Compliance Officer- Generalist
4 weeks ago
THE COMPANY:
Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services.
THE RESPONSIBILITIES:
- Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices.
- Keep abreast of developments in relevant laws, regulations and guidelines.
- Provide advice to staff on compliance issues which arise on a day-to-day basis.
- To keep abreast of new regulations for the timely review and adoption of relevant changes considered necessary within the firm.
- Carry out quality assurance monitoring of First-Line review activities
- Check Compliance with the Bank’s AML due diligence procedures for Account Opening, Trade Finance, Periodic Reviews and Transaction Monitoring.
- Investigate fully reports from staff concerning money laundering suspicions and actual or attempted fraud.
- Assist with preparation disclosure reports to NCA, as and when required.
- Assist to respond to requests for documentation and other requirements contained in court orders.
- Assist in preparing and arranging delivery of Compliance and Anti-Money Laundering training to staff in conjunction with the MLRO.
- Assist in reviewing Conduct of Business Regulatory Compliance activities as directed by the Head of Compliance.
- Arranging formal training for members of staff on money laundering controls and other relevant regulatory matters as appropriate to their job functions.
EXPERIENCE REQUIRED:
- Compliance Generalist with Merchant Banking or Trade Finance experience. Please note that this is NOT a pure AML or KYC position.
- Experience gained in a financial services/banking environment.
- Technical ability and knowledge of relevant legislation and the FSA regulatory environment.
- Experience of compliance with UK Money Laundering regulations and guidance.
For further information please contact Natalie Eshelby
-
Compliance Officer- Generalist
7 days ago
London, United Kingdom Compliance Professionals Full timeCompliance Officer- Generalist (3 months temp) THE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry...
-
Compliance Officer- Generalist
3 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments in...
-
Compliance Officer
7 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. THE RESPONSIBILITIES: Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Complete necessary sections of Regdata reports and...
-
Compliance Officer- Generalist
1 week ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Scroll down to find an indepth overview of this job, and what is expected of candidates Make an application by clicking on the Apply button.Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services.THE RESPONSIBILITIES:Assist in maintaining and promoting a...
-
Compliance Officer- Generalist
2 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Scroll down to find an indepth overview of this job, and what is expected of candidates Make an application by clicking on the Apply button.Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services.THE RESPONSIBILITIES:Assist in maintaining and promoting a...
-
Compliance Officer- Generalist
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments...
-
Compliance Officer- Generalist
4 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services.THE RESPONSIBILITIES:Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices.Keep abreast of developments in...
-
Compliance Officer- Generalist
1 week ago
London, United Kingdom Compliance Professionals Full timeJob DescriptionTHE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services.THE RESPONSIBILITIES:Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices.Keep abreast of...
-
Generalist Compliance Officer
4 weeks ago
London, United Kingdom eFinancialCareers Full time**Key Responsibilities**: - Contribute to the drafting and implementation of policies, procedures and monitoring requirements associated with applicable regulatory developments such as MiFID II, AIFMD, UK Senior Managers Regime & Certification regime - Assisting with maintaining compliance manuals, policies and procedures for the business in EMEA as...
-
Compliance Generalist
4 weeks ago
London, United Kingdom Finitas Full timeBroad Compliance Role | London - Hybrid | Competitive Day Rate Contract | Fintech Trading Firm Finitas are delighted to be working with a Fintech Trading firm, who are a globally recognised as a market leader. Due to their rapid expansion and growth targets for the year, they are looking to add a Compliance Generalist to their roster, to ensure thatthe...
-
Quality Compliance Administrator
7 days ago
London, United Kingdom Compliance Professionals Full timeCompliance Officer- Generalist (3 months temp) Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of...
-
Compliance Manager
2 days ago
London, United Kingdom Eximius Finance Full timeThis is a generalist compliance role. Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes. Key Skills Ideally 3-5 years relevant compliance experience gained within the Financial Services sector Knowledge of implementing assurance and compliance processes...
-
Compliance Manager
1 week ago
London, United Kingdom Eximius Finance Full timeThis is a generalist compliance role. Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes. Key Skills Ideally 3-5 years relevant compliance experience gained within the Financial Services sector Knowledge of implementing assurance and compliance processes...
-
London, United Kingdom Compliance Professionals Full timeOur client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...
-
Compliance Officer
2 weeks ago
London, United Kingdom Taylor Root Full timeWe are supporting our Lloyds of London insurance client, who are hiring a Compliance Officer to join their growing team. The Compliance Officer will support the Senior Compliance Manager with generalist compliance duties, including; delegated authorities, updating and embedding policies and procedures, monitoring regulatory developments and providing...
-
Compliance Officer
2 weeks ago
London, United Kingdom Taylor Root Full timeWe are supporting our Lloyds of London insurance client, who are hiring a Compliance Officer to join their growing team. The Compliance Officer will support the Senior Compliance Manager with generalist compliance duties, including; delegated authorities, updating and embedding policies and procedures, monitoring regulatory developments and providing...
-
Compliance Officer
18 hours ago
London, United Kingdom Taylor Root Full timeJob Description We are supporting our Lloyds of London insurance client, who are hiring a Compliance Officer to join their growing team. The Compliance Officer will support the Senior Compliance Manager with generalist compliance duties, including; delegated authorities, updating and embedding policies and procedures, monitoring regulatory developments...
-
Compliance Officer
5 days ago
London, United Kingdom Taylor Root Full timeJob DescriptionWe are supporting our Lloyds of London insurance client, who are hiring a Compliance Officer to join their growing team.The Compliance Officer will support the Senior Compliance Manager with generalist compliance duties, including; delegated authorities, updating and embedding policies and procedures, monitoring regulatory developments and...
-
Quality Compliance Administrator
2 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments in relevant laws, regulations and...
-
Compliance Officer
2 weeks ago
Greater London, United Kingdom Taylor Root Full timeWe are supporting our Lloyds of London insurance client, who are hiring a Compliance Officer to join their growing team.The Compliance Officer will support the Senior Compliance Manager with generalist compliance duties, including; delegated authorities, updating and embedding policies and procedures, monitoring regulatory developments and providing...
