Head of Compliance and Mlro
3 weeks ago
A banking institution in the City wish to recruit a head of compliance/MLRO to oversee compliance within the Bank.
**Main Duties**
Responsibility for overseeing compliance within the bank and ensuring compliance with laws, regulatory requirements, policies, procedures and manuals
Ensure that the company complies at all times, with the regulations as laid down by the FCA or the PRA, and to advise management of regulatory changes affecting the Branch
Identify Conduct regime staff, prepare annual certification documents and ensure that they are duly recorded within the FCA directory of persons
Identify changes to the legal and regulatory regime, including changes to FATF recommendations, the guidance issued by the Joint Money Laundering Steering Group (JMLSG) and OFAC, EU and HMT sanctions assessing their impact on the Bank and making any consequentchanges to the Banks procedures. Alert the RMC to any changes that may be relevant
Investigate payment alerts that fall into OFAC queue
Enhance compliance culture within the bank, provide relevant training and regular updates to all units to heighten staff’s compliance and AML awareness
Lead the Compliance team and nurture talents within the team in various Compliance/AML areas
Collaborate with other internal areas including: Operations, Internal Audit, Middle office, and the Front office to address Compliance and AML issues which may impact the supported function/business/product/clients
**Experience Required**
Previous Experience operating as a head of compliance/MLRO
Strong communication/leadership skills.
A proven track record in a similar role and the ability to engage with staff and provide training
Compliance experience within a banking environment preferred
-
Head of Compliance
4 days ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team. This is a great opportunity for someone to step up in to ‘Head of’ role. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the...
-
Head of Compliance
4 days ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team on a part-time basis. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the business remains compliant with all relevant laws,...
-
Head of Compliance
4 weeks ago
London, United Kingdom Murray McIntosh Recruitment Consultancy Full timeOur client is a fast-growing Listed FX and Payment Services Provider to corporate and private clients globally. We have been retained to support them in the search for a Head of Compliance & MLRO. **About the role**: This person will play a pivotal role in delivering the compliance function of the company and ensuring the maintenance of an appropriate and...
-
Head of Compliance and Mlro
4 weeks ago
London, United Kingdom Cledara Full timeWe are looking for an experienced fintech compliance professional to join us as our Head of Compliance and MLRO. Compliance at Cledara is currently run by our founders, both of whom have extensive compliance experience for fintech companies. You will be inheriting the compliance function at a company that has built a culture of compliance from day 1 and...
-
Deputy Head of Compliance
4 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities. To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee the ‘Regulatory...
-
Deputy Head of Compliance
5 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities. To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee the ‘Regulatory...
-
Head of Compliance and MLRO
1 month ago
City of London, Greater London, United Kingdom Page Executive Full timeHead of Compliance and MLRO -Retail Banking City of London Permanent head of compliance Retail Banking Monitoring new regulatory requirements and analysing, preparing, and rolling-out new policies in line with those requirements Assurance and review of businesses (monitoring) Training programmes Advising and supporting businesses on regulatory...
-
Head of Compliance and MLRO
1 week ago
City of London, Greater London, United Kingdom Page Executive Full timeHead of Compliance and MLRO -Retail Banking City of London Permanent head of compliance Retail Banking Monitoring new regulatory requirements and analysing, preparing, and rolling-out new policies in line with those requirements Assurance and review of businesses (monitoring) Training programmes Advising and supporting businesses on regulatory...
-
Deputy Head of Compliance
4 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES: To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee...
-
Deputy Head of Compliance
3 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES: To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and...
-
Deputy Head of Compliance
4 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities.THE RESPONSIBILITIES:To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements.Oversee and manage the regulatory advisory team within the departmentManage and oversee the...
-
Deputy Head of Compliance
5 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES: To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee...
-
Compliance Generalist exclusive Instruction
1 month ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a subsidiary of an international bank, providing capital market and securities trading services. **THE RESPONSIBILITIES**: - To support the Head of Compliance & MLRO as part of team to cover all aspects of the Compliance Monitoring Program, including AML & KYC and other regulatory issues that affect the Company. - To...
-
Head of Compliance and Mlro
1 month ago
London, United Kingdom Danebury Associates Full timeInternational payments business is seeking a Head of Compliance and MLRO. This will be a part time role (3 days a week) with the ability to work on a remote basis. The company has an excellent reputation and is well placed for growth and expansion over the coming years. **Responsibilities**: Implementation of compliance controls and processes ensuring the...
-
Head of Compliance and Mlro
1 day ago
London, United Kingdom Market Talent Ltd Full timeWe are working with an boutique international Bank based in the West End seeking a **SMF approved person** in Compliance and MLRO. You will be joining an environment where work life balance and staff satisfaction is embedded in the culture of the bank. The Compliance Officer and MLRO will be leading a small team and oversee the Risk and Compliance framework...
-
Head of Compliance and MLRO
3 weeks ago
London, United Kingdom twenty84 Full timeJob DescriptionWe are looking for a Head of Compliance and MLRO to join a growing, well-funded fintech start-up. The role will place you in a position as a strategic leader who can oversee and elevate the compliance functionThe business has a great compliance culture, allowing you to integrate with the business team to ensure compliance controls are woven in...
-
Head of Compliance and MLRO
1 month ago
London, United Kingdom twenty84 Full timeWe are looking for a Head of Compliance and MLRO to join a growing, well-funded fintech start-up. The role will place you in a position as a strategic leader who can oversee and elevate the compliance function The business has a great compliance culture, allowing you to integrate with the business team to ensure compliance controls are woven in to...
-
Head of Compliance and MLRO
1 month ago
London, United Kingdom twenty84 Full timeWe are looking for a Head of Compliance and MLRO to join a growing, well-funded fintech start-up. The role will place you in a position as a strategic leader who can oversee and elevate the compliance function The business has a great compliance culture, allowing you to integrate with the business team to ensure compliance controls are woven in to...
-
Head of Compliance and MLRO
2 weeks ago
London, United Kingdom Twenty84 Full timeWe are looking for a Head of Compliance and MLRO to join a growing, well-funded fintech start-up. The role will place you in a position as a strategic leader who can oversee and elevate the compliance functionScroll down the page to see all associated job requirements, and any responsibilities successful candidates can expect.The business has a great...
-
Head of Compliance and MLRO
1 week ago
City of London, Greater London, United Kingdom Michael Page (UK) Full timeOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...