Compliance Associate
4 weeks ago
Compliance Associate – Multi Asset Established Hedge Fund You could be just the right applicant for this job Read all associated information and make sure to apply. A unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance issues. The role will allow you exposure to a wide range of asset classes and fund structures. The role will be broad and varied including:
- Providing assistance and support to the business on a day to day basis;
- Implementation of the risk based monitoring programme;
- Reviewing marketing material;
- Conducting compliance related training;
- Assisting with the oversight of personal account dealing and gifts policies;
- Preparing and submitting global position disclosures;
- Identifying and dealing with individual approved persons registrations.
- This role is ideally suited to a graduate in their first compliance role, looking for their next challenge.
- A minimum of 3 years experience is required, gained working for an asset manager of hedge fund in a Compliance role.
- Excellent communication skills, both written and verbal.
- Comes across credibly and professionally.
- Understanding of the hedge fund industry.
- Strong team player.
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Compliance Associate
4 weeks ago
City of London, Greater London, United Kingdom Compliance Professionals Full timeTHE COMPANY: The following information aims to provide potential candidates with a better understanding of the requirements for this role. Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective...
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Compliance Associate
4 weeks ago
City of London, Greater London, United Kingdom Compliance Professionals Full timeTHE COMPANY: The following information aims to provide potential candidates with a better understanding of the requirements for this role. Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective...
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Compliance Associate
3 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. THE RESPONSIBILITIES: Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date with...
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Compliance Associate
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. THE RESPONSIBILITIES: Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date with...
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Compliance Associate
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. THE RESPONSIBILITIES: Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date with...
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Compliance Associate
1 week ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. THE RESPONSIBILITIES: Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date...
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Compliance Associate
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. THE RESPONSIBILITIES: Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date with...
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Compliance Advisory Officer
4 weeks ago
City of London, Greater London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Find out if this opportunity is a good fit by reading all of the information that follows below. Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...
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Compliance Advisory Officer
4 weeks ago
City of London, Greater London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Find out if this opportunity is a good fit by reading all of the information that follows below. Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...
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Compliance Technical Specialist
4 weeks ago
City of London, Greater London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Do not pass up this chance, apply quickly if your experience and skills match what is in the following description. Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable...
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Compliance Technical Specialist
4 weeks ago
City of London, Greater London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Do not pass up this chance, apply quickly if your experience and skills match what is in the following description. Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable...
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Compliance Associate
4 weeks ago
City of London, Greater London, United Kingdom Black Swan Group Full timeCompliance Associate – Private Credit Firm - London Are you the right candidate for this opportunity Make sure to read the full description below. Company Overview: Our client is a credit fund manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply...
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Compliance Associate
4 weeks ago
City of London, Greater London, United Kingdom Black Swan Group Full timeCompliance Associate – Private Credit Firm - London Are you the right candidate for this opportunity Make sure to read the full description below. Company Overview: Our client is a credit fund manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply...
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Compliance Associate
2 weeks ago
City of London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full timeCoopman Search and Selection are delighted to partner with a top tier hedge fund witch circa $5 billion AUM who are looking hire a Compliance Associate due to the impressive growth of the firm. The role will report direct into the CCO and will form part of small compliance function. Scroll down to find the complete details of the job offer, including...
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Compliance Associate
2 weeks ago
City of London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full timeCoopman Search and Selection are delighted to partner with a top tier hedge fund witch circa $5 billion AUM who are looking hire a Compliance Associate due to the impressive growth of the firm. The role will report direct into the CCO and will form part of small compliance function. Scroll down to find the complete details of the job offer, including...
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Compliance Associate
3 days ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a successful open-end investment fund based in the City. They are looking for a Compliance generalist with a development path to support the objectives and activities of the Compliance team. **THE RESPONSIBILITIES**: - Performing, supporting & enhancing monitoring and surveillance activities. - Managing, supporting and...
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Compliance Associate
1 week ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an award-winning investment management firm based in London. **THE RESPONSIBILITIES**: - Completion of daily and other periodic Compliance tasks; - Proving regulatory advice to the business - including transaction-specific and general Compliance guidance; - Work with business areas and other compliance team members to...
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Compliance Associate
2 weeks ago
City of London, Greater London, United Kingdom Rev & Regs Full timeRev & Regs are recruiting for a Compliance Associate role on behalf of an Investment Management firm, based in London. Find out exactly what skills, experience, and qualifications you will need to succeed in this role before applying below. The successful candidate will require a technical understanding of equities, and fixed income markets, the trading of...
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Investment Compliance Associate
1 week ago
City of London, United Kingdom Pension Protection Fund Full time**Investment Compliance Associate** **London (Cannon Street) with Hybrid working** **Circa £65,000 per annum plus Civil Service Pension** **Contract Type: Permanent** **Position type: Full Time** We protect millions of people in the UK who belong to defined benefit pension schemes. When these schemes fail, we’re ready to help. We’re equivalent in...
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Senior Compliance Associate
2 weeks ago
City of London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full timeCoopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions, who are looking for a Senior Associate to join them. This particular role is within a team who provide support to insurance firms along with those undertaking consumer...
