Current jobs related to Compliance Associate - London Area - Compliance Professionals

  • Compliance Associate

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...

  • Compliance Associate

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...

  • Compliance Associate – EXCLUSIVE

    1 month ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES:Managing Code of Ethics classification and queries of all staffProviding management information to the Firm’s Head of Compliance & Risk Committee on Code of Ethics...

  • Compliance Associate – EXCLUSIVE

    4 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES: Managing Code of Ethics classification and queries of all staff Providing management information to the Firm’s Head of Compliance & Risk Committee on Code of Ethics...

  • Compliance Associate – EXCLUSIVE

    1 month ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES:Managing Code of Ethics classification and queries of all staffProviding management information to the Firm’s Head of Compliance & Risk Committee on Code of Ethics...

  • Senior Compliance Monitoring Associate

    6 days ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance monitoring team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to...

  • Senior Compliance Monitoring Associate

    6 days ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance monitoring team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to...

  • Compliance Associate

    4 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a successful open-end investment fund based in the City. They are looking for a Compliance generalist with a development path to support the objectives and activities of the Compliance team. **THE RESPONSIBILITIES**: - Performing, supporting & enhancing monitoring and surveillance activities. - Managing, supporting and...

  • Senior Compliance Monitoring Associate

    22 hours ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience RequiredCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be...

  • Senior Compliance Monitoring Associate

    24 hours ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience RequiredCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be...

  • Senior Compliance Monitoring Associate

    2 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will play a crucial role in ensuring the effective delivery of the annual compliance monitoring programme.Compliance Monitoring...

  • Senior Compliance Monitoring Associate

    2 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will play a crucial role in ensuring the effective delivery of the annual compliance monitoring programme.Compliance Monitoring...

  • Compliance Associate

    21 hours ago

    London Area, United Kingdom Coopman Search and Selection | B Corp™ Full time

    Compliance Associate Job DescriptionCoopman Search and Selection, a Certified B Corporation, is partnering with a leading multi-strategy hedge fund to hire a Compliance Associate. This role will report directly to the UK Head of Compliance.Key Responsibilities:Contribute to a comprehensive compliance monitoring program for our UK FCA regulated entity.Support...

  • Compliance Associate

    24 hours ago

    London Area, United Kingdom Coopman Search and Selection | B Corp™ Full time

    Compliance Associate Job DescriptionCoopman Search and Selection, a Certified B Corporation, is partnering with a leading multi-strategy hedge fund to hire a Compliance Associate. This role will report directly to the UK Head of Compliance.Key Responsibilities:Contribute to a comprehensive compliance monitoring program for our UK FCA regulated entity.Support...

  • Senior Compliance Monitoring Associate

    4 days ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring RoleWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team at Compliance Recruitment Solutions. As a key member of our compliance monitoring team, you will play a critical role in ensuring our clients' compliance with regulatory requirements.Key Responsibilities:Assist in the delivery of the...

  • Senior Compliance Monitoring Associate

    4 days ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring RoleWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team at Compliance Recruitment Solutions. As a key member of our compliance monitoring team, you will play a critical role in ensuring our clients' compliance with regulatory requirements.Key Responsibilities:Assist in the delivery of the...

  • Senior Compliance Monitoring Associate

    2 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...

  • Senior Compliance Monitoring Associate

    3 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...

  • Compliance Associate

    1 month ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an expanding London-based investment management firm, specialising in distressed credit/special situations.THE RESPONSIBILITIES:Assist in managing the compliance relationships with the front office team, portfolio managers, research analysts and the finance team.Provide clear and consistent technical advice and guidance to...

  • Compliance Associate

    4 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an expanding London-based investment management firm, specialising in distressed credit/special situations. THE RESPONSIBILITIES: Assist in managing the compliance relationships with the front office team, portfolio managers, research analysts and the finance team. Provide clear and consistent technical advice and guidance to...

Compliance Associate

3 months ago

London Area, United Kingdom Compliance Professionals Full time

THE COMPANY:


We are working with an international financial service provider who support corporate and institutional clients across the globe. They are looking for a Compliance Officer to join the team on a permanent basis.







THE RESPONSIBILITIES:


  • Supporting in the development of the Compliance monitoring plan.
  • Performing activities in coherence with the Compliance monitoring plan;
  • Providing pro-active Compliance advisory support to the firm
  • Monitoring regulatory developments and ensuring their timely implementation and communication to stakeholders;
  • Supporting the promotion of Compliance awareness in the firm through staff training
  • Participating in and developing key Compliance processes and procedures.
  • Support the development of internal procedures;
  • Assisting and supporting with investigations and internal audit reviews.
  • Building strong relationships with Group Compliance colleagues at other sites and supporting in developing awareness about UK activities and the regulatory environment; and
  • Supporting in communicating with and/or reporting to the FCA.










EXPERIENCE REQUIRED:


  • 2-4 years Generalist compliance experience (across regulatory compliance and/ or financial crime).
  • Experience within a corporate or investment banking environment dealing with corporate and institutional clients across various product lines.
  • Ability to work in a hybrid office setting (3 days office, 2 home)
  • NO SPONSORSHIP IS CURRENTLY BEING OFFERED FOR THIS ROLE
  • THIS ROLE IS NOT A KYC VACANCY, KYC PURISTS WILL NOT BE CONSIDERED FOR THIS ROLE.











For further information please contact Jordan White