Compliance Advisory Global Markets

Join us as a Compliance Manager in our Capital Markets Advisory teamThis role provides an opportunity to support, develop and embed the risk and control mechanisms for the business, independently overseeing and challenging the effective management of risks and controlsYou'll provide support, advice, MI and escalation to leaders and the overall business on...

Join us as a Compliance Manager in our Capital Markets Advisory teamThis role provides an opportunity to support, develop and embed the risk and control mechanisms for the business, independently overseeing and challenging the effective management of risks and controlsYou'll provide support, advice, MI and escalation to leaders and the overall business on...

Job DescriptionThe TP ICAP Group is a world leading provider of market infrastructure.Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.Through our people and technology, we connect clients to superior...

Job DescriptionTHE COMPANYBritannia Global Markets is a dynamic, fast-growing organisation that operates a full-service execution and clearing brokerage business covering Exchange Traded Derivatives, Cash Equities and Fixed Income, CFD's, Foreign Exchange, Repos and Structured Finance. Britannia Global Markets is part of the Britannia Financial Group and a...

Job DescriptionWith a diverse department of Compliance professionals supporting all lines of our business around the globe, the department is working diligently to present all business partners with innovative, thoughtful and tailored solutions to the challenges they face. The Compliance function has a strong culture which is focused on delivering first...

You will join the Markets Compliance team within the London Compliance Department. You will primarily provide, line of Business advisory and regulatory support to the respective Sales and Trading functions of the EMEA Markets CIB departments. These are leading global businesses that provide a wide range of investment banking services to corporate,...

Banking London – Up to £110,000 + bonus Our Banking client has mandated Gresham Hunt to find a new Compliance Advisory Manager. This is an exciting opportunity for an SME to establish themselves within a Tier 1 bank with a truly global reach. Our client is one of the largest banks in the world, with offices in multiple regions and jurisdictions. They...

When you become a part of Universities Superannuation Scheme (USS), you'll be entering a realm where the vastness and dimension of our pension program will offer you myriad chances to learn and grow within your career. Given our substantial size, you'll possess genuine independence and impact as you collaborate closely with a diverse team of specialists....

Compliance Advisory Vice President at MizuhoWe are not your average financial institution. At Mizuho, our diverse and respected team sets us apart. Our culture focuses on purpose, passion, and compassion, offering stability from an international leader and the growth opportunities of a dynamic business.Job Description:Identify, understand, and implement...

Kind Consultancy is working with an international multidisciplinary bank which is now seeking a Compliance Advisory professional to focus on Global Foreign Exchange as part of their Global Markets & Securities Compliance team. This is a full time permanentrole with a hybrid work model requiring 3 days per week in their London office, and paying circa...

Who are we? We are not your typical financial institution. It's our people who make us a cut above. Here, every person is respected because of their differences, not in spite of them. We pride ourselves on a culture of purpose, passion and compassion. At Mizuho, we provide the stability of an international industry leader with the career trajectory of a...

Compliance AdvisoryBusiness Area: Group General CounselPlace of Work: LondonContract Type: PermanentTeam Overview-When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate closely with a wide-ranging team of...

CONTRACT TYPE: Permanent LOCATION: City of London INDUSTRY:Compliance & LegalFinancial ServicesSALARY: Negotiable START DATE: ASAP REF: BN373239_ JOB PUBLISHED:1 day agoCompliance Advisory£ £ Bonus + BenefitsLondonTHE COMPANYGrowing London banking group, part of one of the world's largest banks by assets, has a new role within their Legal & Compliance...

Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole. Join us and leave your mark on the industry. We are looking for an...

Compliance Analyst at Britannia Global Markets About Britannia Global Markets: Britannia Global Markets is a rapidly growing organization within the Britannia Financial Group. They provide full-service execution and clearing brokerage services across various financial markets such as Exchange Traded Derivatives, Cash Equities, Fixed Income, CFD's, Foreign...

Compliance Advisory OfficerPerm RoleFinancial ServicesLondonDate: 11/05/2023Start Date:ASAPWe are currently recruiting for a Compliance Advisory Officer on behalf of our financial services client. This role is ideal for someone with good working knowledge of the requirements of the UK and EU financial services regime and key regulations (MiFID II and SMCR)...

About the Role: The Compliance Analyst will play an integral role in the management of LSM's compliance risks. The individual will work within LSM's Compliance function and will support the Head of Compliance, members of the Compliance team as well as wider business on various compliance matters. If you are a recent graduate looking to enter the...

We are a prominent recruitment firm dedicated to connecting top talent with leading financial institutions. We have 3 clients, seeking dynamic Macro Compliance Advisory Specialists to join their esteemed team.Role Overview:As a Macro Compliance Advisory Specialist, you will play a pivotal role in providing strategic guidance and expertise on regulatory...

THE COMPANY:Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for a Compliance Officer with a Financial Crime focus to join the thriving team.THE RESPONSIBILITIES: Review complex documentation and AML/KYC information for new clients at onboarding...

Join Britannia Global Markets as a Compliance Analyst!Britannia Global Markets is a rapidly growing organization offering a wide range of brokerage services including Exchange Traded Derivatives, Cash Equities, Fixed Income, CFD's, Foreign Exchange, Repos, and Structured Finance. We are proud to be a member of the London Stock Exchange and Dubai Gold and...