Senior Compliance Manager

2 weeks ago

Reigate, Surrey, United Kingdom The Curve Group Full time

Job Title:
Senior Compliance Manager

Location:
Belfast or Reigate/London - 40% office based

Full time - 35 hours

__________________________

About Us
We're a specialist UK financial services group focusing on attractive segments of the UK retirement income market.

But guess what, we're not your traditional financial services company, and we're not just looking for traditional financial services people.

We need agile operators who can quickly find solutions and are committed to doing the right thing for our customers.


We are passionate about our strong purpose of helping people achieve a better later life, and our culture is built around our identity of being Just.

We do the right thing in the right way. Collaborating and valuing differences makes us a successful teamin which everyone feels included.

Our culture, combined with our strong purpose, is one of our key competitive advantages and helps us to make Just an inclusive and great place to work.


In 2021 we were named as one of the?UK's?100?Best Large Companies to Work For and accredited as a 2-star organisation, representing outstanding levels of engagement.

Alongside these, we were also recognised in the following Best Companies categories:

FinancialServices' 30 Best Companies to Work For, London's 75 Best Large Companies to Work For, South East's 100 Best Companies to Work for and Northern Ireland's 10 Best Companies to Work For.

We're extremely proud to have achieved this against the backdrop of thepandemic and the many challenges it posed to our colleagues and customers.


The Role


The purpose of the role is to support the HUB Group strategy operating as the first line Senior Compliance Manager.

You will do this by providing support to the design, development and promotion of HUB's propositions (advised and non-advised), ensuring thatrisks are understood, and liaising with Risk and Compliance for second line oversight.

You will also provide oversight of activities being carried out by Compliance Monitoring and Group Internal Audit, and the actions arising from these reviews.


Examples of Key Activities

  • Support the HUB Group in ensuring that it is compliant with regulatory requirements in relation to its business (including partners).
  • Engaging with colleagues across the HUB business to provide early, constructive support and guidance to help shape initiatives
  • Reviewing Compliance colleagues' identification, interpretation, and analysis of the impact of proposed or new regulatory change and support the implementation of recommendations for action where appropriate and supporting project initiatives.
  • Providing input to product and proposition change and development
  • Assisting the business to explore new relationships/provide support for existing relationships to enable them to deliver its propositions and services in a regulatory compliant manner
  • Evaluating and reporting on operating, regulatory and strategic risks
  • Ensure that staff training on compliance issues remains up to date

Skills and Experience

  • Extensive experience in a relevant financial services role is
    essential
:

  • Experience of dealing with regulatory frameworks, their mechanics and implications is
    essential
:

  • Experience in successfully managing relationships with customeroriented firms.
  • Experience of conduct risk regime.
  • Experience of (or a desire to get into) firstline compliance is
    essential
:

  • Proven ability to assimilate, comprehend and present information verbally and in writing.
  • Knowledge of Financial Conduct Authority regulations and compliance framework.
  • High level of customer orientation and excellent communication skills both verbal and written.
  • Desire to be a key player in building and developing a business.
  • Team player with a focus on leadership by example.
  • Ability to implement robust processes and procedures to satisfy regulatory requirements.
  • Ability to manage complex relationships with senior management.
  • Ability to balance, prioritise and deliver against many different tasks.
  • Able to work crossfunctionally to deliver goals.
  • Sound IT skills and knowledge of systems.

Working for us, you get your Just Rewards

  • A Competitive Salary, amazing Pension Scheme and Life Assurance
  • Along with 25 Days Annual Leave (England) or 28 Days Annual Leave (Northern Ireland) plus an Additional Day on us for your Birthday
  • Private Medical Cover and Income Protection, just in case
  • A generous and highly achievable bonus scheme paid annually based on individual and company performance against targets
  • Opportunity to progress within your career both inrole and within the company
  • FREE access to the Headspace App, a 24/7 Employee Assistance Helpline and Trained Physical & Mental Health First Aiders (On-Site)
  • A variety of Employee Funded Benefits available to you via our Online Benefits Portal
  • Plus several additional purchase options available for you and your loved ones

  • Quality and Compliance Engineer

    2 weeks ago

    Reigate, Surrey, United Kingdom Jarvis Brown Associates Full time

    Role: Quality & Compliance EngineerReporting to: Senior Quality & Environmental ManagerThis role would suit a Quality & Compliance Engineer who is experienced in leading external audits, internally, in a manufacturing/production setting. The job will focus on regulatory audits regarding Quality, Environmental, and Health & Safety, reporting non-conformances...

  • Activities Assistant

    1 week ago

    Reigate, Surrey, United Kingdom Signature Senior Lifestyle Full time

    Job Introduction Bring your enthusiasm and creativity to our fun, supportive team, when you join Signature Senior Lifestyle as an Activities Assistant at our luxury care and nursing home in Reigate.Your Role at Signature From floristry to folk music, as Activities Assistant, you'll bring a wealth of ideas to improve and maintain our residents' wellbeing....

  • Activities Assistant

    1 week ago

    Reigate, Surrey, United Kingdom Signature Senior Lifestyle Full time

    Job Introduction Bring your enthusiasm and creativity to our fun, supportive team, when you join Signature Senior Lifestyle as an Activities Assistant at our luxury care and nursing home in Reigate Grange.Your Role at Signature From floristry to folk music, as Activities Assistant, you'll bring a wealth of ideas to improve and maintain our residents'...

  • Private Client Tax Manager Senior Manager

    1 week ago

    Reigate, Surrey, United Kingdom TPF Recruitment Full time

    TPF Recruitment isworking with an established multi sited chartered Accountancypractice with an outstanding reputation to hire a Private ClientTax Manager or Senior Manager for their office inReigate.Thisrole will comprise both compliance and advisory and awareness oftax issues affecting HNWIs andUHNWIs.Theprimary role will be to deliver tax planning and...

  • Senior Pricing Manager

    4 weeks ago

    Reigate, Surrey, United Kingdom Tesco Bank Full time

    Serving our customers, communities, and planet a little better every day. A chance to thrive. Salary up to £126,300 + Excellent Benefits Location - Reigate or Edinburgh, Permanent This is a Hybrid/ Blended Working Role and you'll need to work in our Reigate or Edinburgh office 2 days a week. Applications close 31st May at 5pm & Interviews will be held ad...

  • Risk Manager

    1 week ago

    Reigate, Surrey, United Kingdom We Do Group Full time

    Risk Manager£65, % Bonus + 12% Pension + Life Cover + Private HealthCareHybrid working - 3 days in officeThe Role:This is an extremely varied role whereby the right candidate will have the chance to partner across the business from Credit, Finance, Operations and Sales This role would suit a commercially minded, Risk Manager or Senior Credit Analyst who can...

  • Risk Manager

    3 weeks ago

    Reigate, Surrey, United Kingdom We Do Group Full time

    Risk Manager£65, % Bonus + 12% Pension + Life Cover + Private HealthCareHybrid working - 3 days in officeThe Role:This is an extremely varied role whereby the right candidate will have the chance to partner across the business from Credit, Finance, Operations and Sales This role would suit a commercially minded, Risk Manager or Senior Credit Analyst who can...

  • Senior Registered Nurse

    3 days ago

    Reigate, Surrey, United Kingdom Signature Care Homes Full time

    Play a leading role in delivering the highest-standards of person-centred care, when you join Signature Senior Lifestyle as a Senior Registered Nurse at our luxury care and nursing home in Reigate.What Signature OfferFrom £25.00 per hourShift times: 08:00am - 17:00pm. Some weekends required.Full time shifts availableUp to 30 days annual leave, starting at...

  • Risk Manager

    2 weeks ago

    Reigate, Surrey, United Kingdom We Do Group Full time

    Job DescriptionRisk Manager£65, % Bonus + 12% Pension + Life Cover + Private HealthCareHybrid working – 3 days in officeThe Role:This is an extremely varied role whereby the right candidate will have the chance to partner across the business from Credit, Finance, Operations and Sales This role would suit a commercially minded, Risk Manager or Senior...

  • Customer Excellence Manager

    2 weeks ago

    Reigate, Surrey, United Kingdom Parkside Office Professional Full time

    Reporting to the Head of Customer Support, my client is seeking a dynamic and experienced Customer Excellence Manager to join their team. This senior management role will be responsible for overseeing and managing the Managers who lead our Quality Auditing (QA) team, Complaints team, technical and Credit Risk team. The successful candidate will play a...

  • Senior Project Manager

    1 week ago

    Reigate, Surrey, United Kingdom LJB Recruit Full time

    One of the leading Main Contractors based in the Surrey region with a turnover of 60 million are seeking for an experienced Senior Project Manager to run some of their legacy projects within Education, Residential, Heritage and Public Sector. Duties include Programming Planning Client Liaison Sub-Contractor Management Managing a team Delivery...

  • Project Manager and Senior Project Manager

    1 week ago

    Reigate, Surrey, United Kingdom LJB Recruit Full time

    One of the leading Main Contractors based in the Surrey region with a turnover of £60 million are seeking for an experienced Senior Project Manager to run some of their legacy projects within Education, Residential, Heritage and Public Sector.Planning Sub-Contractor Management Delivery of the Project on time and in budgetThe ideal candidate must have a...

  • Senior Internal Audit Manager

    2 weeks ago

    Reigate, Surrey, United Kingdom esure Group Full time

    Senior Internal Audit ManagerJob Tenure: Full-time, permanentSalary: CompetitiveCompany DescriptionHere at esure, we're no strangers to change. As one of the industry leaders in the insurance business, striving to become a world class digital insurer, we're getting ready for more. It's creating great new opportunities for innovative and talented industry...

  • General Practice Manager

    1 week ago

    Reigate, Surrey, United Kingdom TPF Recruitment Full time £60,000

    TPF Recruitment, the leading provider of accountancy practice professionals are currently supporting one of their clients located in Redhill with the recruitment of a General Practice Manager (Audit & Accounts).You will mentor, train, and manage junior staff, helping them develop and progress in their careers. You will manage projects independently and...

  • Senior Administrator

    1 week ago

    Reigate, Surrey, United Kingdom Reed Business Support Full time

    Working 37.5 hours per week, salary £28k per annum, 30 days annual leave inclusive of Bank Holidays.Four days in the office, one working from home.A dynamic, diverse, and evolving role supporting a growing business. Enthusiasm, flexibility and a can-do attitude are key to the role.The role is varied and includes managing the administration of a team of...

  • Data Protection Manager

    2 weeks ago

    Reigate, Surrey, United Kingdom TLP Consultancy Ltd Full time

    Near Epsom, Surrey (location is most easily reached by own transport) Hybrid working (3 days a week in the office) ASAP start Generous benefits package (Performance related bonus, Pension, access to their car scheme, Birthday voucher, Workplace Nursery Benefit & Cycle Scheme, holiday purchase scheme, discounted onsite gym membership, subsidised Café and...

  • Senior Billing Specialist

    1 week ago

    Reigate, Surrey, United Kingdom Opus Technology Full time

    How would you like to work for Opus, one of the UK's largest independent Managed Service Providers who have recently been recognised as "World Class" in the Best Companies to work for Awards?Due to our impressive consistent growth within the IT & Telecoms sector, we have an exciting opportunity for a Senior Billing Specialist who has similar values, looking...

  • Senior Billing Specialist

    2 weeks ago

    Reigate, Surrey, United Kingdom Opus Technology Full time £2,500

    How would you like to work for Opus, one of the UK's largest independent Managed Service Providers who have recently been recognised as "World Class" in the Best Companies to work for Awards?Due to our impressive consistent growth within the IT & Telecoms sector, we have an exciting 12 month fixed-term contract opportunity for a Senior Billing Specialist who...

  • Head of Estates and Facilities

    2 weeks ago

    Reigate, Surrey, United Kingdom Dunottar School Full time

    Job OverviewReporting to the Headmaster, the Head of Estates and Facilities will play a key role in the strategic management of the school's estates and facilities, including buildings, grounds, and assets. This role will also have compliance duties, fleet management responsibility and line management responsibility for several teams. The Head of Estates and...

  • Senior Billing Specialist

    2 weeks ago

    Reigate, Surrey, United Kingdom Opus Technology Full time £2,500

    Would you like to work for Opus, one of the UK's largest independent Managed Service Providers who have recently been recognised as "Very Good" in the Best Companies to work for Awards? Due to our impressive consistent growth within the IT & Telecoms sector, we have an exciting 12 month fixed-term contract opportunity for a Senior Billing Specialist who has...