Compliance Officer

1 month ago

City Of London, United Kingdom Next Employment Ltd Full time

Compliance officer within small compliance team within Insurance Underwriters.


You will be:

  • Taking on a central and varied role responsible for identifying, assessing, and monitoring regulatory risk and reporting to management on the effectiveness of internal systems and controls.
  • Providing regulatory advice and guidance to the business that, whilst remaining commercially attuned, ensures the delivery of good outcomes.
  • Developing compliance policies and procedures to educate and guide employees driving up standards across the business.
  • Designing, implementing, and delivering compliance training programmes.
  • Co-ordinating initiatives and supporting projects, undertaking research, and completing regulatory returns and applications.
  • Addressing and remediating issues, and conducting root cause analysis.
  • Interpreting data, analysing key performance indicators, and producing regular management reports.


You will need:

  • Comprehensive knowledge of the UK and EU's financial services regulatory environment, including the PRA and FCA rules and guidance.
  • Familiarity with the general insurance industry, its products, services, and market practices.
  • Proven experience in a compliance role within the general insurance sector, including experience with implementing compliance policies and monitoring their effectiveness.
  • Experience in identifying, evaluating, and managing regulatory risks within a general insurance firm.
  • Expertise in financial crime.
  • Ability to analyse complex information and regulatory requirements, form sound judgements and provide practical advice and solutions.
  • Skills to create plans and deliver against agreed priorities amidst complexity and change.
  • Excellent stakeholder and people management skills and experience.
  • Clear, compelling, and effective communication skills both written and verbal.
  • Ability to take initiative and solve problems as they arise.
  • Innovative thinking, energy, and drive.

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