MLRO (SMF 17) and Deputy Head of Compliance -Investment Banking

About Our Client A small Investment Bank with aggressive growth plans, specialising in Emerging Markets. Job DescriptionLead the regulatory compliance program within the Investment Banking department.Fulfil the role of MLRO (SMF 17), ensuring regulatory requirements are adhered to.Implement and manage regulatory risk assessments and audits.Be hands on and a...

Our client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...

Our client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...

Our client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...

Our client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...

Rothstein Recruitment London, United KingdomPosted 3 hours ago Remote Permanent £100k - £150k **MLRO SMF 16 SMF 17 - Digital Asset Investments - Undergoing FCA Regulation - Remote Working** Exciting opportunity for an MLRO to join the UK arm of an international Digital Asset Investments firm currently obtaining FCA Regulated status, setting up regulatory...

**Role**:Deputy Head of Compliance & MLRO **Permanent** **Salary**:£80k to £90k **Location**:London - Hybrid **Responsibilities**: - Deputise for MLRO & take on SMF responsibilities - Work with stakeholders - Responsible for regulatory developments - Completing the sanction risk assessment - Annual review of compliance & financial compliance policies...

Head of Compliance and MLRO -Retail Banking City of London Permanent head of compliance Retail Banking Monitoring new regulatory requirements and analysing, preparing, and rolling-out new policies in line with those requirements Assurance and review of businesses (monitoring) Training programmes Advising and supporting businesses on regulatory...

Head of Compliance and MLRO -Retail Banking City of London Permanent head of compliance Retail Banking Monitoring new regulatory requirements and analysing, preparing, and rolling-out new policies in line with those requirements Assurance and review of businesses (monitoring) Training programmes Advising and supporting businesses on regulatory...

Our client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Lead and manage the compliance team, ensuring adherence to regulatory requirements. Develop and implement compliance policies and...

Our client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Lead and manage the compliance team, ensuring adherence to regulatory requirements. Develop and implement compliance policies and...

We are excited to be working with an exciting fast-growing Fintech within the payments space in their search for a Deputy Head of Compliance and MLRO. They need someone who can work autonomously to help build the frameworks for their second-line compliance function, under the direction of the Head of Compliance & MLRO. Working closely with other senior...

We have been made aware of a global phishing campaign where employees from companies are being impersonated. We are confident that no PageGroup system has been breached. Find out how to protect yourself Head of Compliance and MLRO -Retail Banking City of London Permanent head of compliance Retail Banking About Our Client Job Description Monitoring...

We have been made aware of a global phishing campaign where employees from companies are being impersonated. We are confident that no PageGroup system has been breached. Find out how to protect yourself Head of Compliance and MLRO -Retail Banking City of London Permanent head of compliance Retail Banking About Our Client Job Description Monitoring...

Deputy Head of Compliance London - Hybrid - Payments Report directly and work closely with the Head of Compliance. • Execute financial crime and compliance responsibilities. • Provide support to the Compliance Director and MLRO in all aspects of UK compliance. • Contribute to the monitoring and development of the UK compliance team. Proficient in...

**THE COMPANY**: Our client is a International bank based in the West End **THE RESPONSIBILITIES**: - SM17 registered - Formulate annual AML plan and perform the relevant quality assurance checks to ensure adherence. - Ensure adequate policies and procedures in place for AML operations in the Branch - Address issues relating to transaction monitoring and...

**THE COMPANY**: Our client is an innovative and forward-thinking alternative banking group, with exciting growth plans. They are seeking a highly skilled and experienced MLRO to join the Team and help out on a ‘pre-launch’ basis. You will NOT be registered with the FCA **THE RESPONSIBILITIES**: - Liaising with key internal stakeholders (e.g. Legal,...

We are excited to be working with an exciting fast-growing Fintech within the payments space in their search for a Deputy Head of Compliance and MLRO. They need someone who can work autonomously to help build the frameworks for their second-line compliance function, under the direction of the Head of Compliance & MLRO. Main Duties Working closely with...

Twenty84 is looking for a skilled and collaborative Head of Compliance and MLRO to join our wealth management client's welcoming and inclusive team. This full-time compliance and MLRO role is based in London and comes with an excellent salary of £110,000-£145,000and a fantastic benefits package including 10% pension, 28 days holiday, and hybrid working...

Posted by - Will Buckner- Senior Consultant**Deputy Head of Compliance - International Banking** Excellent opportunity opens for an experienced Deputy Head of Compliance/ Compliance Manager an **International Banking** background to join an **International Bank's London office** and work in a crucial capacity. - Closely support the Head of Compliance and...