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Investment Compliance Regulations Vice President

2 months ago

Edinburgh, United Kingdom JP Morgan Chase Bank, National Association Full time
Job Description

Are you enthusiastic about Environmental, Social & Governance and adherence with Policy/Investment Guidelines? Then you found the right position for you

As a Vice President within the Data Solutions team, focused on ESG & Investment Compliance Regulations, you will bring intellectual curiosity and entrepreneurial spirit to our fast-paced yet flexible environment. In this dynamic and evolving space, you will be responsible for delivering best in class data solutions to our institutional clients, adapting to evolving regulations and influencing the global regulatory framework that supports our products. You will act as a senior contact for clients covering all items including meetings, adoption of best practice and escalations.

Job responsibilities
  • Reviews European standard rule sets (UCITS, AIFMD, Shareholder Disclosure, ESG)
  • Owns the regional regulatory forums
  • Partners with Global counterparts to define Regulatory Best Practice
  • Defines our global regulatory training objective (interpretation and coding)
  • Interprets prospectus and code rules into Investment Compliance system
  • Leads and supports the on-going development of the analytical products by assisting with research, contributing towards business requirements and supporting business testing
  • Maintains a thorough understanding of industry, market and regulatory developments related to all regulatory reporting, engagement and disclosure requirements for asset owners and asset managers
  • Acts as Global operations lead for the integration oversight and strategic planning for the department's ESG investment guideline reporting process
  • Provides compliance-related guidance and regulatory expertise to clients
  • Partners with Client Service to help change client behaviour where required and acts as senior escalation contact for client relationships
  • Participates in RFPs, attend client service review meetings and calls

Required qualifications, capabilities, and skills
  • Experience in Post Trade Investment Compliance with an expertise in rule interpretation and coding
  • Project management skills
  • Strong knowledge of the UCITS, AIFMD, TCFD, SFDR, along with an overall understanding of regulations relating to pension plans, adviser and mutual funds
  • Knowledge of Global Regulations including U.S. Investment Companies Act of 1940
  • Strong Client Service/Client Management skills
  • Strong financial instrument knowledge including an understanding of Fixed Income, Equity markets and Derivatives exposure calculations including OTC Swaps and currency overlay strategies
  • Experience in working with and communicating to senior investment and compliance professionals
  • Experience with Investment Compliance systems such as TRAC, Charles River
  • Strong analytical and problem-solving skills including taking the initiative to drive change and enhance controls with excellent attention to detail

Preferred qualifications, capabilities, and skills
  • ESG Qualifications


About Us

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

About the Team

The Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the world.

Operations teams develop and manage innovative, secure service solutions to meet clients' needs globally. Developing and using the latest technology, teams work to deliver industry-leading capabilities to our clients and customers, making it easy and convenient to do business with the firm. Teams also drive growth by refining technology-driven customer and client experiences that put users first, providing an unparalleled experience.

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