Current jobs related to Compliance Officer IFA firm Liverpool - Liverpool - Astral Recruitment

  • IFA Compliance Specialist in Liverpool

    1 month ago

    Liverpool, Liverpool, United Kingdom Astral Recruitment Full time

    Position: Compliance Officer/File ReviewCompany: Reputable IFA organization in LiverpoolA leading IFA organization is on the lookout for a Compliance Officer/File Review to enhance their compliance team. The ideal candidate will possess a solid background in Financial Planning and hold a Level 4 Diploma or an equivalent qualification. This position is...

  • Compliance Officer for Financial Advisory Firm

    1 month ago

    Liverpool, Liverpool, United Kingdom Astral Recruitment Full time

    Position: Compliance Officer/File ReviewCompany: Renowned IFA firm in LiverpoolA leading IFA firm is in search of a Compliance Officer/File Review to enhance their compliance team. The ideal candidate will possess a solid background in Financial Planning and hold a Level 4 Diploma or an equivalent qualification. This opportunity is perfect for seasoned...

  • Regulatory Compliance Officer

    1 month ago

    Liverpool, Liverpool, United Kingdom Astral Recruitment Full time

    Position: Compliance Officer/File ReviewCompany: Renowned IFA firm in LiverpoolA prominent financial advisory firm is in search of a Compliance Officer/File Review to enhance their compliance team. The ideal candidate will possess a solid background in Financial Planning, complemented by a Level 4 Diploma or an equivalent qualification. This position is...

  • Compliance Review Officer

    4 weeks ago

    Liverpool, Liverpool, United Kingdom Homecarers Liverpool Full time

    About the RoleHomecarers Liverpool, a leading provider of Adult Social Care in the Liverpool City Region, is seeking a skilled Compliance Review Officer to join our team. As a Compliance Review Officer, you will play a vital role in ensuring that our organization maintains the highest standards of compliance and quality care.Key Responsibilities:Conduct...

  • Ifa Administrator

    4 months ago

    Liverpool, United Kingdom Prestige Recruitment Group Full time

    **IFA Administrator** **Salary**: £28,000 - £32,000. Liverpool Merseyside based Financial Planning firm which is near Southport is looking to recruit an experienced IFA Administrator due to the internal growth of the business. This role also offers hybrid working from home 2-3 days a week. This Financial Services firm is known for a low staff turnover...

  • IFA Administrator

    2 weeks ago

    Liverpool, United Kingdom Ortus PSR Full time

    IFA Administrator – Join a growing, Independent Financial Planning Firm! Are you passionate about supporting financial professionals while making a real difference in people’s lives? Our clients Financial Planning team are fiercely independent, Chartered based in Liverpool, and they are looking for a dedicated IFA Administrator to join their mission of...

  • Compliance Review Officer

    3 weeks ago

    Liverpool, Liverpool, United Kingdom Homecarers Liverpool Full time

    About the RoleHomecarers Liverpool is seeking a highly skilled Compliance Review Officer to join our team due to an increased demand for our services. As a leading provider of Adult Social Care in the Liverpool City Region, we offer a rewarding work environment with a great work-life balance and no on-call responsibilities.Key Responsibilities:Ensure...

  • Compliance Review Officer

    3 weeks ago

    Liverpool, Liverpool, United Kingdom Homecarers Liverpool Full time

    About the RoleHomecarers Liverpool is seeking a highly skilled Compliance Review Officer to join our team due to an increased demand for our services. As a leading provider of Adult Social Care in the Liverpool City Region, we offer a rewarding work environment with a great work-life balance and no on-call responsibilities.Key Responsibilities:Ensure...

  • Compliance Review Officer

    3 weeks ago

    Liverpool, Liverpool, United Kingdom Homecarers Liverpool Full time

    About the RoleHomecarers Liverpool is seeking a highly skilled Compliance Review Officer to join our team due to an increased demand for our services. As a leading provider of Adult Social Care in the Liverpool City Region, we offer a rewarding work environment with a great work-life balance and no on-call responsibilities.Key Responsibilities:Ensure...

  • Compliance Review Officer

    2 weeks ago

    Liverpool, Liverpool, United Kingdom Homecarers Liverpool Full time

    About the RoleHomecarers Liverpool is seeking a highly skilled Compliance Review Officer to join our team due to an increased demand for our services. As a leading provider of Adult Social Care in the Liverpool City Region, we offer a rewarding work environment with a great work-life balance and no on-call responsibilities.Key Responsibilities:Ensure...

  • Senior Ifa Administrator

    4 months ago

    Liverpool, United Kingdom Cranleigh Personnel Full time

    **Senior IFA Administrator / Wealth Planning Administrator** **Based Liverpool - Hybrid Working and Flexible Hours** **Salary £28,000 - £40,000 depending upon experience** Are you currently working as a Senior IFA Administrator / Wealth Planning Administrator in financial services and looking for your next challenge? **Then we have the role for...

  • IFA Administrator

    4 weeks ago

    Liverpool, United Kingdom enable Recruitment Full time

    We are thrilled to have partnered with a leading independent financial advice firm in Liverpool, who are actively looking for a IFA Administrator to join their team! Our client has built themselves a brilliant reputation within industry, and pride themselves on providing truly bespoke advice and wealth planning expertise to their clients across the UK and...

  • IFA Administrator

    2 weeks ago

    Liverpool, United Kingdom Ortus PSR Full time

    IFA Administrator – Join a growing, Independent Financial Planning Firm! Are you passionate about supporting financial professionals while making a real difference in people’s lives? Our clients Financial Planning team are fiercely independent, Chartered based in Liverpool, and they are looking for a dedicated IFA Administrator to join their mission of...

  • Compliance Review Officer

    2 weeks ago

    Liverpool, Liverpool, United Kingdom Homecarers Liverpool Full time

    {"h1": "Compliance Review Officer Role at Homecarers Liverpool", "p": "We are seeking a skilled Compliance Review Officer to join our team at Homecarers Liverpool. As a Compliance Review Officer, you will play a crucial role in ensuring that our compliance documents are up-to-date and maintained. You will also be responsible for conducting comprehensive...

  • Compliance Review Officer

    2 weeks ago

    Liverpool, Liverpool, United Kingdom Homecarers Liverpool Full time

    {"h1": "Compliance Review Officer Role at Homecarers Liverpool", "p": "We are seeking a skilled Compliance Review Officer to join our team at Homecarers Liverpool. As a Compliance Review Officer, you will play a crucial role in ensuring that our compliance documents are up-to-date and maintained. You will also be responsible for conducting comprehensive...

  • Ifa Administrator

    4 months ago

    Liverpool, United Kingdom Page Personnel Full time

    Fantastic Financial Services Opportunity - Growing Organisation - Liverpool city centre **About Our Client**: Established nearly 40 years ago, this firm is one of the most experienced in the industry and have a network of offices and cover extensively across the North West. They are now in the market for a Financial Services Administrator to join to...

  • Compliance and Risk Officer

    3 weeks ago

    Liverpool, Liverpool, United Kingdom University of Liverpool Full time

    Job SummaryWe are seeking a highly motivated and experienced professional to join our team as a Finance and Compliance Officer at the University of Liverpool. This is an exciting opportunity to contribute to the success of our newly funded UK National Hub for Advanced Long-acting Therapeutics (HALo).About the RoleThe Finance and Compliance Officer will play...

  • Compliance Officer

    2 months ago

    Liverpool, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

  • Finance and Compliance Officer

    1 month ago

    Liverpool, United Kingdom University of Liverpool Full time

    FACULTY OF SCIENCE AND ENGINEERING SCHOOL OF PHYSICAL SCIENCE UK NATIONAL HUB FOR ADVANCED LONG-ACTING THERAPEUTICS (HALo) FIXED TERM FOR 2 YEARS We are seeking a motivated and experienced Finance and Compliance Officer to join the management team of the newly funded UK National Hub for Advanced Long-acting Therapeutics (HALo). This new E.P.S.R.C research...

  • Compliance Review Officer

    4 months ago

    Liverpool, United Kingdom Homecarers (Liverpool) Ltd Full time

    HomeCarer’s Liverpool are looking for a **Compliance Review Officer** due to an **increased demand** within the business. As one of the leading providers of Adult Social Care in the Liverpool City Region we offer a rewarding work environment, with a great work-life balance and **NO on call responsibilities.** **Salary**: £24,100 per year (**Enhanced Bank...

Compliance Officer IFA firm Liverpool

3 months ago

Liverpool, United Kingdom Astral Recruitment Full time

Our client is a successful and established IFA firm in Liverpool and they are currently looking for a Compliance Officer/File review to join their team

The role is for an industry experienced person from a Financial Planning background with the Level 4 Diploma or close to it

We will consider either an adviser looking for a new challenge or a Paraplanner looking to move into compliance

You will be reviewing Pension and Investment cases daily to ensure they adhere to FCA guidelines

Base to £40000 plus benefits

This is an office based role in Liverpool