MLRO (SMF 17) and Deputy Head of Compliance -Investment Banking

About Our Client A small Investment Bank with aggressive growth plans, specialising in Emerging Markets. Job Description Lead the regulatory compliance program within the Investment Banking department.Fulfil the role of MLRO (SMF 17), ensuring regulatory requirements are adhered to.Implement and manage regulatory risk assessments and audits.Be hands on and a...

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The Client We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

**The Client** We have been retained by a boutique investment bank to identify a MLRO for their London based operation. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. **The Responsibilities** - Responsible for the effective and efficient design and execution of the firms AFC framework -...

We are exclusively for a leading financial services firm who are looking to recruit a Head of Compliance & MLRO for their London office. Main Responsibilities: Develop and implement a robust Compliance framework, policies and procedures in accordance with relevant regulatory requirements and expectations, industry best practice, and firm obligations...

Head of Compliance & MLRO – Wealth Management Experience Required     Ref: 4014G   £120K - £150K + Bonus & Benefits                                                     Hybrid (City of London)   We have been appointed by our Client, a leading Financial Services Group, who are looking to hire a Head of...

We are excited to be working with an exciting fast-growing Fintech within the payments space in their search for a Deputy Head of Compliance and MLRO. They need someone who can work autonomously to help build the frameworks for their second-line compliance function, under the direction of the Head of Compliance & MLRO. Working closely with other senior...

We are excited to be working with an exciting fast-growing Fintech within the payments space in their search for a Deputy Head of Compliance and MLRO. They need someone who can work autonomously to help build the frameworks for their second-line compliance function, under the direction of the Head of Compliance & MLRO. Working closely with other senior...

**Company Description** China Merchant Securities (UK) Limited (“CMS UK”) is part of the China Merchants Securities group and is authorised and regulated by the FCA in the UK. CMSUK provides advisory and research services through stock markets and fixed income markets coveringMainland China, Hong Kong and Europe. CMSUK is looking for a Head of...

We have been made aware of a global phishing campaign where employees from companies are being impersonated. We are confident that no PageGroup system has been breached. Find out how to protect yourself Head of Compliance and MLRO -Retail Banking City of London Permanent head of compliance Retail Banking About Our Client Job Description Monitoring...

Your Responsibilities - An opportunity has arisen for a Head of Financial Crime Manager & Money Laundering Reporting Officer (FCA approved SMF 17) in the City of London for the Company across all products: Commodities, FX, Equities and Fixed Income. - The main duties of this role will include: - Manage and lead the Client on Boarding Team as Head of...

**Head of Risk & Compliance - SMF 4/ SMF 16 - Private Banking** Risk - **Develop and maintain the firm's Risk Management Framework (RMF)** in line with the firm’s strategy and also evolving statutory and regulatory obligations - Develop and maintain the firm’s Risk Appetite in line with the firm’s strategy and recommended to the CEO, Credit Committee,...

Location: London (Hybrid Working Arrangements)Excellent Salary and Benefits on offer (dependent upon experience) Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive meaningful change and ensure regulatory excellence? We are looking for a proactive and influential Head of...

Location: London (Hybrid Working Arrangements)Excellent Salary and Benefits on offer (dependent upon experience) Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive meaningful change and ensure regulatory excellence? We are looking for a proactive and influential Head of...

Location: London (Hybrid Working Arrangements)Excellent Salary and Benefits on offer (dependent upon experience)Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive meaningful change and ensure regulatory excellence? We are looking for a proactive and influential Head of Compliance...

Location: London (Hybrid Working Arrangements)Excellent Salary and Benefits on offer (dependent upon experience) Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive meaningful change and ensure regulatory excellence? We are looking for a proactive and influential Head of...

Deputy Head of Compliance London - Hybrid - Payments Report directly and work closely with the Head of Compliance. Execute financial crime and compliance responsibilities. Provide support to the Compliance Director and MLRO in all aspects of UK compliance. Contribute to the monitoring and development of the UK compliance team. Proficient in AML...