Deputy Regulatory Compliance Officer

6 months ago

London, United Kingdom Viva.com Full time

**Deputy Regulatory Compliance Officer / Deputy Regulatory Compliance Manager (Payments - acquiring)**

**Location: London (Office based role)**

As a Regulatory Compliance Officer / Deputy Regulatory Compliance Manager are you looking for an opportunity where you can develop your skills, experience and grow with one of Europe's fastest growing and technologically advanced Electronic Money Institutions?

You will be experienced within **payments acquiring regulatory compliance** and, either:

- ** At deputy level and looking for a role with a broader range of responsibilities including team leading,**

**Or**
- ** Looking to step up into a Deputy Regulatory Officer role.**

Either way this position will provide a broad range of exposure within regulatory compliance, for an organization that is within it's a high growth phase of maturity, where your skills will be utilized to help shape a rapidly evolving Fintech organisation.

**What you will do**:
As Deputy Regulatory Compliance Officer / Deputy regulatory Compliance Manager, reporting to the UK Head of Regulatory Compliance.
- Act as the Deputy (and stand in as required) for the Head of Regulatory Compliance in all matters.
- Take ownership of material regulatory risks and projects and ensure that these are being managed in accordance with best practice and within risk tolerance;
- Keep abreast of new and existing regulatory rules and initiatives that are relevant to Vivawallet in the UK, and inform the business and management of regulatory changes ad expectations;
- Help to design and build out KPI’s and metrics to ensure that regulatory risks are tracked and monitored and that any issues / non-compliance is identified in a timely manner;
- Maintain effective relationships with internal and external stakeholders of all levels in order to provide them with appropriate governance and compliance advice;
- Take ownership of the Compliance Monitoring Plan which would cover all aspects of Compliance for the UK business (e.g. outsourcing / safeguarding / Consumer Duty etc);
- Take ownership of the regulatory reporting calendar to ensure that all regulatory reporting is executed in a timely manner and effectively;
- Ad-hoc duties in the production of agenda items for the UK Risk Committee and Board as required;
- Participate in the regular review of governance processes including analysing existing processes, recommending and implementing changes, documenting new processes and procedures to support compliance, continuous improvement and adoption of innovative governance practices;
- Drive changes in policies and processes within the business to ensure that they reflect the key tenets of the Consumer Duty and put customers at the heart of what we do;
- Deal with ad-hoc queries as requested by the Head of Compliance.
- Help to mentor, develop and upskill junior members of the team.

**Requirements**:
**To be considered for Deputy Regulatory Compliance Officer / Deputy regulatory Compliance Manager you should have**:

- In-depth experience of compiling / reviewing risk and or regulatory compliance processes;
- The ability to work well both independently and in a team environment, including senior management, in an intense, fast-paced environment.
- Successfully managed multiple projects within tight deadlines;
- Exceptional stakeholder, presentation and interpersonal skills;
- The ability to take ownership of the full compliance plan and deliver end to end;
- Extensive experience of building / enhancing regulatory management Information and data analysis / reporting;
- The skills to craft and innovate processes and policies;
- A thorough understanding of the legal and regulatory frameworks applicable to a payments (merchant acquiring / issuing) / e-money firm and government policies of financial institutions;
- Proven analytical, planning, problem-solving and decision-making skills;
- A minimum of seven (7) years of overall similar previous experience in the financial services sector in Europe, of which at least two (2) in a similar senior professional position;
- Fluency in English (written and spoken);
**Benefits**
- Highly competitive annual salary.
- Personal performance bonus of up to 4 monthly salaries per annum.
- Pension.
- 25 Days holiday rising to 30 with service (plus 8 Bank Holidays).
- New Mothers Maternity Scheme - 20 weeks of full pay maternity leave.
- The opportunity to step up into a Deputy to Head of Function with one of Europe's fastest growing FinTech organisations.
- Working closely with a highly motivated team in a dynamic and fast
- paced multinational environment.

  • Deputy Head of Compliance

    6 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: We are working with a regular client of ours who are searching for a Deputy Head of Compliance & Deputy MLRO. The client are a commodities broker in the City close to Liverpool Street. You will Support the Head of Compliance/MLRO to deliver second line oversight of company’s activities to ensure the business operates within its regulatory...

  • Compliance Officer

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...

  • Compliance Officer

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...

  • Deputy Risk and Regulatory Compliance Officer

    2 months ago

    London, United Kingdom Viva.com Full time

    Deputy Risk and Regulatory Compliance OfficerOffice based role - London or Milton KeynesAre you ready to make a significant impact in the world of digital payments with one of Europe’s most innovative payments companies? Join viva.com as a Deputy Risk and Regulatory Compliance Officer, where your expertise will drive innovation and strengthen our risk...

  • Regulatory Compliance Officer

    6 months ago

    London, United Kingdom WE Talent Full time

    **WE Talent** are working with a regulatory business in the City of London who are recruiting for a **Regulatory Compliance Officer** to join their team. You will be working within a small team and closely with the Deputy Director to manage a case load of clients for the purposes of inspection and monitoring practices. **Responsibilities** - Prepare for...

  • Ad Regulatory Compliance

    6 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. **THE RESPONSIBILITIES**: - Assist in the management, supervised by the Director, Risk & Compliance, of the risk and...

  • Regulatory Compliance Specialist

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

  • Compliance Office

    1 month ago

    London, United Kingdom Compliance Professionals Full time

    They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...

  • Compliance Office

    1 month ago

    London, United Kingdom Compliance Professionals Full time

    They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...

  • Compliance Officer

    5 months ago

    London, United Kingdom Rothstein Recruitment Full time

    Posted by - Will Buckner- Senior Consultant**Compliance Officer - Regulatory - Generalist - International Banking** Excellent opportunity opens for a **Compliance Professional **from a **Financial Services/ Law/ Banking** background to join an **International Bank's London office** and work in a crucial, generalist capacity. - Closely support the Compliance...

  • Deputy Head of Compliance

    6 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an international financial services company focusing on wholesale and corporate banking activities. **THE RESPONSIBILITIES**: - To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. - Oversee and manage the regulatory advisory team within the...

  • Sds Author

    6 months ago

    London, United Kingdom VRS Regulatory Full time

    We are looking for a Safety Data Sheet / SDS Author / Regulatory Officer for a London based consumer products company. Your role will be varied and include researching pending changes developments to global chemical regulations, developing regulatory documents (SDSs, labels etc) for new and existing products, and providing regulatory support to internal...

  • Compliance Officer

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for managing a small team and will be required to work 4 days in the office.Key Responsibilities:Consideration of all relevant statutory and regulatory provisions, particularly...

  • Regulatory Compliance Specialist

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

  • Regulatory Compliance Expert

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

  • Regulatory Compliance Specialist

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

  • Regulatory Compliance Expert

    3 weeks ago

    London, Greater London, United Kingdom Vixio Regulatory Intelligence Full time

    Role OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.

  • Deputy Chief Compliance Officer

    18 hours ago

    London, United Kingdom CLevelCrossing Full time

    Deputy Chief Compliance Officer. As part of an innovative team, you will work with the UK Regional Leadership Team to drive the compliance agenda across the business. You will be responsible for leading all compliance activity and providing strategic direction for the team that is aligned to the UK businesses' growth ambitions. Your impact as Deputy Chief...

  • Strategic Compliance Officer

    4 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job OverviewAJ FOX COMPLIANCE, a leading International Law Firm, is seeking an experienced Strategic Compliance Officer to join their Risk and Compliance team.The role involves providing expert guidance on regulatory risk and compliance matters, including conflicts and anti-money laundering (AML), to support senior management in managing professional risks...

  • Risk & Compliance Officer

    6 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. **THE RESPONSIBILITIES**: - Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. - Analyse and...