Head of Regulatory Reporting

2 months ago

London, Greater London, United Kingdom Ameriprise Full time

In this role you will be responsible for managing a team of 4 regulatory reporting managers across CTI globally each of which has regulatory specialists/analysts reporting to them (oversee a department of 19 in total).


You will deliver on the transaction, client and product regulations for the company, provide strategy, leadership, manage the teams and deliverables.

How You'll spend your time.

  • Design and implement global regulatory reporting strategy and goals
  • Provide updates, feedback and reporting to executive committees
  • Ensure the team deliver a high quality well controlled regulatory reporting service evidenced by green dashboard measures, management of costs against budget, low error rate, low staff turnover and good client feedback
  • Mange vendors (inc. costs, SLA's, KPI's and contracts) by implementing a vendor oversight model
  • Manage and oversee all regulatory reporting risks in accordance with company risk and control policies
  • Oversee regulatory reporting projects, oversee project deliveries to implement required technology, process, governance and controls
  • Assist specialists, legal and compliance in interpreting more complex regulatory items and forecast how they will affect the business as a whole
  • 41 Regulations covered globally including all threshold regulations, European trade and transaction related regulations, Fund Regulations and Client driven regulatory requirements
To be successful in this role you will have.

  • Strong experience of at least 2 key regulations (of which 1 must be EMIR)
  • Strong, demonstrated thought leadership with the ability to execute on deliverables
  • Strong analytical and critical thinking skills with the ability to interpret data, reach conclusions, and take action
  • In-depth knowledge of business operations and ability to conduct process improvement efforts
  • Strong relationship building skills; highly effective communication skills that include ability to gain acceptance of others to a point of view.
  • Prior management and leadership skills
About Columbia Threadneedle Investments

Working at Columbia Threadneedle Investments You'll find growth and career opportunities across all of our businesses.

Were intentionally built to help you succeed. Our reach is expansive with a global team of 2,500 people working together.

Our expertise is diverse with more than 650 investment professionals sharing global perspectives across all major asset classes and markets.

Our clients have access to a broad array of investment strategies, and we have the capability to create bespoke solutions matched to clients specific requirements.


Columbia Threadneedle is a people business and we recognise that our success is due to our talented people, who bring diversity of thought, complementary skills and capabilities.

We are committed to providing an inclusive workplace that supports the diversity of our employees and reflects our broader communities and client-base.


We appreciate that work-life balance is an important factor for many when considering their next move so please discuss any flexible working requirements directly with your recruiter.

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