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London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob SummaryCrédit Agricole CIB is seeking a highly motivated and detail-oriented Compliance Monitoring and Surveillance Intern to join our team. As a Compliance Monitoring and Surveillance Intern, you will play a key role in supporting the Compliance team in monitoring and surveillance activities.Key ResponsibilitiesMonitor and analyze financial...
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London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob Title: French Speaking Compliance Monitoring and Surveillance InternJob Summary:We are seeking a highly motivated and detail-oriented individual to join our Compliance team as a French Speaking Compliance Monitoring and Surveillance Intern. As a key member of our team, you will be responsible for monitoring the Bank's transactions and order types on a...
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London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob Title: French Speaking Compliance Monitoring and Surveillance InternJob Summary:We are seeking a highly motivated and detail-oriented individual to join our Compliance team as a French Speaking Compliance Monitoring and Surveillance Intern. As a key member of our team, you will be responsible for monitoring the Bank's transactions and order types on a...
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London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob Title: French Speaking Compliance Monitoring and Surveillance InternJob Summary:We are seeking a highly motivated and detail-oriented individual to join our Compliance team as a French Speaking Compliance Monitoring and Surveillance Intern. As a key member of our team, you will be responsible for monitoring the Bank's transactions and order types on a...
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London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob Title: French Speaking Compliance Monitoring and Surveillance InternJob Summary:We are seeking a highly motivated and detail-oriented individual to join our Compliance team as a French Speaking Compliance Monitoring and Surveillance Intern. As a key member of our team, you will be responsible for monitoring the Bank's transactions and order types on a...
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London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob Title: French Speaking Compliance Monitoring and Surveillance InternJob Summary:We are seeking a highly motivated and detail-oriented individual to join our Compliance team as a French Speaking Compliance Monitoring and Surveillance Intern. The successful candidate will be responsible for monitoring the Bank's transactions and order types on a daily...
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London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob Title: French Speaking Compliance Monitoring and Surveillance InternJob Summary:We are seeking a highly motivated and detail-oriented individual to join our Compliance team as a French Speaking Compliance Monitoring and Surveillance Intern. The successful candidate will be responsible for monitoring the Bank's transactions and order types on a daily...
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Senior Monitoring and Surveillance
3 months ago
Description
Some of the key responsibilities include:
- Undertake daily post trade surveillance monitoring on a timely basis to identify activity which may indicate possible market abuse or market integrity issues, ensuring that all analysis is completed to the highest standard and is appropriately documented.
- Review, close and escalate on a daily basis, alerts generated by both the Automated Trade Surveillance system and Automated Communications Surveillance systems.
- Conduct nonautomated Trade Surveillance through daily PowerBI manual controls.
- Ensure appropriate review and calibration alerts of automated surveillance systems on a periodic basis in line with the Compliance Diary.
Profile
- Prior front office experience preferable.
- FCA, MIFID II, MAR knowledge is desirable.
- Good communication skills and report writing essential.
- Good technical knowledge and experience of Exceland PowerBI is preferred
Job Offer
Competitive salary, hybrid working, strong benefits.
