Quality And Compliance Officer

THE COMPANY:Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for a Compliance Officer with a Financial Crime focus to join the thriving team.THE RESPONSIBILITIES: Review complex documentation and AML/KYC information for new clients at onboarding...

Compliance Officer- Generalist (3 months temp) THE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry...

THE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of...

Compliance Officer (6 month FTC Our client is an international bank based in the City. They are looking to hire a Compliance Officer on an initial 6-month FTC basis. Performing Compliance Risk Assessments Second line oversight of the Bank's compliance with the applicable law, regulations and internal policies Developing and implementing a Compliance...

Our client is an asset and wealth management specialist. They are looking for a Deputy Compliance Officer to join the London-based team. To perform Regulatory horizon scanning and advise the CCO and broader team Manage the compliance calendar including Regulatory returns Main compliance point of contact for Internal systems including "Rules Manager". ...

THE COMPANY: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. THE RESPONSIBILITIES: Report any deficiencies in the Bank's policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep up to...

Our client is an asset and wealth management specialist. They are looking for a Deputy Compliance Officer to join the London-based team. The team is growing so this is a superb opportunity to be involved in that growth. THE RESPONSIBILITIES: To perform Regulatory horizon scanning and advise the CCO and broader team Manage the compliance calendar...

THE COMPANY:Our client is a global banking group offering commercial and retail banking, investment banking, and asset and wealth managements services.THE RESPONSIBILITIES: Producing draft of policy documentation. Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. Managing and keeping updated, the departments key databases,...

We have an exciting opportunity to join an international law firm as a Compliance Officer. This role will be offered on a hybrid working basis in London.This role will involve supporting the team with business acceptance tasks, including conflicts searches and matter opening.You will need to be able to demonstrate knowledge of AML legislation and conflicts...

THE COMPANY:Our client is a global banking group offering commercial and retail banking, investment banking, and wealth managementTHE RESPONSIBILITIES: Producing draft of policy documentation. CMP tracking, testing, monitoring and deep dives. Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. Managing and keeping updated, the...

THE COMPANY: We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. THE RESPONSIBILITIES: Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date with and horizon scan regulatory requirements,...

THE COMPANY:Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture they are an excellent employer.THE RESPONSIBILITIES: Review/audit/investigation requests from Exchanges and Regulators FATCA and CRS Audit and Advisory; ad hoc tax projects Research in relation to keeping up to...

THE COMPANY:Our client is a prestigious private wealth firm based in the West End. They are looking for a CASS Compliance Officer to join the team on a 6-month FTC basis.THE RESPONSIBILITIES: Operational adherence to the CASS rules contained within the FCA handbook, update of procedures, breaches tracking, CASS advice to the business Overseeing the annual...

Quality and Compliance Officer - 12 Month Secondment (It is an exciting time to join Lambeth Council, we have bold ambitions for the future of Lambeth's communities and residents through our Lambeth 2030 Plan 'Our Future, Our Lambeth. Located in the heart of South London, Lambeth Borough is a vibrant community of over 317,600 residents. Our diversity is our...

Our client is a multinational banking organisation.Good and practical understanding of JMLSG Good experience of tracking and operationally implementing AML regulationsGood and practical understanding of financial crime matters Good and practical understanding of CDD/KYC customer on boarding Good and practical understanding of FCA PEP guidelines.Good...

Job DescriptionTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due...

Quality and Compliance Officer - Month Secondment (PO) £, - £, About Us: It is an exciting time to join Lambeth Council, we have bold ambitions for the future of Lambeth's communities and residents through our To deliver on these ambitions, we have embarked our transformational One Lambeth Programme ensuring we are 'connected by purpose,' in...

Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. Act as a subject matter expert in Regulatory Affairs. Maintain an effective, professional and proactive relationship with UK regulators and assist the Local Compliance Officers in dealing with...

Are you a qualified lawyer with a passion for compliance?Do you have experience gained at an international law firm?We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...