Head of Compliance and MLRO

4 weeks ago

City of London Greater London, United Kingdom Page Executive Full time

Our client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description

  • Lead and manage the compliance team, ensuring adherence to regulatory requirements.
  • Oversee Money Laundering Reporting Officer (MLRO) activities.
  • Develop and implement compliance policies and procedures.
  • Maintain up-to-date knowledge of regulatory changes and developments within the financial services industry.
  • Ensure effective communication of compliance issues and requirements across all levels of the organisation.
  • Provide strategic advice and guidance on compliance matters.
  • Handle regulatory reporting and liaise with regulatory bodies.
  • Conduct compliance risk assessments and audits.
The Successful Applicant

The successful Head of Compliance & MLRO (SMF 16/17) should have:

  • Extensive knowledge of financial regulations and compliance.
  • Experience in managing the MLRO function.
  • Strong leadership and management skills.
  • Excellent communication and reporting skills.
  • The ability to develop and implement compliance policies and procedures.
  • Must have broad range of derivatives product knowledge, ideally some exposure to metals
  • Must have some experience dealing with exchanges, ideally LME
What's on Offer
  • The opportunity to work in the vibrant City of London.
  • The chance to join a leading global financial services company.
  • A dynamic and challenging work environment.
  • The possibility for career growth and development in banking and financial services.

We encourage all qualified candidates to apply for this exciting role as Head of Compliance & MLRO (SMF 16/17).

Page Executive are inclusive Recruiters and Hirers, as reflected in our Clear Assured Platinum Standard Accreditation from the Clear Company . We are passionate about attracting diverse talent and are committed to ensuring our processes are inclusive and supportive.

Page Executive is part of the PageGroup. 200 Dashwood Lang Road , Addlestone , Surrey , KT15 2NX

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