Client Assets Oversight Vice President
2 weeks ago
If you are intellectually curious, have an eye for detail and a passion for compliance - then you may be the perfect fit for our team
As a Client Assets Oversight Vice President in CASS (Client Asset Sourcebook) Oversight team, you will help us to shape our strategy and maintain compliance with the FCA's (Financial Conduct Authority) Client Asset ("CASS"). You also will be able to learn and practice the BaFin Safeguarding Client Asset (SGCA) Regulations.
In this role, you will also leverage your deep understanding of CASS regulations to make informed decisions as well as delivery of best practices.
Job responsibilities
Provides support to the certified individual responsible for CASS operational oversight, and to other EMEA (Europe, Middle East, and Africa) custody regulation oversight functions Manages the Edinburgh CASS Oversight Team Maintains and supports the ongoing development of the Client Assets Risk Framework Coordinates internal and external audits covering Client Asset processes (including the annual CASS audit) Reviews and escalates regulatory breaches relating to Client Assets, drives corrective and preventative actions, and works with stakeholders to ensure successful remediation Reviews and sign-off on the monthly Client Money and Asset Return ("CMAR") Prepares and delivers MI (Management Information) on the Client Assets control framework to senior stakeholders Designs and coordinates CASS training to all relevant Business, Technology, and Operations staff Reviews New Business Initiatives to assess potential CASS impact Collaborates across teams in Edinburgh, London, Frankfurt, Geneva and Bangalore and works with key stakeholders including Operations, Compliance, Controls, Projects, and Governance teams
Required qualifications, capabilities, and skills
Knowledge of MiFID (Markets in Financial Instruments Directive) II requirements relating to the safeguarding of financial instruments and funds Experience with the FRC's (Financial Reporting Council) Client Asset Assurance Standard Self-motivated and ability to work independently Focused on execution skills and the ability to deliver results even through challenges Ability to critically review and challenge interpretation and application of scenarios relating to trade reporting rules Flexibility to work under pressure to meet changing work requirements Ability to work with large data sets to pull trends and insights and provide regular reporting to senior stakeholders Ability to articulate complex concepts clearly to varied audiences Inclusive leadership skills with the ability to collaborate across various groups and regions
Preferred qualifications, capabilities, and skills
People management experience Ability to create a vision and actionable roadmap with a focus on ongoing innovation
About Us
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.
-
Client Assets Oversight Vice President
3 weeks ago
Edinburgh, Edinburgh, United Kingdom ISTITUTO MARANGONI Full timeIf you are intellectually curious, have an eye for detail and a passion for compliance - then you may be the perfect fit for our team As a Client Assets Oversight Vice President in CASS (Client Asset Sourcebook)Oversight team, you will help us to shape our strategy and maintain compliance with the FCA's (Financial Conduct Authority) Client Asset...
-
Client Assets Oversight Vice President
1 month ago
Edinburgh, United Kingdom JP Morgan Chase Bank, National Association Full timeJob DescriptionIf you are intellectually curious, have an eye for detail and a passion for compliance - then you may be the perfect fit for our team!As a Client Assets Oversight Vice President in CASS (Client Asset Sourcebook) Oversight team, you will help us to shape our strategy and maintain compliance with the FCA's (Financial Conduct Authority) Client...
-
Vice President, Investment Accounting
4 weeks ago
Edinburgh, United Kingdom BlackRock Full timeDescription About this role Vice President, Investment Accounting: Are you an Investment Accounting professional searching for an exciting, significant, multi-faceted opportunity with the world's largest asset manager? If you pride yourself on building positive relationships, developing process solutions and bringing strategic visions to fruition, then...
-
VP, Risk Management
3 weeks ago
Edinburgh, Edinburgh, United Kingdom ISTITUTO MARANGONI Full timeIf you are intellectually curious, have an eye for detail and a passion for compliance - then you may be the perfect fit for our team As a Client Assets Oversight Vice President in CASS (Client Asset Sourcebook)Oversight team, you will help us to shape our strategy and maintain compliance with the FCA's (Financial Conduct Authority) Client Asset...
-
Emea Advisory Institutional
4 weeks ago
Edinburgh, United Kingdom BlackRock Full timeDescription About this role An exciting opportunity has arisen for a Vice-President to join our Institutional Clients & Client Solutions team within the Compliance Line of Business team. This position will complement an existing team of expert compliance professionals based in London and Dublin and will support the Head of the team. The team is...
-
Investment Compliance Regulations Vice President
1 month ago
Edinburgh, United Kingdom JP Morgan Chase Bank, National Association Full timeJob DescriptionAre you enthusiastic about Environmental, Social & Governance and adherence with Policy/Investment Guidelines? Then you found the right position for you! As a Vice President within the Data Solutions team, focused on ESG & Investment Compliance Regulations, you will bring intellectual curiosity and entrepreneurial spirit to our fast-paced yet...
-
Vice President, Engineering
5 days ago
Edinburgh, United Kingdom Smartsheet Full timeSmartsheet is revolutionising how organisations achieve impactful change. With millions of users worldwide, and powering 75% of the Fortune , we empower teams across diverse industries to streamline thousands of projects, programs, and processes. As our business continues to expand, we are seeking a dynamic leader to join us as Vice President of...
-
Fund Accounting
1 month ago
Edinburgh, United Kingdom JPMorgan Chase & Co Full time**JOB DESCRIPTION** Join the growth story within UK Fund Accounting space for one of the world’s most innovative global banks. As a Fund Accounting - Vice President in the Operations team, you will provide services such as Fund Accounting, Fund Oversight, Fund Administration, Investment Operations and Transfer Agency to mutual and pension funds. You will...
-
Derivatives Operations Vice President
1 month ago
Edinburgh, United Kingdom JP Morgan Chase Bank, National Association Full timeJob DescriptionExplore our new opportunity for experienced individual in Derivatives Operations team!As a Derivatives Operations Vice President in Derivatives Operations team, you will manage the Edinburgh based team which handles the following daily activities: trade capture of all Over-The-Counter and Listed Derivative trades across FX, Equity,...
-
Derivatives Operations Vice President
3 weeks ago
Edinburgh, United Kingdom JP Morgan Chase Bank, National Association Full timeJob DescriptionExplore our new opportunity for experienced individual in Derivatives Operations team!As a Derivatives Operations Vice President in Derivatives Operations team, you will manage the Edinburgh based team which handles the following daily activities: trade capture of all Over-The-Counter and Listed Derivative trades across FX, Equity,...
-
Custody Product Manager
2 weeks ago
Edinburgh, Scotland, United Kingdom State Street Corporation Full timeCustody Product Manager - UK, Assistant Vice President - Hybrid State Street's Global Product organisation is leading an exciting period of transformation for the business and is recruiting for an EMEA Custody Product Manager to join the team and help take the business forward. Function and Responsibilities As a Custody Product Manager, you are...
-
Custody Product Manager
3 weeks ago
Edinburgh, United Kingdom State Street Corporation Full timeCustody Product Manager - UK, Assistant Vice President - Hybrid State Street's Global Product organisation is leading an exciting period of transformation for the business and is recruiting for an EMEA Custody Product Manager to join the team and help take the business forward. Function and Responsibilities As a Custody Product Manager, you are responsible...
-
Edinburgh, Scotland, United Kingdom myGwork Full timeThis inclusive employer is a member of myGwork – the largest global platform for the LGBTQ+ business community. Custody Product Manager - UK, Assistant Vice President - HybridState Street's Global Product organisation is leading an exciting period of transformation for the business and is recruiting for an EMEA Custody Product Manager to...
-
Edinburgh, United Kingdom State Street Full timeCustody Product Manager â UK, Assistant Vice President - HybridState Streetâs Global Product organisation is leading an exciting period of transformation for the business and is recruiting for an EMEA Custody Product Manager to join the team and help take the business forward.Function and ResponsibilitiesAs a Custody Product Manager, you are...
-
Edinburgh, Edinburgh, United Kingdom eFinancialCareers Full timeWho we are looking forA High Profile Vice President to work within the Risk Management and Performance Measurement Unit (RPU) located in a Middle Eastern office as a Consultant and to oversee the delivery of the services described within the Performance Measurement Services Agreementtogether with those outlined in the Service Level Agreement to agreed...
-
Client Service, Vice President
3 weeks ago
Edinburgh, United Kingdom State Street Full timeWho we are looking for? Why this role is important to us The team you will be joining is a part of State Street Global Delivery (SSGD). SSGD gives clients and managers access to the essential financial tools they need to deliver effective investment solutions. From core custody, accounting, fund administration and shareholder recordkeeping, to complete...
-
Vice President
3 weeks ago
Edinburgh, Edinburgh, United Kingdom eFinancialCareers Full timeThe growing and increasingly complex regulatory requirements that BlackRock must meet necessitate strong focus on the implementation of both significant new regulations and amendments to existing regulations that have a material impact on the firm's regulatoryobligations. This role is within the Performance team, within the Line of Business (LOB)...
-
Edinburgh, United Kingdom State Street Full timeEmployee Relations Consultant, Assistant Vice President To provide expert support and advice to the business divisions and corporate functions throughout the UK and Ireland ensuring the effective management of internal and external Employee Relations (ER) matters and ER related risks (e.g. legal, financial and reputational). Support employees and...
-
Edinburgh, United Kingdom State Street Corporation Full timeJob Title: Employee Relations Consultant, Assistant Vice President Location: Edinburgh, Scotland Persona: Hybrid To provide expert support and advice to the business divisions and corporate functions throughout the UK and Ireland ensuring the effective management of internal and external Employee Relations (ER) matters and ER related risks (e.g. legal,...
-
Edinburgh, Edinburgh, United Kingdom State Street Corporation Full timeJob Title: Employee Relations Consultant, Assistant Vice PresidentLocation: Edinburgh, Scotland Persona: Hybrid To provide expert support and advice to the business divisions and corporate functions throughout the UK and Ireland ensuring the effective management of internal and external Employee Relations (ER) matters and ER related risks (e.g. legal,...
