Senior Regulatory Policy Consultant

2 weeks ago


London, United Kingdom InterQuest Group Full time

InterQuest are currently supporting a leading specialist consultancy in finding a talented compliance consultant to support the growth of their Capital Markets division. As a Capital Markets expert, this would be a great opportunity for leverage your consultancy expertise and take the next step in your career in what is a culture-orientated business focussed on providing the best support to their clients.
Managing client relationships, providing guidance and support on their FCA regulatory obligations
Providing training on regulatory change and assisting with the change and development of their policies and procedures.
Being the main point of contact for technical queries relating to the regulatory environment, including reviewing marketing materials.
Conducting compliance monitoring reviews, providing comprehensive feedback to the business.

Strong FCA regulatory knowledge applicable to Capital Markets, including MiFID and AIFMD firms.
Proven compliance experience within Hedge Funds.
Commercial/business development and consultancy experience preferable.


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