Deputy Head of Compliance

**THE COMPANY**: We are working with a regular client of ours who are searching for a Deputy Head of Compliance & Deputy MLRO. The client are a commodities broker in the City close to Liverpool Street. You will Support the Head of Compliance/MLRO to deliver second line oversight of company’s activities to ensure the business operates within its regulatory...

**THE COMPANY**: Our client is an international financial services company focusing on wholesale and corporate banking activities. **THE RESPONSIBILITIES**: - To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. - Oversee and manage the regulatory advisory team within the...

Job Description Deputy Head of Safety and Compliance Reporting to the Head of Safety and Compliance, this role involves supporting the development, administration, and maintenance of an effective Safety Management and Compliance Monitoring System that meets regulatory and company requirements. The Deputy will act as Head of Safety and Compliance in their...

Deputy Head of Safety and ComplianceReporting to the Head of Safety and Compliance, this role involves supporting the development, administration, and maintenance of an effective Safety Management and Compliance Monitoring System that meets regulatory and company requirements. The Deputy will act as Head of Safety and Compliance in their absence.Key...

Deputy Head of Safety and ComplianceReporting to the Head of Safety and Compliance, this role involves supporting the development, administration, and maintenance of an effective Safety Management and Compliance Monitoring System that meets regulatory and company requirements. The Deputy will act as Head of Safety and Compliance in their absence.Key...

Deputy Head of Safety and ComplianceReporting to the Head of Safety and Compliance, this role involves supporting the development, administration, and maintenance of an effective Safety Management and Compliance Monitoring System that meets regulatory and company requirements. The Deputy will act as Head of Safety and Compliance in their absence.Key...

Posted by - Will Buckner- Senior Consultant**Deputy Head of Compliance - International Banking** Excellent opportunity opens for an experienced Deputy Head of Compliance/ Compliance Manager an **International Banking** background to join an **International Bank's London office** and work in a crucial capacity. - Closely support the Head of Compliance and...

Deputy Head of Safety and ComplianceReporting to the Head of Safety and Compliance, this role involves supporting the development, administration, and maintenance of an effective Safety Management and Compliance Monitoring System that meets regulatory and company requirements. The Deputy will act as Head of Safety and Compliance in their absence.Key...

**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team. This is a great opportunity for someone to step up in to ‘Head of’ role. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the...

We are recruiting for growing Institutional Brokerage firm looking to hire a Deputy Head of Compliance to assist with the day to day running of a busy compliance function. This role will be based in the office 5 days a week and there is a development/succession plan in place to take over running the team in the future. Main Responsibilities Trade monitoring...

**THE COMPANY**: Our client is a leading provider of execution and clearing services for exchange traded derivatives and OTC derivatives in the commodities markets. **THE RESPONSIBILITIES**: - Monitor and ensure on-going compliance with all legal and regulatory requirements - Proactive researching of the regulatory environment, keeping the business...

**Deputy Regulatory Compliance Officer / Deputy Regulatory Compliance Manager (Payments - acquiring)** **Location: London (Office based role)** As a Regulatory Compliance Officer / Deputy Regulatory Compliance Manager are you looking for an opportunity where you can develop your skills, experience and grow with one of Europe's fastest growing and...

THE COMPANY: Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance THE RESPONSIBILITIES:Stay updated on all pertinent FCA regulations Serve as the primary point of contact for regulatory inquiries and examinationsOversee and maintain the firm's policies and procedures to ensure they remain effective and up to date.Develop and...

Job Description THE COMPANY: Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance THE RESPONSIBILITIES: Stay updated on all pertinent FCA regulations Serve as the primary point of contact for regulatory inquiries and examinations Oversee and maintain the firm's policies and procedures to ensure they remain...

THE COMPANY: Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance THE RESPONSIBILITIES:Stay updated on all pertinent FCA regulations Serve as the primary point of contact for regulatory inquiries and examinationsOversee and maintain the firm's policies and procedures to ensure they remain effective and up to date.Develop and...

THE COMPANY: Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance THE RESPONSIBILITIES:Stay updated on all pertinent FCA regulations Serve as the primary point of contact for regulatory inquiries and examinationsOversee and maintain the firm's policies and procedures to ensure they remain effective and up to date.Develop and...

Job Description THE COMPANY: We have been exclusively instructed by our client is a leading global commodities organisation. With a global presence they offer a wide range of services to their clients. The position will assist with managing a small team and will be 4 days in the office. THE RESPONSIBILITIES: Consideration of all relevant...

THE COMPANY: Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance THE RESPONSIBILITIES:Stay updated on all pertinent FCA regulations Serve as the primary point of contact for regulatory inquiries and examinationsOversee and maintain the firm's policies and procedures to ensure they remain effective and up to date.Develop and...

**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team on a part-time basis. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the business remains compliant with all relevant laws,...

**THE COMPANY**: Our client is a successful futures and options broker based in the City, with years of experience delivering expert and high quality services. **THE RESPONSIBILITIES**: - Ensure that the Firm complies with its regulatory requirements as a UK regulated business; - Conduct periodic internal reviews and investigations, including trade...