Current jobs related to Regulatory Compliance Administrative Support - St Albans - Smart10Ltd


  • St Albans, United Kingdom Abacus Consulting Full time

    Position OverviewJoin Abacus Consulting as a Regulatory Compliance Lead within a thriving and privately owned financial services firm. This role offers a competitive salary of up to £65,000 and is based in St Albans.As a pivotal member of our team, you will oversee compliance and risk management, ensuring adherence to all relevant regulations, including FCA...


  • St Albans, United Kingdom Abacus Consulting Full time

    Position OverviewJoin Abacus Consulting as a Regulatory Compliance Lead within a thriving and privately owned financial services firm. This role offers a competitive salary of up to £65,000 and is based in St Albans.As a pivotal member of our team, you will oversee compliance and risk management, ensuring adherence to all relevant regulations, including FCA...


  • St. Asaph, United Kingdom Retrofit Compliance Services Full time

    Retrofit Compliance Services is a growing organisation with offices in the North East of England and North Wales. We are looking for a new member of the team as we begin to grow who is diligent and looking to begin a new career in a thriving industry. We provide Assessment, Coordination and Design services for companies who operate within the ECO Industry as...


  • St Albans, Hertfordshire, United Kingdom Achieva Group Limited Full time

    Job SummaryAchieva Group Limited is seeking a highly skilled Regulatory Affairs Manager to join our team. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and managing post-approval changes for Marketing Authorisations.Key ResponsibilitiesPost-Approval Change Management: Manage post-approval...

  • Compliance Officer

    1 week ago


    St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Limited (OPAL) Full time

    Job DescriptionAs a Compliance Manager at Outsourced Professional Administration Limited (OPAL), you will play a critical role in ensuring the firm's compliance with regulatory requirements. Your primary responsibility will be to provide a Compliance and Risk service to the firm and its employees, ensuring all relevant activities adhere to appropriate...

  • Compliance Officer

    5 days ago


    St. Albans, United Kingdom Outsourced Professional Administration Limited Full time

    As a key member of our team at Outsourced Professional Administration Limited, we are seeking a Compliance Manager to join our Compliance department. The successful candidate will play a vital role in ensuring that our business operations adhere to relevant regulatory requirements and industry standards.Key Responsibilities:Provide comprehensive Compliance...


  • St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Limited (OPAL) Full time

    Job Mission:Deliver a Compliance and Risk service to Outsourced Professional Administration Limited (OPAL) and its employees to ensure all relevant activities adhere to appropriate regulatory requirements.Contribute to the Compliance team in association with the Head of Compliance and Risk to ensure procedures and services delivered adhere to regulations...


  • St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Limited (OPAL) Full time

    Job Mission:Deliver a Compliance and Risk service to Outsourced Professional Administration Limited (OPAL) and its employees to ensure all relevant activities adhere to all appropriate regulatory requirements.Contribute to the Compliance team in association with the Head of Compliance and Risk to ensure procedures and services delivered adhere to the...


  • St. Albans, United Kingdom Outsourced Professional Administration Limited Full time

    Job Mission:Deliver a Compliance and Risk service to Outsourced Professional Administration Limited and its employees to ensure all relevant activities adhere to appropriate regulatory requirements.Contribute to the Compliance team in association with the Head of Compliance and Risk to ensure procedures and services delivered adhere to regulations applicable...

  • Compliance Manager

    2 months ago


    St Albans, United Kingdom Outsourced Professional Administration Limited (OPAL) Full time

    Job Mission: Provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Contribute to the Compliance team in association with the Head and Compliance and Risk to ensure procedures and services delivered adhere to the regulations that apply to a...

  • Compliance Manager

    3 months ago


    St Albans, United Kingdom Outsourced Professional Administration Limited (OPAL) Full time

    Job Mission: Provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Contribute to the Compliance team in association with the Head and Compliance and Risk to ensure procedures and services delivered adhere to the regulations that apply to a...

  • Compliance Manager

    2 months ago


    St Albans, United Kingdom Outsourced Professional Administration Limited (OPAL) Full time

    Job Mission: Provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Contribute to the Compliance team in association with the Head and Compliance and Risk to ensure procedures and services delivered adhere to the regulations that apply to a...


  • St Albans, United Kingdom Hays Full time

    Your new company Our client is currently recruiting for an Information Compliance Administrator to support them with sickness cover. Your new role As an Information Compliance Administrator, you will be responsible for ensuring that the organisation adheres to all relevant regulations, standards, and internal policies related to information security and data...


  • St Albans, United Kingdom Outsourced Professional Administration Ltd Full time

    To provide Compliance assistance to the Head of Risk Compliance Officer. To support and contribute to the provision of a professional compliance interface between OPAL and its clients and maintain effective regulatory controls within the firm. Ensure all relevant regulatory requirements are met including the FCA’s Conduct Rules and Principles. Minimum 2...


  • St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Limited (OPAL) Full time

    Job Title: Head of Compliance and RiskOutsourced Professional Administration Limited (OPAL) is seeking a highly skilled and experienced professional to fill the role of Head of Compliance and Risk. This is a critical position that requires a deep understanding of regulatory requirements and a proven track record of managing compliance and risk functions.Key...


  • St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Limited (OPAL) Full time

    Job Title: Head of Compliance and RiskOutsourced Professional Administration Limited (OPAL) is seeking a highly skilled and experienced professional to fill the role of Head of Compliance and Risk. This is a critical position that requires a deep understanding of regulatory requirements and a proven track record of managing compliance and risk functions.Key...


  • St Albans, Hertfordshire, United Kingdom Achieva Group Limited Full time

    About the RoleThis position is responsible for overseeing post-approval changes of Marketing Authorizations and product life cycle management within the Achieva Group Limited.Key ResponsibilitiesPost-Approval Filings and Life Cycle Maintenance: Accountable for the management of post-approval filings and life cycle maintenance supplements of Marketing...


  • St Albans, Hertfordshire, United Kingdom Achieva Group Limited Full time

    About the RoleThis position is responsible for overseeing post-approval changes of Marketing Authorizations and product life cycle management within the Achieva Group Limited.Key ResponsibilitiesPost-Approval Filings and Life Cycle Maintenance: Accountable for the management of post-approval filings and life cycle maintenance supplements of Marketing...


  • St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Limited (OPAL) Full time

    Job Title: Head of Compliance and RiskOutsourced Professional Administration Limited (OPAL) is seeking a highly experienced Head of Compliance and Risk to join their team. The successful candidate will be responsible for providing a Compliance and Risk service to the Directors and employees of the companies to ensure all relevant activities adhere to all...


  • St. Judes, United Kingdom Teleperformance Full time

    Job Title: Regulatory Compliance ManagerTeleperformance is seeking a highly skilled Regulatory Compliance Manager to join our team. As a key member of our Privacy, Risk and Compliance department, you will play a critical role in ensuring that our services meet the highest standards of regulatory compliance.Key Responsibilities:Maintain and continuously...

Regulatory Compliance Administrative Support

2 months ago


St Albans, United Kingdom Smart10Ltd Full time

Job Title:
Compliance Admin Assistant

Salary:
£12.80 per hour

Location:
St Albans

Contract:
Temporary

Hours:
Monday to Friday 09:00 - 17:00 hours per week

COMPANY PROFILE

This role presents a remarkable opportunity to engage with a reputable organization operating within the Financial Services sector.

With over two decades of experience supporting firms in the Finance industry, this company collaborates with a portfolio of distinguished clients.


There is potential for this position to transition into a permanent role.

SKILLS REQUIRED

  • Proficient administrative abilities and keen attention to detail,
  • Exceptional communication skills, both written and verbal.
  • Capability to thrive under pressure and adapt to a dynamic work environment

RESPONSIBILITIES

  • Oversee the maintenance of the company's and clients' breach registers
  • Conduct screenings to ensure compliance with regulations
  • Support the Head of Compliance in monitoring strategies and evaluate adherence to regulatory standards.
  • Ensure compliance with FCA regulations, data protection laws, and anti-fraud measures.
  • Assist in internal audits and risk evaluations.

COMPANY BENEFITS

  • On-site parking available
  • 20 days of annual leave plus bank holidays


Thank you for considering this opportunity, which is being advertised by Smart10 Recruitment Group, acting as an employment agency/business.

Your application will be reviewed alongside others, and we will reach out within 3 working days if you are shortlisted.

Smart10 is a multi-award-winning specialist recruitment consultancy focused on providing temporary, contract, and permanent placements across select business sectors.

To stay updated and explore all our active job listings, please visit our website.

Please refer to Smart10's Privacy Policy regarding data handling.