Compliance Officer a to join its highly successful and vibrant team, on a hybrid basis, and in the Manchester area.Competitive salary to c£45,000 (negotiable), hybrid, bonus and a comprehensive benefits package.Its commitment to...


  • Manchester, UK, Greater Manchester, United Kingdom Ascent Performance Group Ltd Full time

    A bit about AscentAt Ascent we place the customer at the heart of our operations, ensuring that within our customers most vulnerable times, we offer the support they deserve. You will play a huge part in the ongoing success of Ascent by providing technical and practical support when dealing with debt recovery and litigation actions on behalf of our...


  • Manchester, UK, Greater Manchester, United Kingdom Ingot Legal Recruitment Full time

    Legal PA / Assistant – PropertyManchester City CentreWe are partnering with a Law Firm in the recruitment of a Legal Assistant supporting a Partner & Team within Commercial Property, Residential Conveyancing & Property Finance work.Working in the Manchester City Centre office, this is an exciting time to join a progressive small-medium sized firm as they...


  • Manchester, UK, Greater Manchester, United Kingdom BCL Legal Full time

    Commercial Disputes - Legal Director / PartnerJoin a growing Commercial Dispute Resolution team in Manchester.This dynamic national law firm is experiencing another record year of growth in Manchester and is seeking to enhance its litigation team. With a focus on high value and complex disputes across various sectors including - Insolvency, contentious...

  • EL/PL Legal Executive

    2 months ago


    Greater Manchester, Greater Manchester, Greater Manchester, United Kingdom QED Legal Full time

    An international Legal 500 firm is looking to appoint an EL/PL Fee Earner for the Manchester City Centre office. Operating globally as a certified law firm, this is an exciting chance for legal professionals to step up the career ladder in commercial practice. The Role Entering the defendant personal injury team as a Fee Earner Handling a caseload of...


  • Manchester,, Greater Manchester, United Kingdom Douglas Scott Legal Recruitment Full time

    Exclusive RoleLegal Support Assistant/SecretaryManchesterGreat Salary and benefitsAre you ready to elevate your career in the legal sector? An ambitious and growing law firm in Manchester is seeking a dedicated Legal Assistant or Secretary to join their dynamic team. This role offers the chance to grow professionally while working alongside some of the most...


  • Manchester, UK, Greater Manchester, United Kingdom Clayton Davies Full time

    Job Description:This is an exciting opportunity to join a well-established Manchester based firm operating in the wealth management space who are seeking an experienced Senior Compliance Officer to support their next period of growth. For the right candidate, this in an excellent opportunity to help shape the firms future compliance strategy and offers the...

  • Legal Counsel

    1 month ago


    Manchester,, Greater Manchester, United Kingdom G2 Legal Full time

    Are you ready to be a driving force in a global, award-winning business? I’m looking for a Legal Counsel to help provide commercial contract advice and support for this professional services organisation based in Manchester. Your work will deal with matters covering their UK and European operations. The workplace culture is friendly and collaborative and...

  • Compliance Analyst

    1 month ago


    Manchester,, Greater Manchester, United Kingdom DiverseJobsMatter Full time

    The Office of the General Counsel (OGC) Directorate focuses on strategic compliance and risk management advice and projects across UK and international offices: drafting and agreeing firm-wide policies and procedures; advising on regulatory issues; and assisting the AG General Counsel, Conflicts Partner, Conflicts Committee and various related sub-committees...


  • Bury, UK, Greater Manchester, United Kingdom Service Care Solutions Full time

    Service Care Solutions is working alongside a growing Local authority based in Greater Manchester. They are seeking a Legal Officer for its Economies & Environment Legal Team. This role could be the perfect opportunity for you to progress in your legal career. Responsibilities:Handling a caseload including sales under Right to Buy legislation,...

  • Legal Secretary

    1 month ago


    Manchester,, Greater Manchester, United Kingdom DiverseJobsMatter Full time

    We are on the lookout for a Junior PA to become part of our Secretarial Services Division. Based in our Manchester office, this role offers an excellent opportunity to provide essential support to our Real Estate fee earner team, focusing on smooth administrative processes and effective financial management.What You'll Do:• Assist with the billing and...

  • Legal Counsel

    2 weeks ago


    Greater Manchester, Greater Manchester, Greater Manchester, United Kingdom G2 Legal Limited Full time

    I am looking to speak to In-House Commercial Contract Solicitors who are looking to work for a global Tech company in Manchester. This is an opportunity to work for an innovative organisation dealing with cutting edge technology and a prestigious client portfolio. Salary is up to £80,000 and hybrid working is on offer.The position will give you the chance...

  • Compliance Officer

    3 weeks ago


    Greater Manchester, UK, Greater Manchester, United Kingdom James Andrews Recruitment Solutions Ltd Full time

    ​We are currently partnering with a leading Greater Manchester based Housing Association, who are recruiting for a Building Safety Officer to join their growing team on a permanent basis.Our client is proud to provide excellent, affordable housing across the Manchester region, across a variety of dwellings include high-rise properties.This is a full-time...


  • Manchester,, Greater Manchester, United Kingdom UK Management College Full time

    Job descriptionAbout UKMC:UKMC is an institution committed to academic excellence, innovation, and fostering a diverse and inclusive community. We pride ourselves on providing high-quality education to students from various backgrounds.Position Overview:UKMC is seeking a dedicated and detail-oriented Admission Compliance Officer to join our team. The...


  • Manchester, UK, Greater Manchester, United Kingdom PAS Capital Legal Full time

    About the Company - We are seeking a skilled and motivated Corporate & Commercial Solicitor to join a dynamic legal team. The ideal candidate will have a strong background in corporate and commercial law, providing expert legal advice on a wide range of corporate matters. This role involves handling complex transactions, drafting and negotiating agreements,...


  • Manchester,, Greater Manchester, United Kingdom Forward Assist Recruitment Full time

    If you enjoy solving problems in a challenging environment, you can become a key member of our client’s dedicated team at their Manchester Workshop as a Compliance and Safety Officer. You will be motivated and empowered in shaping the future of the company. You will have a huge impact on their business, whether that is through delivering operation...

  • Senior Legal Counsel

    2 weeks ago


    Manchester, UK, Greater Manchester, United Kingdom CapeClarke Full time

    Job Title: Senior Legal CounselSalary: Up to £85k basicLocation: ManchesterWorking Pattern: Hybrid (3 days in office p/week)I'm working with a global professional services business operating as a B2B supplier. They are currently searching for a new Senior Legal Counsel to support the GC in the leadership of the legal function.They are ideally looking...

  • Compliance Manager

    3 weeks ago


    Manchester, UK, Greater Manchester, United Kingdom James Andrews Recruitment Solutions Ltd Full time

    COMPLIANCE MANAGERThis opportunity would be ideal for a candidate who enjoys working for a smaller Housing Association within a management capacity, or is looking to step into a management roleVacancy Ref: 47366Contract: PermanentLocation: ManchesterSalary: £45,000 per annumJames Andrews are delighted to be working closely with a Chief Executive of a small...

  • Legal Secretary

    2 weeks ago


    Altrincham, UK, Greater Manchester, United Kingdom Simpson Judge Ltd Full time

    Job Title: Experienced Legal Secretary – Family Law DepartmentLocation: Altrincham, CheshireFirm: Legal 500 Top FirmHours: Monday-Friday (9-5pm in the Office)About the Firm:We are a prestigious Legal 500 law firm based in Altrincham, renowned for delivering exceptional legal services across a range of sectors. Our Family Law department is busy and...


  • Manchester, Greater Manchester, M1, Manchester, United Kingdom SF Recruitment Limited ta SF Group Full time

    SF Recruitment are currently working with a property management company based in Manchester in the recruitment of a Compliance Team Leader. This a a fantastic opportunity to join a reputable business and really add value to an established team. The ideal candidate will possess an excellent eye for detail and ensure that processes are right first time. This...