Current jobs related to Compliance Technical Specialist - London - Compliance Professionals
-
Compliance Reporting Specialist II
1 week ago
London, Greater London, United Kingdom Sovos Compliance Full timeAbout the RoleSovos Compliance is seeking a highly skilled Compliance Reporting Specialist II to join our team. As a key member of our compliance team, you will be responsible for providing support for the process of reporting bookings, as well as calculating, reporting on, and analyzing commissions.Key ResponsibilitiesProvide monthly recording and reporting...
-
Compliance Reporting Specialist II
1 week ago
London, Greater London, United Kingdom Sovos Compliance Full timeAbout the RoleSovos Compliance is seeking a highly skilled Compliance Reporting Specialist II to join our team. As a key member of our compliance team, you will be responsible for providing support for the process of reporting bookings, as well as calculating, reporting on, and analyzing commissions.Key ResponsibilitiesProvide monthly recording and reporting...
-
Fire Compliance Specialist
7 days ago
London, Greater London, United Kingdom Ventro - Fire Compliance Full timeJob SummaryVentro Ltd is seeking a highly skilled Fire Compliance Specialist to join our team. As a Fire Compliance Specialist, you will be responsible for conducting fire compliance surveys across various sites, focusing on fire doors and ensuring that all relevant safety standards are met.Key ResponsibilitiesConduct Fire Compliance Surveys: Survey existing...
-
Fire Compliance Specialist
7 days ago
London, Greater London, United Kingdom Ventro - Fire Compliance Full timeJob SummaryVentro Ltd is seeking a highly skilled Fire Compliance Specialist to join our team. As a Fire Compliance Specialist, you will be responsible for conducting fire compliance surveys across various sites, focusing on fire doors and ensuring that all relevant safety standards are met.Key ResponsibilitiesConduct Fire Compliance Surveys: Survey existing...
-
Compliance Specialist
1 week ago
London, Greater London, United Kingdom British Compliance Institute Full timeJob SummaryWe are seeking a highly skilled and experienced Compliance Specialist to join our team at the British Compliance Institute. As a Compliance Specialist, you will play a critical role in ensuring that our organization adheres to all relevant regulatory requirements and industry standards.Key ResponsibilitiesDevelop and implement compliance programs...
-
Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom British Compliance Institute Full timeJob SummaryWe are seeking a highly skilled and experienced Compliance Specialist to join our team at the British Compliance Institute. As a Compliance Specialist, you will play a critical role in ensuring that our organization adheres to all relevant regulatory requirements and industry standards.Key ResponsibilitiesDevelop and implement compliance programs...
-
AML Compliance Specialist
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a skilled AML Compliance Analyst to join our team. The ideal candidate will have experience in maintaining and promoting a compliance culture, keeping abreast of regulatory developments, and providing advice on compliance issues. Key responsibilities include quality assurance monitoring, AML due diligence procedures, and...
-
AML Compliance Specialist
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a skilled AML Compliance Analyst to join our team. The ideal candidate will have experience in maintaining and promoting a compliance culture, keeping abreast of regulatory developments, and providing advice on compliance issues. Key responsibilities include quality assurance monitoring, AML due diligence procedures, and...
-
Compliance Distribution Specialist
3 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. **THE RESPONSIBILITIES**: - Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. -...
-
AML Compliance Specialist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled AML Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for implementing and maintaining effective anti-money laundering (AML) and compliance programs.Key Responsibilities:AML Risk Assessment and Compliance Monitoring: In conjunction with the Chief...
-
AML Compliance Specialist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled AML Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for implementing and maintaining effective anti-money laundering (AML) and compliance programs.Key Responsibilities:AML Risk Assessment and Compliance Monitoring: In conjunction with the Chief...
-
Compliance Legal Specialist
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, dedicated to helping our clients navigate the complex regulatory landscape.Job SummaryWe are seeking a highly organized and detail-oriented Compliance Legal Specialist to join our team. The successful candidate will be responsible for providing...
-
Compliance Legal Specialist
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, dedicated to helping our clients navigate the complex regulatory landscape.Job SummaryWe are seeking a highly organized and detail-oriented Compliance Legal Specialist to join our team. The successful candidate will be responsible for providing...
-
Technical Compliance Specialist
1 week ago
London, Greater London, United Kingdom Taylor Root Full timeJob Description**About the Role**Taylor Root is seeking a highly motivated and technical compliance professional to lead a team of specialists and work closely with both internal and external stakeholders to provide expert advice and assistance.This firm prioritises compliance and takes a pragmatic approach to risk management, balancing the need to manage...
-
Technical Compliance Specialist
1 week ago
London, Greater London, United Kingdom Taylor Root Full timeJob Description**About the Role**Taylor Root is seeking a highly motivated and technical compliance professional to lead a team of specialists and work closely with both internal and external stakeholders to provide expert advice and assistance.This firm prioritises compliance and takes a pragmatic approach to risk management, balancing the need to manage...
-
Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeABOUT THE ORGANIZATION:Our client is a forward-thinking investment platform operating within the Fintech sector, poised for significant expansion. They are in search of a Regulatory Compliance Specialist to enhance their team.KEY RESPONSIBILITIES:Oversee daily financial promotion approvals, address complaints, conduct transaction assessments, and manage...
-
Lead Compliance Oversight Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timePosition OverviewOur client, a prominent international commercial banking institution, is seeking a Lead Compliance Oversight Specialist to oversee the compliance framework within their operations.Key ResponsibilitiesCompliance Framework Management: Develop and maintain the policies and procedures that constitute the compliance framework.Regulatory Review:...
-
Compliance Technical Specialist
4 months ago
London, United Kingdom USS Full time**Compliance Technical Specialist** *** **Business Area: Group General Counsel** *** **Place of Work: London** *** **Contract Type: Permanent** *** **When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you...
-
Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is a prestigious law firm in the UK, currently looking for a Regulatory Compliance Specialist to join our team. This position is crucial in upholding the firm's ethical standards and ensuring compliance with various regulations, including SRA, ICO, and Lexcel.Key Responsibilities:Assist legal professionals with inquiries regarding...
-
Technical Support Specialist
7 days ago
London, Greater London, United Kingdom Red - Specialist Recruitment Full timeWe are seeking a highly skilled Technical Support Specialist to join our team at Red - Specialist Recruitment. As a Technical Support Specialist, you will provide critical support to our clients in the shipping industry, ensuring the safe and efficient operation of their vessels.Key Responsibilities:Assist in monitoring vessels to ensure compliance with...
Compliance Technical Specialist
4 months ago
THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:
- Managing and reporting on regulatory projects, including advising on and supporting the business in implementing regulatory change.
- Support the Compliance Monitoring team with mapping and interpretation of key regulatory requirements as are applicable to the annual Compliance Monitoring Plan, as required.
- Assist in the design and maintenance of the compliance training content.
- Support the delivery of the Compliance team’s key processes and controls, production of monthly MI, KRI/KPI and risk reporting.
- Lead on tracking regulatory horizon developments in the UK as they relate to financial crime.
- Support on tracking regulatory horizon developments as they relate to The Pensions Regulator.
- Lead on the completion of the annual Group Financial Crime Risk Assessments.
- Assist the MLRO to prepare the annual MLRO Report.
- Manage and oversee updates to the framework of Compliance Policies, Manuals and Procedures, including approvals via relevant committees.
- Manage and oversee responses to counterparty diligence requests.
- Support the Operational Due Diligence Team on visits and reviews of external managers and key suppliers.
- Lead on Compliance review and approval of corporate communications and member collateral.
- Lead and facilitate the production of consumer duty dashboards, and associated reporting.
- Thorough knowledge of UK regulatory framework, including the UK’s measures to combat financial crime.
- A good understanding (and maintenance of understanding) of rules and regulations (FCA and tPR) on defined contribution pension schemes as they relate to and apply in practice to the group.
- A willingness to develop relationships at all levels in delivering pragmatic and proportionate compliance support, advice, monitoring and training solutions within Public and, Private Markets Groups.
- Demonstrable experience of managing compliance tasks such as compliance framework implementation and delivery of technical compliance advice.
- Demonstrable experience of dealing with the regulatory change agenda in the asset management sector.
- Understanding of different asset classes, including equity, credit, fixed income, derivatives and alternative investments.
- Excellent working knowledge of FCA rules and industry best practice.
