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Compliance Consultancy

2 months ago

London, Greater London, United Kingdom Austin Andrews Recruit Full time
In addition to assisting with FCA regulation it has an increasing number of clients which it assists with SEC and NFA/CTFC regulation

Key tasks will include :
Responsibility for around 25 retained client relationships
Providing compliance advice to clients
Analysing and interpreting regulatory change for clients benefit
Undertaking compliance projects
Conducting compliance training

Qualifications

Minimum 5 years' compliance experience within asset management or similar