Current jobs related to Compliance Analyst - London, Greater London - eSecLending

  • Compliance Analyst

    3 hours ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Job Title: Compliance AnalystWe are seeking a highly motivated and detail-oriented Compliance Analyst to join our team in the Americas region. As a Compliance Analyst, you will play a critical role in supporting the firm's anti-money laundering (AML) and counter terrorist financing (CTF) efforts.Key Responsibilities:Conduct risk assessments to identify...

  • Compliance Analyst

    46 minutes ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Job Title: Compliance AnalystWe are seeking a highly motivated and detail-oriented Compliance Analyst to join our team in the Americas region. As a Compliance Analyst, you will play a critical role in supporting the firm's anti-money laundering (AML) and counter terrorist financing (CTF) efforts.Key Responsibilities:Conduct risk assessments to identify...

  • Compliance Analyst

    5 days ago

    London, Greater London, United Kingdom Compliance Wise Full time

    {"h1": "Compliance Analyst - Americas Region", "p": "We are seeking a highly motivated and detail-oriented Compliance Analyst to join our team in the Americas region. As a Compliance Analyst, you will play a critical role in supporting the Compliance team in ensuring the firm's adherence to anti-money laundering, counter terrorist financing, and sanctions...

  • Compliance Analyst

    5 days ago

    London, Greater London, United Kingdom Compliance Wise Full time

    {"h1": "Compliance Analyst - Americas Region", "p": "We are seeking a highly motivated and detail-oriented Compliance Analyst to join our team in the Americas region. As a Compliance Analyst, you will play a critical role in supporting the Compliance team in ensuring the firm's adherence to anti-money laundering, counter terrorist financing, and sanctions...

  • Compliance Analyst

    2 days ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Compliance Analyst OpportunityWe are seeking a highly skilled Compliance Analyst to join our team in the Americas region, covering the Cayman, Bermuda, and BVI offices. As a key member of our Compliance team, you will play a critical role in supporting our global operations and ensuring compliance with anti-money laundering, counter terrorist financing, and...

  • Compliance Analyst

    2 days ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Compliance Analyst OpportunityWe are seeking a highly skilled Compliance Analyst to join our team in the Americas region, covering the Cayman, Bermuda, and BVI offices. As a key member of our Compliance team, you will play a critical role in supporting our global operations and ensuring compliance with anti-money laundering, counter terrorist financing, and...

  • Compliance Risk Analyst

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewCompliance Professionals is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage and oversee front office systems to ensure compliance with regulatory...

  • Compliance Risk Analyst

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewCompliance Professionals is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage and oversee front office systems to ensure compliance with regulatory...

  • Compliance Risk Analyst

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team. The successful candidate will be responsible for ensuring that our company's compliance with regulatory requirements is maintained at the highest level.Key...

  • Compliance Risk Analyst

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team. The successful candidate will be responsible for ensuring that our company's compliance with regulatory requirements is maintained at the highest level.Key...

  • Compliance Risk Manager

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring AnalystOur client, a leading London-based investment management firm, is seeking a skilled Compliance Monitoring Analyst to join their team. The successful candidate will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Collaborate with the front office team,...

  • Compliance Risk Manager

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring AnalystOur client, a leading London-based investment management firm, is seeking a skilled Compliance Monitoring Analyst to join their team. The successful candidate will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Collaborate with the front office team,...

  • Compliance Risk Manager

    5 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring AnalystOur client, a leading London-based investment management firm, is seeking a skilled Compliance Monitoring Analyst to join their team. As a key member of the compliance department, you will play a vital role in ensuring the firm's adherence to regulatory requirements and industry best practices.Key Responsibilities:Collaborate...

  • Compliance Risk Manager

    5 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring AnalystOur client, a leading London-based investment management firm, is seeking a skilled Compliance Monitoring Analyst to join their team. As a key member of the compliance department, you will play a vital role in ensuring the firm's adherence to regulatory requirements and industry best practices.Key Responsibilities:Collaborate...

  • Compliance Operations Analyst

    1 month ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a Senior Compliance Analyst to enhance our vibrant team. This position plays a crucial role in supporting the conflicts division, collaborating with senior personnel and various departments. Your primary responsibility will be to uphold exemplary service standards for our clients, manage all regulatory elements essential for the...

  • Lead Compliance Analyst

    1 month ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a Senior Compliance Analyst to enhance our dedicated team. This position is integral to supporting the conflicts division, collaborating closely with senior personnel and various departments. In this capacity, you will uphold exceptional service standards for our clients, oversee all regulatory components essential for the firm's...

  • Compliance Officer

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...

  • Compliance Officer

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...

  • Compliance Risk Management Specialist

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in managing...

  • Compliance Risk Management Specialist

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in managing...

Compliance Analyst

3 months ago

London, Greater London, United Kingdom eSecLending Full time

JOB DESCRIPTION:

The Compliance Analyst is primarily responsible for implementing and monitoring the contractual and regulatory requirements of the various lender programs as they relate to securities lending and short-term investment management activities. This role assists with various compliance testing and requires attention to detail. The Compliance Analyst is a primary liaison internally for compliance-related inquiries.

JOB RESPONSIBILITIES:

  • Updates pre-trade compliance system for securities lending and short-term investment management programs as required following established internal Program Change protocols.
  • Daily monitoring and reporting of Lenders contractual and regulatory securities lending parameters.
  • Confirm daily that short-term investments are in compliance with client investment guidelines.
  • Review of cash and non-cash collateral to confirm there is sufficient collateral.
  • Daily compliance review of discretionary securities lending activity.
  • Escalate non-compliant situations internally for appropriate escalation.
  • Follow-up and assist with the resolution of non-compliant situations to ensure that appropriate corrective action is taken.
  • Maintain and distribute a Monthly Compliance reporting.
  • Partner with the Client Relations team on annual comprehensive review of Lender programs.
  • Assist with business improvements and automation projects as needed.
  • Assist with compliance monitoring required by the Financial Conduct Authority (FCA)

QUALIFICATIONS: At least two years of experience developing and/or testing compliance programs for clients in the financial services industry a plus. Candidates must be detail-oriented, have excellent oral and written communication skills, be capable of managing multiple projects simultaneously, work well under tight deadlines, possess good problem-solving skills, take a proactive approach to their personal development and be open to feedback. Candidates should have previous experience and/or proficiency in financial markets. Advanced Excel skills and prior use of Bloomberg a plus.

eSecLending is an equal opportunity employer. Please submit resumes with a cover letter, including salary requirements, to: Please, no agencies.