Compliance Administrator
4 weeks ago
A friendly and professional Financial Services company based in St Albans are looking for a Compliance Administrator to join a friendly and welcoming company.
This is a great opportunity to start within an entry level role within compliance where you will gain experience and develop a career.
You will be based within a modern office centrally located and in easy reach of the town centre.
This role will suit a candidate with experience within financial services or within Administration with an interest in compliance.
What s in it for you:
- Salary: up to £25k
- Hours: Monday to Friday 9 5.30
- 20 days holiday which rises 1 day per year up to 25 days
- Life Assurance
- Sickness cover
- Excellent training
- Social events
- Friendly and welcoming team
- Career progression
Key Responsibilities for the Compliance Administrator:
- Maintain the breach registers, including ISO27001 Breaches.
- Perform the daily PEP Screening to satisfy the regulatory requirements
- Assist with the collation of monthly MI
- Assist with the monitoring plan as directed by the Head of Compliance and Risk in order to analyse the company s compliance with regulatory requirements including FCA data protection, information security, anti-fraud and business continuity requirements
- Assist the Head of Risk and Compliance in the delivery of internal audit and risk assessment work
- Provide general assistance on other compliance and regulatory matters
- Support and work in accordance with OPAL s ISO27001and TCF policies and procedures
For this Compliance Administrator role the employer is looking for:
- Experience in financial services (ideally 1-2 years)
- Administration experience
- Organised
- Attention to detail
- Methodical
If you are interested in this Compliance Administrator role, please apply now
Red Door Recruitment is committed to encouraging equality, diversity, and inclusion among our workforce, and eliminating unlawful discrimination. Full details available on our website.
Please note due to the number of applications we often receive; only shortlisted applicants will be contacted.
-
Compliance Administrator
2 months ago
St. Asaph, United Kingdom Retrofit Compliance Services Full timeRetrofit Compliance Services is a growing organisation with offices in the North East of England and North Wales. We are looking for a new member of the team as we begin to grow who is diligent and looking to begin a new career in a thriving industry. We provide Assessment, Coordination and Design services for companies who operate within the ECO Industry as...
-
Compliance Administrator
3 months ago
St. Asaph, United Kingdom Retrofit Compliance Services Full timeRetrofit Compliance Services is a growing organisation with offices in the North East of England and North Wales. We are looking for a new member of the team as we begin to grow who is diligent and looking to begin a new career in a thriving industry. We provide Assessment, Coordination and Design services for companies who operate within the ECO Industry as...
-
Compliance Administrator
1 month ago
St Albans, United Kingdom Red Door Recruitment Full timeA friendly and professional Financial Services company based in St Albans are looking for a Compliance Administrator to join a friendly and welcoming company. This is a great opportunity to start within an entry level role within compliance where you will gain experience and develop a career. You will be based within a modern office centrally located and...
-
Compliance Administrator
1 month ago
St Albans, United Kingdom HAYS Full timeStrong admin skills, Strong excel and MS Office skills Your new company A fantastic opportunity to work for a global, reputable organisation who offer opportunities for personal growth, a collaborative work environment and a competitive salary and benefits package. Your new role As a compliance administrator, you will play a crucial role in ensuring...
-
Compliance Administrator
2 months ago
St. Albans, United Kingdom HAYS Full timeStrong admin skills, Strong excel and MS Office skills Your new company A fantastic opportunity to work for a global, reputable organisation who offer opportunities for personal growth, a collaborative work environment and a competitive salary and benefits package. Your new role As a compliance administrator, you will play a crucial role in ensuring...
-
Compliance Administrator
3 months ago
St. Asaph, United Kingdom Retrofit Compliance Services Full timeRetrofit Compliance Services is a growing organisation with offices in the North East of England and North Wales. We are looking for a new member of the team as we begin to grow who is diligent and looking to begin a new career in a thriving industry. We provide Assessment, Coordination and Design services for companies who operate within the ECO Industry as...
-
Regulatory Compliance Administrative Assistant
2 weeks ago
St Albans, United Kingdom Smart10Ltd Full timePosition: Compliance Admin Assistant Hourly Rate: £12.80 Work Schedule: Monday to Friday, 09:00 - 17:00 Contract Type: Temporary Company Overview:We are pleased to present a remarkable opportunity with our esteemed client in the Financial Services sector located in St Albans. With over two decades of experience, this organization supports a variety of...
-
Regulatory Compliance Administrative Assistant
2 weeks ago
St Albans, United Kingdom Smart10Ltd Full timeJob Title: Compliance Admin Assistant Salary: £12.80 per hour Location: St Albans Contract: Temporary Hours: Monday to Friday 09:00 - 17:00 hours per week COMPANY OVERVIEWThis role presents a unique opportunity to engage with a reputable organization within the Financial Services sector based in St Albans. With over two decades of experience supporting...
-
Regulatory Compliance Administrative Support
2 weeks ago
St Albans, United Kingdom Smart10Ltd Full timeJob Title: Compliance Admin Assistant Salary: £12.80 per hour Location: St Albans Contract: Temporary Hours: Monday to Friday 09:00 - 17:00 hours per week COMPANY PROFILEThis role presents a remarkable opportunity to engage with a reputable organization operating within the Financial Services sector. With over two decades of experience supporting firms in...
-
Compliance Administrator
3 months ago
St Helens, United Kingdom TRS Training LTD Full timeTRS are looking for a Compliance Administrator to work in our Business Support Team at our Head Office in Lea Green, St Helens, providing administration and compliance monitoring of our ESFA, apprenticeship and other funded training programmes. Responsible for ensuring that the Company is adhering to funding regulations for our diverse learning programmes....
-
Compliance Manager
1 month ago
St. Albans, United Kingdom Outsourced Professional Administration Limited Full timeJob Mission: Provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Contribute to the Compliance team in association with the Head and Compliance and Risk to ensure procedures and services delivered adhere to the regulations that apply to a...
-
Compliance Manager
1 month ago
St Albans, United Kingdom Outsourced Professional Administration Limited (OPAL) Full timeJob Mission: Provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Contribute to the Compliance team in association with the Head and Compliance and Risk to ensure procedures and services delivered adhere to the regulations that apply to a...
-
Compliance Manager
2 weeks ago
St Albans, United Kingdom Outsourced Professional Administration Limited (OPAL) Full timeJob Mission: Provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Contribute to the Compliance team in association with the Head and Compliance and Risk to ensure procedures and services delivered adhere to the regulations that apply to a...
-
Compliance Manager
2 weeks ago
St Albans, United Kingdom Outsourced Professional Administration Limited (OPAL) Full timeJob Mission: Provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Contribute to the Compliance team in association with the Head and Compliance and Risk to ensure procedures and services delivered adhere to the regulations that apply to a...
-
Trainee Compliance Assistant
1 month ago
St Albans, United Kingdom Tate Full timeTrainee Compliance Assistant Full Time Office based St Albans £12.50 per hour 12 weeks temporary position An organisation based in St Albans require a Trainee Compliance Assistant to join their team on a 12-week temporary basis. The ideal candidate will come from a Financial Service's background and have strong attention to detail. Duties of the...
-
Compliance Administrator
3 months ago
Bury St. Edmunds, United Kingdom Hales Jobs Full timeCompliance administrator - Temp to Perm *Driving essential due to office location* Key Tasks - Maintain good working relationships with clients whilst ensuring effective control of maintenance. - Deputise for the Compliance Manager in their absence. - Check all sheets to ensure compliance, any with defects ensure these are completed and documented on...
-
Junior Compliance Officer
2 weeks ago
St Albans, Hertfordshire, United Kingdom Tate Full timeJunior Compliance Officer Full Time Office Based Competitive Hourly Rate Temporary Position A reputable organization is seeking a Junior Compliance Officer to join their team on a temporary basis. The successful candidate will ideally possess a background in Financial Services and demonstrate a keen eye for detail. Key ResponsibilitiesGenerate daily reports...
-
Compliance & Administration Assistant
3 months ago
St. Austell, United Kingdom Goonvean Aggreagtes Ltd Full timeGoonvean Aggregates have an opportunity for a forward thinking and enthusiastic Compliance & Administration Assistant to join our aggregates business. You will support the Compliance Manager in ensuring the business operates in accordance with relevant laws, regulations, and industry standards. Duties include; - Keeping accurate and organised records of...
-
Assistant Compliance Officer
3 months ago
St Albans, United Kingdom Outsourced Professional Administration Ltd Full timeTo provide Compliance assistance to the Head of Risk Compliance Officer. To support and contribute to the provision of a professional compliance interface between OPAL and its clients and maintain effective regulatory controls within the firm. Ensure all relevant regulatory requirements are met including the FCA’s Conduct Rules and Principles. Minimum 2...
-
Trainee Compliance Assistant
4 weeks ago
St Albans, United Kingdom Tate Full timeTrainee Compliance AssistantFull TimeOffice based St Albans£12.50 per hour12 weeks temporary positionAn organisation based in St Albans require a Trainee Compliance Assistant to join their team on a 12-week temporary basis. The ideal candidate will come from a Financial Service's background and have strong attention to detail.Duties of the roleRun daily...