Head of Compliance and MLRO

**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team. This is a great opportunity for someone to step up in to ‘Head of’ role. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the...

**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team on a part-time basis. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the business remains compliant with all relevant laws,...

**THE COMPANY**: We are working with a regular client of ours who are searching for a Deputy Head of Compliance & Deputy MLRO. The client are a commodities broker in the City close to Liverpool Street. You will Support the Head of Compliance/MLRO to deliver second line oversight of company’s activities to ensure the business operates within its regulatory...

**THE COMPANY**: Our client is a International bank based in the West End **THE RESPONSIBILITIES**: - SM17 registered - Formulate annual AML plan and perform the relevant quality assurance checks to ensure adherence. - Ensure adequate policies and procedures in place for AML operations in the Branch - Address issues relating to transaction monitoring and...

MLRO – Exclusive London £Market RateThe ClientnWe have been retained by a boutique investment bank to identify a MLRO for their London based operation. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.nThe ResponsibilitiesnResponsible for the effective and efficient design and execution of...

Job DescriptionMLRO – Exclusive London £Market Rate The Client We have been retained by a boutique investment bank to identify a MLRO for their London based operation. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.The ResponsibilitiesResponsible for the effective and efficient design and...

A banking institution in the City wish to recruit a head of compliance/MLRO to oversee compliance within the Bank. **Main Duties** Responsibility for overseeing compliance within the bank and ensuring compliance with laws, regulatory requirements, policies, procedures and manuals Ensure that the company complies at all times, with the regulations as laid...

Our client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...

Head of Compliance & MLROPayments Are you interested in joining a rapidly growing EMI?This is a newly created position in a rapidly growing EMI in the Payments space. Here you will be have the opportunity to utilise your regulatory expertise to define and implement a regulatory compliance program inclusive of frameworks, strategy, regulatory advice and...

A banking institution in the City wish to recruit a head of compliance/MLRO to oversee compliance within the Bank.Main DutiesResponsibility for overseeing compliance within the bank and ensuring compliance with laws, regulatory requirements, policies, procedures and manualsEnsure that the company complies at all times, with the regulations as laid down by...

Our client is a fast-growing Listed FX and Payment Services Provider to corporate and private clients globally. We have been retained to support them in the search for a Head of Compliance & MLRO. **About the role**: This person will play a pivotal role in delivering the compliance function of the company and ensuring the maintenance of an appropriate and...

**The Client** We have been retained by a boutique investment bank to identify a MLRO for their London based operation. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. **The Responsibilities** - Responsible for the effective and efficient design and execution of the firms AFC framework -...

We are seeking a Compliance Officer who can enhance the existing Compliance framework and build robust systems and controls. You’ll be an experienced senior Compliance specialist familiar with operating at ‘Head of’ level or equivalent within the payment/e-money institution. You’ll be responsible for the ongoing development of the firm’s...

**About the Role** The UK branch Compliance Officer & MLRO will be accountable for managing the branch’s compliance with UK regulatory requirements and financial crime risks. The role holder will provide oversight for the UK operations on anti-money laundering systems and will act as the focal point for regulatory inquiries. - Managing compliance with UK...

An innovative UK financial services start-up is actively seeking an experienced Head of Compliance / Money Laundering Reporting Officer (MLRO) to lead compliance operations across two regulated entities: an FCA Electronic Money Institution (EMI) and a Cryptocurrency business pursuing FCA Authorisation. As a leader in financial technology, our company is...

An innovative UK financial services start-up is actively seeking an experienced Head of Compliance / Money Laundering Reporting Officer (MLRO) to lead compliance operations across two regulated entities: an FCA Electronic Money Institution (EMI) and a Cryptocurrency business pursuing FCA Authorisation. As a leader in financial technology, our company is...

**Head of Compliance & MLRO**: - London - £150,000 - Job type: Permanent - Sector: Financial Services - Job reference: 40860 My client is an established EMI payments firm who are growing and launching new products and services in the UK. We are seeking a Compliance Officer who can enhance the existing Compliance framework and build robust systems and...

Do you have compliance experience, and are you seeking a new job in London Mayfair? Deerfoot IT Recruitment is looking for a Head of Compliance MLRO (SMF 16 / SMF17), and the role comes with an excellent salary £90k-£120k and benefits package. As a Head of Compliance MLRO, you will develop, implement and maintain our compliance framework, policies and...

Do you have compliance experience, and are you seeking a new job in London Mayfair? Deerfoot IT Recruitment is looking for a Head of Compliance MLRO (SMF 16 / SMF17), and the role comes with an excellent salary £90k-£120k and benefits package. As a Head of Compliance MLRO, you will develop, implement and maintain our compliance framework, policies and...

Do you have compliance experience, and are you seeking a new job in London Mayfair? Deerfoot IT Recruitment is looking for a Head of Compliance MLRO (SMF 16 / SMF17), and the role comes with an excellent salary £90k-£120k and benefits package. As a Head of Compliance MLRO, you will develop, implement and maintain our compliance framework, policies and...