Market Abuse Surveillance Expert – metals

2 weeks ago


London Area, United Kingdom Compliance Professionals Full time

THE COMPANY:

Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team.










THE RESPONSIBILITIES:


  • Conduct daily market abuse and market integrity surveillance
  • Develop the Market Surveillance systems and processes to ensure the surveillance programme remains robust and effective.
  • Handle referrals and investigations undertaken by Market Surveillance.
  • Responding to requests for information from the FCA.
  • Keep abreast of market and regulatory news that may impact the surveillance programme.
  • Ensure that a full audit trail of analysis / reviews undertaken is maintained and that records are accurate and completed to the highest standard.
  • Draft and update procedure manuals as and when required.
  • Provide support to the rest of the Market Surveillance team on day to day tasks or special projects when required.












EXPERIENCE REQUIRED:


  • Surveillance experience is key
  • Metals experience – precious and/or base is a must












For further information please contact Duncan Jeffery



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