Compliance Officer- Generalist

**THE COMPANY**: Our client is a leading independent Brokerage firm based in the City. **THE RESPONSIBILITIES**: - Providing compliance advisory support to a cash equity business control - Trade and communications surveillance - SMCR support - AML/KYC account opening and reassessment - General research issues **EXPERIENCE REQUIRED**: - General compliance...

Compliance Officer- Generalist (3 months temp) THE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry...

**THE COMPANY**: Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers **THE RESPONSIBILITIES**: - Performing Compliance Risk Assessments - Second line oversight of the Bank’s compliance with the applicable law,...

THE COMPANY: Scroll down to find an indepth overview of this job, and what is expected of candidates Make an application by clicking on the Apply button.Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services.THE RESPONSIBILITIES:Assist in maintaining and promoting a...

THE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments...

THE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services.THE RESPONSIBILITIES:Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices.Keep abreast of developments in...

Job DescriptionTHE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services.THE RESPONSIBILITIES:Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices.Keep abreast of...

**Key Responsibilities**: - Contribute to the drafting and implementation of policies, procedures and monitoring requirements associated with applicable regulatory developments such as MiFID II, AIFMD, UK Senior Managers Regime & Certification regime - Assisting with maintaining compliance manuals, policies and procedures for the business in EMEA as...

Broad Compliance Role | London - Hybrid | Competitive Day Rate Contract | Fintech Trading Firm Finitas are delighted to be working with a Fintech Trading firm, who are a globally recognised as a market leader. Due to their rapid expansion and growth targets for the year, they are looking to add a Compliance Generalist to their roster, to ensure thatthe...

Compliance Officer- Generalist (3 months temp) Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of...

This is a generalist compliance role. Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes. Key Skills Ideally 3-5 years relevant compliance experience gained within the Financial Services sector Knowledge of implementing assurance and compliance processes...

This is a generalist compliance role. Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes. Key Skills Ideally 3-5 years relevant compliance experience gained within the Financial Services sector Knowledge of implementing assurance and compliance processes...

We are currently looking to hire a generalist compliance professional in our London office reporting to the Global Chief Compliance Officer. The role is to work with the Legal & Compliance team to ensure we are running a best in practice global compliance program. **Principal Responsibilities**: - Play a key role in the management and coordination of the...

We are supporting our Lloyds of London insurance client, who are hiring a Compliance Officer to join their growing team. The Compliance Officer will support the Senior Compliance Manager with generalist compliance duties, including; delegated authorities, updating and embedding policies and procedures, monitoring regulatory developments and providing...

We are supporting our Lloyds of London insurance client, who are hiring a Compliance Officer to join their growing team. The Compliance Officer will support the Senior Compliance Manager with generalist compliance duties, including; delegated authorities, updating and embedding policies and procedures, monitoring regulatory developments and providing...

Job Description We are supporting our Lloyds of London insurance client, who are hiring a Compliance Officer to join their growing team. The Compliance Officer will support the Senior Compliance Manager with generalist compliance duties, including; delegated authorities, updating and embedding policies and procedures, monitoring regulatory developments...

We are supporting our Lloyds of London insurance client, who are hiring a Compliance Officer to join their growing team.If you think you are the right match for the following opportunity, apply after reading the complete description.The Compliance Officer will support the Senior Compliance Manager with generalist compliance duties, including; delegated...

Job DescriptionWe are supporting our Lloyds of London insurance client, who are hiring a Compliance Officer to join their growing team.The Compliance Officer will support the Senior Compliance Manager with generalist compliance duties, including; delegated authorities, updating and embedding policies and procedures, monitoring regulatory developments and...

Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments in relevant laws, regulations and...

We are supporting our Lloyds of London insurance client, who are hiring a Compliance Officer to join their growing team.The Compliance Officer will support the Senior Compliance Manager with generalist compliance duties, including; delegated authorities, updating and embedding policies and procedures, monitoring regulatory developments and providing...