Deputy Head of Compliance

4 months ago

London, United Kingdom Rothstein Recruitment Full time

Posted by
- Will Buckner- Senior Consultant**Deputy Head of Compliance - International Banking**

Excellent opportunity opens for an experienced Deputy Head of Compliance/ Compliance Manager an **International Banking** background to join an **International Bank's London office** and work in a crucial capacity.
- Closely support the Head of Compliance and Deputy Money Laundering Reporting Officer (MLRO), in ensuring the London branch follows the UK regulatory regime.
- Ensuring that Compliance framework is continued to be developed, enhanced, and embedded within the branch and to promote a robust compliance framework.
- Closely work with CM and DMLRO in ensuring that the branch meets its commitments under Financial Crime obligations.
- Assist Head of Compliance (HOD) for all regulatory matters in CM and DMLRO’s absence or as and when required by the HOD.
- To oversee and manage the Regulatory Compliance and Financial Crime functions in the absence of the CM and DMLRO.
- Ideal Experience_
- **5 + years **of experience demonstrating strong understanding of the **UK regulatory regime** which provides a good foundation across all aspects of general compliance obligation’s good working technical regulatory knowledge of the UK regulatory requirements.
- Solid experience working with International Banks
- **APAC Banking background **a Significant bonus.
- Familiar with UK regulatory requirements in a banking branch environment (AML/KYC, Sanctions risks, TCF, BCOBS, PSD, MiFID, EMIR, SFTR and other relevant regulatory matters.
- Must have the ability to interpret regulatory requirements and provide relevant stakeholders with advice on implementation.

Interested? Please Apply

Job ID EFC/WB/DHOC
- ABOUT COMPANY
- Rothstein Recruitment
- London, United Kingdom
HR & Recruitment

High-End Recruitment Agency. Specialising in Financial Services. Covering all areas of IT, Risk & Compliance, Business Change and Regulatory Recruit...

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