Head of Compliance

3 weeks ago

London, United Kingdom Murray McIntosh Recruitment Consultancy Full time

Our client is a fast-growing Listed FX and Payment Services Provider to corporate and private clients globally. We have been retained to support them in the search for a Head of Compliance & MLRO.

**About the role**:
This person will play a pivotal role in delivering the compliance function of the company and ensuring the maintenance of an appropriate and robust risk-based compliance framework. They will need to be a change-orientated and commercially-minded individual,used to acting authoritatively and possessing the ability to balance the needs of a range of stakeholders across the business; the post-holder will report to the COO, support the Board, and manage a team.

**Responsibilities**:

- Be a leader who can successfully navigate risk in a regulated and fast-paced environment
- Act as MLRO for all companies within the Group.
- Responsible for maintaining, updating and implementing the Compliance framework
- Keeping abreast of regulator developments and implementing necessary changes
- Conduct an annual risk assessment relating to financial crime and incorporate conclusions into current policies and requirements
- Review potential high-risk relationships and transactions.
- Report to executive management on the status of regulatory compliance and deliver advice on compliance matters
- Lead the compliance team
- Participate in the approval process for new business and marketing initiatives

**Requirements**:

- Senior Management level experience within the Risk and/or Compliance function of a regulated financial institution
- Able to work across the business with a commercial and solutions-orientated mindset
- Good knowledge of E-money and AML regulations

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