Compliance Director
3 days ago
We are seeking a highly skilled and experienced professional to join our team as Head of Compliance & MLRO. This is a critical role that requires a deep understanding of regulatory requirements and a proven track record of developing and implementing effective compliance frameworks.
Key Responsibilities:- Develop and maintain policies and procedures for AML/CTF
- Conduct annual risk assessments and ensure compliance with regulatory requirements
- Act as the point of contact with regulatory agencies and law enforcement on AML matters
- Oversee sanctions and transaction monitoring regimes
- Develop and implement the Compliance Framework
- Ensure the organization consistently operates within regulatory requirements
- Advise on changes in rules and regulations
- Complete regulatory returns and submissions
- Manage the Financial Crime and Compliance function
- Participate in the Executive Risk Committee
Requirements:
- Experience in compliance and holding SMF16 and SMF17 or substantial experience operating at a deputy level
- Strong understanding of relevant UK regulatory requirements
- Detailed understanding of financial services compliance
Preferred Qualifications:
- Experience in a banking environment
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