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Manager - AML/CFT Supervision

3 months ago

Douglas Isle of Man, United Kingdom Orchard Recruitment Ltd Full time
We are currently seeking a Manager (AML/CFT Supervision) for our Douglas-based Client, a leader in fiduciary services, fund administration, and management and investment advice compliance.
Working with the Senior Managers (AML/CFT) and the Head of AML/CFT, you will manage taking appropriate steps to deal with anti-money laundering and countering the financing of terrorism policy and supervision matters. You will be conducting AML/CFT supervision of all regulated and registered entities and persons in accordance with the organisation's engagement model, which will include
* Conducting desk based supervision, supervisory/oversight inspections and preparing inspection reports
* Conducting oversight inspections under the Beneficial Ownership Act 2017
* Manage the request, receipt and analysis of AML/CFT data from of all regulated and registered entities in order to feed into risk based supervision planning
* Assist in the Isle of Man's response to external AML/CFT evaluations by internationalauthorities such as MONEYVAL, where required
* Attend relevant AML/CFT meetings both in the Island and elsewhere as necessary
* Amend and update relevant AML/CFT legislation and the AML/CFT Handbook
* Provide outreach to industry in respect of AML/CFT matters including organising and presenting at AML/CFT conferences and webinars as appropriate
* Provide AML/CFT expertise to other teams as required
* Provide AML/CFT expertise to the Enforcement Division when undertaking investigations into Criminal, Civil or Regulatory matters
* Assist in the preparation and delivery of internal/external training programmes in respect of AML/CFT
* Liaise with other regulatory bodies, Government departments and law enforcement agencies and answer queries from regulated entities in respect of AML/CFT
* Oversee and manage the AML/CFT supervision of all regulated and registered entities in accordance with the organisation's engagement model
* Oversee and manage the request, receipt and analysis of AML/CFT data from of all regulated and registered entities in order to feed into risk based supervision planning
* Oversee and manage the oversight of relevant entities under the Beneficial Ownership Act 2017
* Manage and coordinate the AML/CFT policy function including providing advice and training to staff of the Authority and other government bodies
* Assist the Policy team in relation to the AML/CFT framework of the island and represent the organisation at appropriate international events such as MONEYVAL,OECD
* Represent the organisation on cross-governmental working groups regarding AML/CFT such as the AML/CFT Effectiveness Group and the AML/CFT Advisory Group
* Plan and deliver risk based project work through AML/CFT teams managed, including allocation of work streams, and monitoring of projects and supervision activity
* Act as point of contact in respect of potential new projects
* Provide effective advice and guidance to the officers of the team in relation to their duties, and provide technical and strategic support
* Provide advice and assistance in the maintenance and development of legislation pertinent to the functions of the organisation
* Provide effective leadership and business management within the organisation, including managing staff effectively and ensuring efficient use of resources
* Provide training and advice to staff in relation to AML/CFT, and beneficial ownership processes and procedures
The Ideal candidate for the role of Manager (AML/CFT Supervision) will:
- Hold, or be willing to work towards, a professional qualification relevant to the financial services industry
- Extensive relevant industry experience in an operational, compliance, assurance, risk or audit role
- A well-developed working knowledge of financial services, including designated businesses and associated legislation and guidance including trends and developments
- A good knowledge of anti-money laundering and countering the financing of terrorism (including proliferation financing) and associated legislation, regulation and guidance including trends and developments
- Strong analytical skills, ability to quickly and accurately assimilate information, to consider any associated risks and to summarise the information effectively
- Ability to demonstrate strong people management skills
- Ability to assist in preparing and conducting meetings with senior stakeholders both internally and externally
- Ability to work under pressure, manage a workload of varied complexity, to manage competing priorities and to deliver against deadlines
- Good understanding in relation to risk and risk frameworks including evaluating risks