Head of Compliance and MLRO
4 weeks ago
Head of Compliance and MLRO -Retail Banking
City of London Permanent
head of compliance
Retail Banking
Monitoring new regulatory requirements and analysing, preparing, and rolling-out new policies in line with those requirements
Assurance and review of businesses (monitoring)
Training programmes
Advising and supporting businesses on regulatory matters The Successful Applicant
The ideal candidate will work in a small/ medium retail banking doing a Head of Compliance role or a Deputy looking for the next step up.
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Head of Compliance
3 weeks ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team. This is a great opportunity for someone to step up in to ‘Head of’ role. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the...
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Head of Compliance
3 weeks ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team on a part-time basis. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the business remains compliant with all relevant laws,...
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Deputy Head of Compliance
1 week ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: We are working with a regular client of ours who are searching for a Deputy Head of Compliance & Deputy MLRO. The client are a commodities broker in the City close to Liverpool Street. You will Support the Head of Compliance/MLRO to deliver second line oversight of company’s activities to ensure the business operates within its regulatory...
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Head of Compliance and MLRO
2 months ago
City of London, Greater London, United Kingdom Page Executive Full timeHead of Compliance and MLRO -Retail Banking City of London Permanent head of compliance Retail Banking Monitoring new regulatory requirements and analysing, preparing, and rolling-out new policies in line with those requirements Assurance and review of businesses (monitoring) Training programmes Advising and supporting businesses on regulatory...
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Mlro
4 days ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a International bank based in the West End **THE RESPONSIBILITIES**: - SM17 registered - Formulate annual AML plan and perform the relevant quality assurance checks to ensure adherence. - Ensure adequate policies and procedures in place for AML operations in the Branch - Address issues relating to transaction monitoring and...
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Head of Compliance and MLRO
2 months ago
City of London, Greater London, United Kingdom Michael Page (UK) Full timeOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...
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Head of Compliance and MLRO
4 weeks ago
City of London, Greater London, United Kingdom Michael Page (UK) Full timeOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...
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Head of Compliance and MLRO
1 week ago
City of London, Greater London, United Kingdom Michael Page (UK) Full timeOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...
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Head of Compliance and MLRO
1 week ago
City of London, Greater London, United Kingdom Michael Page (UK) Full timeOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...
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Head of Compliance and MLRO
2 months ago
City of London, Greater London, United Kingdom Page Executive Full timeOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...
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Head of Compliance and MLRO
4 weeks ago
City of London, Greater London, United Kingdom Page Executive Full timeOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...
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Head of Compliance and MLRO
1 week ago
City of London, Greater London, United Kingdom Page Executive Full timeOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...
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Head of Compliance and MLRO
1 week ago
City of London, Greater London, United Kingdom Page Executive Full timeOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...
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Head of Compliance and MLRO
3 weeks ago
City of London, United Kingdom Michael Page (UK) Full timeOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...
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Head of Compliance and MLRO
1 week ago
City of London, United Kingdom Michael Page (UK) Full timeOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...
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Head of Compliance and Mlro
1 month ago
London, United Kingdom MW recruitment Full timeA banking institution in the City wish to recruit a head of compliance/MLRO to oversee compliance within the Bank. **Main Duties** Responsibility for overseeing compliance within the bank and ensuring compliance with laws, regulatory requirements, policies, procedures and manuals Ensure that the company complies at all times, with the regulations as laid...
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Head of Compliance and MLRO
3 weeks ago
City of London, United Kingdom Page Executive Full timeAbout Our Client A European Corporate Bank. Job DescriptionAnti-money laundering and counter terrorism financing:- As a MLRO carries out the provisions regarding the combating and prevention of money laundering and terrorism financing, that includes the performance of the financial measures to apply on the activities the branch undertakes.- Executes daily...
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Head of Compliance and MLRO
1 week ago
City of London, United Kingdom Page Executive Full timeOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...
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Head of Compliance and MLRO
3 weeks ago
City of London, United Kingdom Page Executive Full timeOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...
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Head of Compliance
2 months ago
London, United Kingdom Murray McIntosh Recruitment Consultancy Full timeOur client is a fast-growing Listed FX and Payment Services Provider to corporate and private clients globally. We have been retained to support them in the search for a Head of Compliance & MLRO. **About the role**: This person will play a pivotal role in delivering the compliance function of the company and ensuring the maintenance of an appropriate and...