Compliance Associate
3 weeks ago
Compliance Associate – Multi Asset Established Hedge Fund
A unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance issues. The role will allow you exposure to a wide range of asset classes and fund structures.
The role will be broad and varied including:
- Providing assistance and support to the business on a day to day basis;
- Implementation of the risk based monitoring programme;
- Reviewing marketing material;
- Conducting compliance related training;
- Assisting with the oversight of personal account dealing and gifts policies;
- Preparing and submitting global position disclosures;
- Identifying and dealing with individual approved persons registrations.
Skill Set Required:
- This role is ideally suited to a graduate in their first compliance role, looking for their next challenge.
- A minimum of 3 years experience is required, gained working for an asset manager of hedge fund in a Compliance role.
- Excellent communication skills, both written and verbal.
- Comes across credibly and professionally.
- Understanding of the hedge fund industry.
- Strong team player.
-
Senior Compliance Associate
1 month ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client partners with exceptional managers and hedge funds to create leading funds globally. **THE RESPONSIBILITIES**: The role will cover the compliance for three entities within the group and will consist of the following main responsibilities: - General Compliance Monitoring - Thematic Reviews - Trade Surveillance (using TZ Trade...
-
Compliance Associate
4 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: The following information aims to provide potential candidates with a better understanding of the requirements for this role.Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and...
-
Compliance Associate
1 week ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: The following information aims to provide potential candidates with a better understanding of the requirements for this role.Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and...
-
Compliance Associate
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence,...
-
Compliance Associate
5 days ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing...
-
Trainee Compliance Associate
4 weeks ago
London, United Kingdom FinTech Compliance Full timeJob description FinTech Compliance is a consultancy providing compliance advice to a wide variety of FCA regulated financial services firms, with a particular focus on technology-based, innovative and alternative finance businesses. Our core services include FCA authorisations, ongoing advice and support, the authoring of policies/procedures, compliance...
-
Compliance Associate
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...
-
Trainee Compliance Associate
10 hours ago
London, United Kingdom FinTech Compliance Full timeJob description FinTech Compliance is a consultancy providing compliance advice to a wide variety of FCA regulated financial services firms, with a particular focus on technology-based, innovative and alternative finance businesses. Our core services include FCA authorisations, ongoing advice and support, the authoring of policies/procedures, compliance...
-
Compliance Associate
1 week ago
London, United Kingdom Compliance Professionals Full timeJob DescriptionTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due...
-
Compliance Associate
6 days ago
Greater London, United Kingdom Black Swan Group Full timeCompliance Associate – Multi Asset Established Hedge FundYou could be just the right applicant for this job Read all associated information and make sure to apply.A unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance...
-
Compliance Associate
2 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...
-
Compliance Associate
2 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...
-
Compliance Associate
2 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence,...
-
Compliance Associate
1 month ago
Greater London, United Kingdom Black Swan Group Full timeCompliance Associate – Multi Asset Established Hedge FundA unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance issues. The role will allow you exposure to a wide range of asset classes and fund structures.The role will...
-
Compliance Associate
1 month ago
Greater London, United Kingdom Black Swan Group Full timeCompliance Associate – Multi Asset Established Hedge FundA unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance issues. The role will allow you exposure to a wide range of asset classes and fund structures.The role will...
-
Compliance Associate
1 month ago
Greater London, United Kingdom Black Swan Group Full timeCompliance Associate – Multi Asset Established Hedge FundA unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance issues. The role will allow you exposure to a wide range of asset classes and fund structures.The role will...
-
Compliance Advisory Officer
3 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...
-
Compliance Associate
5 days ago
City of London, Greater London, United Kingdom Black Swan Group Full timeCompliance Associate – Multi Asset Established Hedge Fund You could be just the right applicant for this job Read all associated information and make sure to apply. A unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance...
-
Senior Compliance Manager
1 month ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...
-
Senior Compliance Manager
1 hour ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...