Senior Regulatory Policy Specialist

4 weeks ago


London, United Kingdom Arthur Recruitment Full time

My client is a leading M&A insurance broker who are looking to bring in a Compliance Officer.


Regularly review developments in regulatory requirements applicable to the firm and maintain an understanding of potential future legislative changes.
Review compliance systems, policies and procedures and identify areas that require follow-up or investigation.

Your main focus will be to liaise with local and overseas entities to ensure they are compliant with the firms Compliance framework, with opportunities to travel both nationwide and overseas, whilst also working closely with the Senior Compliance Manager in supporting the regional structure for risk and compliance and support the Group Risk Function in embedding governance and control structures in newly acquired businesses.

Review existing and arrange new terms of business agreements with insurers and introducers.
Ensure that the partners are kept informed of the money laundering risks posed by the business and its activities, and how these are managed and mitigated.
Review and monitor risk and operational risk management strategies and policies.
Good knowledge of FCA regulation is essential with knowledge of other regulatory jurisdictions being desirable.
• The ideal individual would have strong M&A experience within the London Insurance Market, preferably at an Insurance Broker. Being fluent in another language due to the overseas nature of the role is highly desirable.
• Broker / M&A insurance exposure is advantageous but not required (knowledge can be developed in role).
• Please apply for further information on business strategy, team structure, group remit and progression opportunity.


  • Regulatory Policy

    6 days ago


    London, United Kingdom Wise Full time

    Wise is a global technology company, building the best way to move and manage the world's money. As part of our team, you will be helping us create an entirely new network for the world's money. In your role, you will be responsible for creating global policy standards for Wise Group, seeking out ways in which we can continuously improve and support our...


  • London, United Kingdom RiskFree Recruitment Full time

    Compliance Officer & MLRO - Money Laundering Reporting OfficerProfessional Must have a Professional Services AML background. We are pleased to be working with a leading national business advisory firm that offers its clients exceptional service and with over 700 employees and a great company culture this role has to be on your radar. The MLRO will be...


  • London, United Kingdom Ocorian group Full time

    Compliance Associate, Capital Markets (Bovill) Full-time London Fund Services | Corporate | Capital Markets | Private Client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high...

  • Policy Specialist

    4 weeks ago


    London, United Kingdom Public Sector Resourcing Full time

    **Policy Specialist**: - Inside IR35** **Contract Term: 3 months** **Contracting Authority: MHPRA** **Location: Hybrid - 1 day per week in Office (London)** **We are recruiting to a Principal Policy Specialist role to undertake a review of the Human Medicines Regulations (HMRs) 2012. This will be in line with our statutory responsibilities and will...


  • London, United Kingdom InterQuest Group Full time

    InterQuest are currently supporting a leading specialist consultancy in finding a talented compliance consultant to support the growth of their Investments division. As a regulatory expert in the space, this would be a great opportunity for leverage your consultancy expertise and take the next step in your career in what is a culture-orientated business...


  • London, United Kingdom JSS Search Full time

    JSS Financial Services are pleased to be partnering with a top financial markets and commodities focussed bank who are looking to make a key hire within their regulatory policy team. This is a high exposure, strategic position within the business. This team is renowned for top quality learning and development with fantastic progression opportunities. The...


  • London, United Kingdom InterQuest Group Full time

    InterQuest are currently supporting a leading specialist consultancy in finding a talented compliance consultant to support the growth of their Capital Markets division. As a Capital Markets expert, this would be a great opportunity for leverage your consultancy expertise and take the next step in your career in what is a culture-orientated business focussed...

  • Sds Author

    4 weeks ago


    London, United Kingdom VRS Regulatory Full time

    We are looking for a Safety Data Sheet / SDS Author / Regulatory Officer for a London based consumer products company. Your role will be varied and include researching pending changes developments to global chemical regulations, developing regulatory documents (SDSs, labels etc) for new and existing products, and providing regulatory support to internal...


  • London, United Kingdom Goodman Masson Full time

    Responsibilities: Role Purpose The role holder will lead on regulatory interpretation of regulatory requirements for credit risk, including the internal ratings based approach (IRB). As well as lead the review and response to proposed rulemaking by regulators designed to address the changing environment that banks operate within, such as regulatory...


  • London, United Kingdom Goodman Masson Full time

    Responsibilities: Role Purpose The role holder will lead on regulatory interpretation of regulatory requirements for credit risk, including the internal ratings based approach (IRB). As well as lead the review and response to proposed rulemaking by regulators designed to address the changing environment that banks operate within, such as regulatory...


  • London, United Kingdom Goodman Masson Full time

    Responsibilities: Role Purpose The role holder will lead on regulatory interpretation of regulatory requirements for credit risk, including the internal ratings based approach (IRB). As well as lead the review and response to proposed rulemaking by regulators designed to address the changing environment that banks operate within, such as regulatory...


  • London, United Kingdom Goodman Masson Full time

    Responsibilities: Role Purpose The role holder will lead on regulatory interpretation of regulatory requirements for credit risk, including the internal ratings based approach (IRB). As well as lead the review and response to proposed rulemaking by regulators designed to address the changing environment that banks operate within, such as regulatory...


  • London, United Kingdom Goldman Sachs Full time

    Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance...


  • London, United Kingdom HSBC Full time

    Job Title: Regulatory Policy Manager, IRR Duration: Location: HSBC London 8CS Pay Rate: £730 PAYE Per Day Inside IR35 / £937.Our Risk and Compliance function has a critical role to play in supporting, challenging, and advising across all areas of the business through establishing policy, identifying and managing forward-looking risk and compliance. We...


  • London, United Kingdom HSBC Full time

    Job Title: Regulatory Policy Manager, IRR Duration: Location: HSBC London 8CS Pay Rate: £730 PAYE Per Day Inside IR35 / £937.Our Risk and Compliance function has a critical role to play in supporting, challenging, and advising across all areas of the business through establishing policy, identifying and managing forward-looking risk and compliance. We...


  • London, United Kingdom Goodman Masson Full time

    The role holder will lead on regulatory interpretation of regulatory requirements for credit risk, including the internal ratings based approach (IRB). As well as lead the review and response to proposed rulemaking by regulators designed to address the changing environment that banks operate within, such as regulatory developments for: · Climate risk;...


  • London, United Kingdom eFinancialCareers Full time

    **About this role**: Wells Fargo is seeking a Senior Lead Regulatory Relations Specialist in the International Regulatory Relations Team, to be based in London. Regulatory Relations is a first line function within the Bank, which is responsible for maintaining the Regulatory RelationsEnterprise Program. The role will be responsible for supporting the Head of...

  • Regulatory Specialist

    4 weeks ago


    London, United Kingdom Additional Resources Ltd Full time

    **Regulatory Specialist (**Advisory Services**) - Remote** **Location: London, Remote** **Salary: £65k - £75k DOE** *** **The Client**: **The Role**: **Experience**: - Minimum 10 years of experience of working in a regulatory affairs role - Knowledge in all food categories with the following being desirable areas - non-food, pet food, baby food and...


  • London, United Kingdom Pro-Finance Recruitment Group Full time

    **Interim Regulatory Policy Analyst** Canary Wharf or Birmingham. This can be a remote role as long as you are prepared to travel to a office when needed Inside IR35 **Overview -** The development of nationally significant utility supply infrastructure is a positive step towards ensuring resilient supplies. This requires new and innovative thinking around...

  • Regulatory Policy VP

    4 weeks ago


    London, United Kingdom Empirical Search Limited Full time

    Regional Treasury role in a global bank focusing on active liquidity management whilst partnering with the business to formulate reliable plans for recovery and resolution. playing a key role in the implementation of liquidity transfer pricing, maintenance of liquidity related management actions in stress, and the wider liquidity risk assessment in the...